Ordinance No. 9,581ORDINANCE NO. 9581
® AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS,
AUTHORIZING AND DIRECTING THE CITY MANAGER TO EXECUTE A
PROFESSIONAL SERVICES AGREEMENT WITH LOCKWOOD, ANDREWS, &
NEWNAM, INC., FOR THE WEST BAYTOWN SANITARY SEWER
REHABILITATION PROJECT; AUTHORIZING PAYMENT BY THE CITY OF
BAYTOWN IN AN AMOUNT NOT TO EXCEED ONE HUNDRED EIGHTY
THOUSAND TWO HUNDRED FIFTY -SEVEN AND NO 1100 DOLLARS
($180,257.00); MAKING OTHER PROVISIONS RELATED THERETO; AND
PROVIDING FOR THE EFFECTIVE DATE THEREOF.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS:
Section 1: That the City Council of the City of Baytown, Texas, hereby authorizes and
directs the City Manager to execute a professional services agreement with Lockwood, Andrews, &
Newnam, Inc., for the West Baytown Sanitary Sewer Rehabilitation Project. A copy of said agreement is
attached hereto, marked Exhibit "A," and made a part hereof for all intents and purposes.
Section 2: That the City Council of the City of Baytown authorizes payment to Lockwood,
Andrews, & Newnam, Inc., in an amount not to exceed ONE HUNDRED EIGHTY THOUSAND TWO
HUNDRED FIFTY -SEVEN AND NO 1100 DOLLARS ($180,257.00) for engineering services in
accordance with the contract.
Section 3: That the City Manager is hereby granted general authority to approve a decrease
or an increase in costs by TWENTY -FIVE THOUSAND AND NO /100 DOLLARS ($25,000.00) or less,
provided that the amount authorized in Section 2 hereof may not be increased by more than twenty-five
percent (25 %).
Section 4: This ordinance shall take effect immediately from and after its passage by the
City Council of the City of Baytown.
INTRODUCED, READ and PASSED by the affirmative vote of the City Council of the City of
Baytown this the 26`s day of June, 2003.
/,a(�%�_
PETE C. ALFARO, Mayor
ATTEST:
(�r"1R W. S 'fH, City Clerk
APPROVED AS TO FORM:
eMNACIO RAMIREZ, SR., �Attorney
FAKaren \Fdes\City Council \Ordinances \LAN WestBay townSanilarySewerProjecl.doc
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STANDARD FORM OF AGREEMENT
BETWEEN OWNER AND ENGINEER
FOR
PROFESSIONAL SERVICES
THIS AGREEMENT effective as of
( "Effective Date ";
Between
The City of Baytown ( "OWNER ")
and
Lockwood, Andrews & Newnam, Inc. (-ENGINEER-)
OWNER intends to rehabilitate Phase I of West Baytown Sanitary Sewer. This project
includes approximately 28,000 linear feet of sewer line and 73 manholes.
OWNER and ENGINEER in consideration of their mutual covenants as set forth herein agree as follows:
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 1 of 12
MMIT A
( "Project ").
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TABLE OF CONTENTS
ARTICLE 1 - SERVICES OF ENGINEER
1.01 Scope ........ ...............................
ARTICLE 2 - OWNER'S RESPONSIBILITIES.
2.01 General ................ ............:..................
ARTICLE 3 - TIMES FOR RENDERING SERVICES.
3.01 General ........................... ...............................
3.02 Suspension ..................... ...............................
ARTICLE 4 - PAYMENTS TO ENGINEER .......................................... ...............................
4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER,
4.02 Other Provisions Concerning Payments ................................. ...............................
ARTICLE 5 - OPINIONS OF COST ...........................
S.Ot Opinions of Probable Construction Cost„
5.02 Designing to Construction Cost Limit......
5.03 Opinions of Total Project Costs ...............
ARTICLE 6 - GENERAL CONSIDERATIONS ..............
6.01 Standards of Performance ..............................
6.02 Authorized Project Representatives ...............
6.03 Design without Construction Phase Services,
6.04 Use of Documents ........... ...............................
6.05 Insurance .........................................................
6.06 Termination ..................... ...............................
6.07 Controlling Taw ............... ...............................
6.08 Successors, Assigns, and Beneficiaries ..........
6.09 Dispute Resolution .......... ...............................
6.10 Hazardous Environmental Condition .............
6.11 Allocation of Risks .......... ...............................
6.12 Notices ............................. ...............................
6.13 Survival ............................ ...............................
6.14 Severability ...................... ...............................
6.15 Waiver ............................. ...............................
6.16 Headings ......-- ............... ...............................
ARTICLE 7 - DEFINITIONS.
7.01 Defined Terms.....
ARTICLE 8 - EXHIBITS AND SPECIAL PROVISIONS
8.01 Exhibits Included ............... ...............................
8.02 Total Agreement ................ ...............................
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 2 of 12
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0 ARTICLE 1 - SERVICES OF ENGINEER
s
Scope
A. ENGINEER shall provide the Basic and Additional
Services set forth herein and in Exhibit A.
B. Upon this Agreement becoming effective,
ENGINEER is authorized to begin Basic Services as set forth
in Exhibit A.
C. If authorized by OWNER, ENGINEER shall furnish
Resident Project Representative(s) with duties,
responsibilities and limitations of authority as set forth in
Exhibit D.
ARTICLE 2 - OWNER'S RESPONSIBILITIES
General
A. OWNER shall have the responsibilities set forth
herein and in Exhibit B.
ARTICLE 3 - TIMES FOR RENDERING SERVICES
3.01 General
A. (Modified) ENGINEER's services and compensation
under this Agreement have been agreed to for the design of
the Project ENGINEER's obligation to render services
hereunder will be for whatever period necessary for the final
completion of said services.
B. (Deleted).
C. (Modified) For purposes of this Agreement the term
"day" means a calendar day of 24 hours.
3.02 Suspension
A. (Modified) If OWNER fails within a reasonable
period of time to give written authorization to proceed with
any phase of services after completion of the immediately
preceding phase, or 'if OWNER delays ENGINEER's
services, ENGINEER may, after giving seven days written
notice to OWNER, suspend services under this Agreement If
during such seven -day period, OWNER gives written
authorization to proceed or ENGINEER'S services are no
longer delayed by OWNER, ENGINEER may not suspend
services under this Agreement
B. (Modified) If ENGINEER's services are delayed or
suspended in whole or in part by OWNER, ENGINEER shall
be entitled to equitable adjustment of rates and amounts of
compensation provided for elsewhere in this Agreement to
reflect, reasonable costs incurred by ENGINEER in
connection with, among other things, such delay or suspension
and reactivation and the fact that the time for performance
under this Agreement has been revised.
ARTICLE 4 - PAYMENTS TO ENGINEER
4.01 Methods of Payment for Services and
Reimbursable Expenses of ENGINEER
A. For Basic Services. OWNER shall pay ENGINEER
for Basic Services performed or furnished under Exhibit A,
Part 1, as set forth in Exhibit C.
B. For Additional Services. OWNER shall pay
ENGINEER for Additional Services performed or furnished
under Exhibit A, Part 2, as set forth in Exhibit C.
C. (Modified) For Reimbursable Expenses. In
addition to payments provided for in paragraphs 4.01.A and
4.01.13, OWNER shall pay ENGINEER for Reimbursable
Expenses incurred by ENGINEER and ENGINEER's
Consultants as set forth in Exhibit C. However, all expenses
associated with meals and lodging must be approved in
writing by OWNER prior to ENGINEER incurring any
expense associated therewith, otherwise, the parties hereto
agree and understand that OWNER shall not be liable and
ENGINEER shall not make a claim against OWNER for any
such expenses.
4.02 Other Provisions Concerning Payments
A. Preparation of Invoices. Invoices will be prepared
in accordance with ENGINEER's standard invoicing practices
and will be submitted to OWNER by ENGINEER, unless
otherwise agreed. ENGINEER shall supply detailed back -up
information along with each invoice in order for the OWNER
to effectively evaluate the fees and charges. The amount
billed in each invoice will be calculated as set forth in Exhibit
C.
B. (Modified) Payment of Invoices. Invoices are due
and payable within 30 days after the receipt of the invoice and
the necessary backup information. If OWNER fails to make
any payment due ENGINEER for services and expenses
within 30 days after receipt of ENGINEER's invoice and
backup documentation therefor, the amounts due ENGINEER
will be increased at the rate of 1.09/6 per month (or the
maximum rate of interest permitted by law, if less) after the
30th day. ENGINEER may after giving seven days written
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 3 of 12
notice to OWNER suspend services under this Agreeoent
until ENGINEER has been paid in full all amounts due for
services, expenses, and other related charges. However, it is
expressly understood and agreed that ENGINEER will not
charge any interest or penalty as set forth herein on any
portion of an invoice that is disputed and withheld in
accordance with paragraph 3.02.0 and that ENGINEER will
not suspend services under the agreement on account of a
disputed invoice or on account of monies withheld. All
payments will be credited first to principal and then to interest.
C. Disputed Invoices. In the event of a disputed or
contested invoice, only that portion so contested may be
withheld from payment, and the undisputed portion will be
paid.
D. Payments Upon Termination.
In the event of any termination under section 6.06,
ENGINEER will be entitled to invoice OWNER and
will be paid in accordance with Exhibit C for all
services performed or furnished and all Reimbursable
Expenses incurred through the effective date of
termination.
2. (Deleted)
E. (Modified) Records of ENGINEER's Costs.
Records of ENGINEER's costs pertinent to ENGINEER's
compensation under this Agreement shall be kept in
accordance with generally accepted accounting practices.
Copies of such records will be made available to OWNER
upon request at no cost to OWNER
F. Legislative Actions. In the event of legislative
actions after the Effective Date of the Agreement by any level
of government that impose taxes, fees, or costs on
ENGINEER's services or other costs in connection with this
Project or compensation therefor, such new taxes, fees, or
costs shall be invoiced to and paid by OWNER as a
Reimbursable Expense to which a Factor of 1.0 shall be
applied. Should such taxes, fees, or costs be imposed, they
shall be in addition to ENGINEER's estimated total
compensatton.
ARTICLE 5 - OPINIONS OF COST
5.01 Opinions of Probable Construction Cost
A. ENGINEER's opinions of probable Construction
Cost provided for herein are to be made on the basis of
ENGINEER's experience and qualifications and represent
ENGINEER's best judgment as an experienced and qualified
0 professional generally familiar with the industry. However,
since ENGINEER has no control over the cost of labor,
materials, equipment, or services furnished by others, or over
the Contractor's methods of determining prices, or over
competitive bidding or market conditions, ENGINEER cannot
and does not guarantee that proposals, bids, or actual
Construction Cost will not vary from opinions of probable
Construction Cost prepared by ENGINEER. If OWNER
wishes greater assurance as to probable Construction Cost,
OWNER shall employ an independent cost estimator as
provided in Exhibit B.
5.02 Designing to Construction Cost Limit
A. If a Construction Cost limit is established between
OWNER and ENGINEER, such Construction Cost limit and a
statement of ENGINEER's rights and responsibilities with
respect thereto will he specifically set forth in Exhibit F,
"Construction Cost Limit," to this Agreement. (Exhibit F is
not used).
5.03 Opinions of Total Project Costs
A. ENGINEER assumes no responsibility for the
accuracy of opinions of Total project Costs.
ARTICLE 6 - GENERAL CONSIDERATIONS
6.01 Standards of Performance
A. (Modified) The standard of care for all professional
engineering and related services performed or furnished by
ENGINEER under this Agreement will be the care and skill
ordinarily used by members of ENGINEER's profession
practicing under similar circumstances at the same time and in
the same locality.
B. (Modified) ENGINEER shall be responsible for the
technical accuracy of its services and documents resulting
therefrom, and OWNER shall not be responsible for
discovering dcficiencies therein. ENGINEER shall correct
such deficiencies without additional compensation except to
the extent such action is directly attributable to deficiencies in
OWNER - furnished information upon which ENGINEER is
authorized to rely as provided in Section 6.01.E.
C. ENGINEER shall perform or furnish professional
engineering and related services in all phases of the Project to
which this Agreement applies. ENGINEER shall serve as
OWNER's prime professional for the Project. ENGINEER
may employ such ENGINEER's Consultants as ENGINEER
deems necessary to assist in the performance or furnishing of
the services. ENGINEER shall not be required to employ any
ENGINEER's Consultant unacceptable to ENGINEER.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 4 of 12
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D. ENGINEER and OWNER shall comply with
applicable Laws or Regulations and OWNER - mandated
standards. This Agreement is based on these requirements as
of its Effective Date. Changes to these requirements after the
Effective Date of this Agreement may be the basis for
modifications to OWNER's responsibilities or to
ENGINEER's scope of services, times of performance, or
compensation.
E. (Modified) OWNER shall be responsible for, and
ENGINEER may rely upon, the accuracy and completeness of
all requirements, programs, instructions, reports, data, and
other information furnished by OWNER to ENGINEER
pursuant to this Agreement, unless expressly stated or
communicated otherwise by OWNER ENGINEER may use
such requirements, reports, data, and information in
performing or furnishing services under this Agreement.
F. OWNER shall make decisions and carry out its other
responsibilities in a timely manner and shall bear all costs
incident thereto so as not to delay the services of ENGINEER.
G. Prior to the corrunencement of the Construction
Phase, OWNER shall notify ENGINEER of any variations
from the language indicated in Exhibit E, `Notice of
Acceptability of Work," or of any other notice or certification
that ENGINEER will be requested to provide to OWNER or
third parties in connection with the Project. OWNER and
ENGINEER shall reach agreement on the terms of any such
requested notice or certification, and OWNER shall authorize
such Additional Services as are necessary to enable
ENGINEER to provide the notices or certifications requested.
H. (Modified) ENGINEER shall not be required to sign
any documents, no matter by whom requested, that would
result in ENGINEER's having to certify, guarantee or warrant
the existence of conditions whose existence ENGINEER
cannot ascertain; provided, that ENGINEER has exercised
due diligence and was not otherwise required to certify,
guarantee or warrant the existence of such conditions.
I. During the Construction Phase, ENGINEER shall
not supervise, direct, or have control over Contractor's work,
nor shall ENGINEER have authority over or responsibility for
the means, methods, techniques, sequences, or procedures of
construction selected by Contractor, for safety precautions and
programs incident to the Contractor's work in progress, nor
for any failure of Contractor to comply with Laws and
Regulations applicable to Contractor's furnishing and
performing the Work.
J. (Modified) ENGINEER neither guarantees the
performance of any Contractor nor assumes responsibility for
any Contractor's failure to furnish and perform the Work in
accordance with the Contract Documents. However, nothing
contained in this paragraph shall be construed so as to absolve
ENGINEER from liability for any such failure about which
ENGINEER knew or should have known existed in the
exercise of ENGINEER's services under this Agreement.
K. (Modified) ENGINEER shall not be responsible for
the acts or omissions of any Contractor(s), subcontractor or
supplier, or of any of the Contractor's agents or employees or
any other persons (except ENGINEER's own employees and
its consultants for which it is legally liable) at the Site or
otherwise furnishing or performing ,any of the Contractor's
work; or for any decision made on interpretations or
clarifications of the Contract Documents given by OWNER
without consultation and advice of ENGINEER.
L. (Modified) The General Conditions for any
construction contract documents prepared hereunder are to be
the Standard Form of Agreement between Owner and
Contractor and as approved by OWNER in writing.
6.02 Authorized Project Representatives
A. Contemporaneous with the execution of this
Agreement, ENGINEER and OWNER shall designate
specific individuals to act as ENGINEER's and OWNER's
representatives with respect to the services to be performed or
furnished by ENGINEER arid. responsibilities of OWNER
under this Agreement. Such individuals shall have authority
to transmit instructions, receive information, and render
decisions relative to the Project on behalf of each respective
part',
Design without Construction Phase Serviccs
A. Should OWNER provide Construction Phase
services with either OWNER's representatives or a third party,
ENGINEER's Basic Services under this Agreement will be
considered to be completed upon completion of the Final
Design Phase or Bidding or Negotiating Phase as outlined in
Exhibit A.
B. It is understood and agreed that if ENGINEER's
Basic Services under this Agreement do not include Project
observation, or review of the Contractor's performance, or any
other Construction Phase services, and that such services will
be provided by OWNER, then OWNER assumes all
responsibility for interpretation of the Contract Documents
and for construction observation or review and waives any
claims against the ENGINEER that may be in any way
connected thereto.
6.04 Use of Documents
A. (Modified) Upon execution of this Agreement, the
ENGINEER grants to the OWNER an ownership interest in
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 5 of 12
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the Instruments of Service. The ENGINEER shall obtain
similar interests from the OWNER and the ENGINEER's
consultants consistent with this Agreement. Within seven
days of any termination or expiration of this Agrccment, the
ENGINEER shall be required to tender to OWNER all
Instruments of Service; provided OWNER has paid all
monies, excluding any disputed amount, due and owing to
ENGINEER in accordance with this Agreement. With such
ownership interest, it is expressly understood by the parties
hereto that the OWNER may use the Instruments of Service
for any purposes which the OWNER sees fit, including, but
not limited to, subsequent construction, reconstruction,
alteration, and/or repairs of the Project As a condition to the
OWNER's use of the Instruments of Service, the OWNER
hereby expressly agrees to remove the ENGINEER's name
and all references to the ENGINEER, and its consultants from
the Documents. The OWNER hereby releases any and all
claims which the OWNER could make arising out of or in
connection with any reuse of the documents by the OWNER-
This release of claim for the matters covered in this
Paragraph 6.04.A shall be for the benefit of the ENGINEER,
its officers, and employees and sub-consultants, as well as
their successors and assigns.
B. (Modified) Copies of OWNER - furnished data that
may be relied upon by ENGINEER are limited to the printed
copies that are delivered to ENGINEER pursuant to Exhibit B
unless otherwise expressly stated or communicated by
OWNER Files in electronic media format of text, data,
graphics, or of other types that are furnished by OWNER to
ENGINEER are only for convenience of ENGINEER Any
conclusion or information obtained or derived from such
electronic files will be at the user's sole risk.
C. Copies of Documents that may be relied upon by
OWNER are limited to the printed copies (also known as hard
copies) that are signed or sealed by the ENGINEER Files in
electronic media format of text, data, graphics, or of other
types that are furnished by ENGINEER to OWNER are only
for convenience of OWNER. Any conclusion or information
obtained or derived from such electronic files will be at the
user's sole risk.
D. Because data stored in electronic media format can
deteriorate or be modified inadvertently or otherwise without
authorization of the data's creator, the party receiving
electronic files agrees that it will perform acceptance tests or
procedures within 60 days, after which the receiving party
shall be deemed to have accepted the data thus transferred.
The party delivering the electronic files will correct any errors
detected within the 60-day acceptance period ENGINEER
shall not be responsible to maintain documents stored in
electronic media format after acceptance by OWNER.
E. When transferring documents in electronic media
format, ENGINEER makes no representations as to long -term
compatibility, usability, or readability of documents resulting
from the use of software application packages, operating
systems, or computer hardware differing from those used by
ENGINEER at the beginning of this Project.
F. (Modified) Any use of the Documents on any
extension of the Project or on any other project shall be at
OWNER's sole risk and OWNER hereby releases
ENGINEER from any liability associated solely with the reuse
of the Documents.
G. If there is a discrepancy between the electronic files
and the hard copies, the hard copies govern.
H. Any verification or adaptation of the Documents for
extensions of the Project or for any other project will entitle
ENGINEER to further compensation at rates to be agreed
upon by OWNER and ENGINEER-
6.05 Insurance
A. ENGINEER shall procure and maintain insurance as
set forth in Exhibit G, "Insurance."
B. Not used.
C. Not used.
D. Not used.
E. Not used.
F. At any time, OWNER may request that ENGINEER,
at OWNER's sole expense, provide additional insurance
coverage, increased limits, or revised deductibles that are
more protective than those specified in Exhibit G. If so
requested by OWNER, with the concurrence of ENGINEER,
and if commercially available, ENGINEER shall obtain and
shall require ENGINEER's Consultants to obtain such
additional insurance coverage, different limits, or revised
deductibles for such periods of time as requested by OWNER,
and Exhibit G will be supplemented to incorporate these
requirements.
6.06 Termination
A. (Modified) The obligations hereunder may be
terminated:
I. For cause,
a. (Modified) By either party upon 30 days
written notice in the event of failure by the other
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 6 of 12
party to perform in accordance with the terms hereof
• through no fault of the terminating party; or C. Unless expressly provided otherwise in this
Agreement:
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b. By ENGINEER upon seven days written
notice if ENGINEER is being requested by OWNER
to furnish or perform services contrary to
ENGINEER's responsibility as a licensed
professional.
c. Notwithstanding the foregoing, this
Agreement will not terminate as a result of such
substantial failure if the party receiving such notice
begins, within seven days of receipt of such notice, to
correct its failure to perform and proceeds diligently
to cure such failure within no more than 30 days of
receipt thereof; provided, however, that if and to the
extent such substantial failure cannot be reasonably
cured within such 30 day period, and if such party
has diligently attempted to cure the same and
thereafter continues diligently to cure the same then
the cure period provided for herein shall extend up
to, but in no case more than 60 days after the date of
receipt of the notice.
2. For convenience by OWNER effective upon the
receipt of notice by ENGINEER.
B. Not used.
6.07 Controlling Law
A. This Agreement is to be governed by the law of the
state in which the Project is located-
6.08 Successors, Assigns, and Beneficiaries
A. OWNER and ENGINEER each is hereby bound and
the partners, successors, executors, administrators and legal
representatives of OWNER and ENGINEER (and to the
extent permitted by paragraph 6.08.13 the assigns of OWNER
and ENGINEER) are hereby bound to the other party to this
Agreement and to the partners, successors, executors,
administrators and legal representatives (and said assigns) of
such other party, in respect of all covenants, agreements and
obligations of this Agreement.
B. Neither OWNER nor ENGINEER may assign,
sublet, or transfer any rights under or interest (including, but
without limitation, moneys that are due or may become due) in
this Agreement without the written consent of the other,
except to the extent that any assignment, subletting, or transfer
is mandated or restricted by law. Unless specifically stated to
the contrary in any written consent to an assignment, no
assignment will release or discharge the assignor from any
duty or responsibility under this Agreement.
I. Nothing in this Agreement shall be construed to
create, impose, or give rise to any duty owed by OWNER
or ENGINEER to any Contractor, Contractor's
subcontractor, supplier, other individual or entity, or to
any surety for or employee of any of them
2. All duties and responsibilities undertaken
pursuant to this Agreement will be for the sole and
exclusive benefit of OWNER and ENGINEER and not
for the benefit of any other party. The OWNER agrees
that the substance of the provisions of this paragraph
6.08.0 shall appear in the Contract Documents.
6.09 Not Used.
6.10 Hazardous Environmentat Condition
A. OWNER represents to Engineer that to the best of its
knowledge a Hazardous Environmental Condition does not
exist.
B. (Modified) OWNER has disclosed to the best of
its knowledge and belief to ENGINEER the existence of all
Asbestos, PCB's, Petroleum, Hazardous Waste, or
Radioactive Material located at or near the Site, including
type, quantity and location.
C. (Modified) If a Hazardous Environmental
Condition is encountered or alleged, ENGINEER shall have
the obligation to notify OWNER on or before the next
business day of the same.
D. It is acknowledged by both parties that
ENGINEER's scope of services does not include any services
related to a Hazardous Environmental Condition. In the event
ENGINEER or any other party encounters a Hazardous
Environmental Condition, ENGINEER may, at its option and
without liability for consequential or any other damages,
suspend performance of services on the portion of the Project
affected thereby until OWNER: (i) retains appropriate
specialist consultant(s) or contractor(s) to identify and, as
appropriate, abate, remediate, or remove the Hazardous
Environmental Condition; and (ii) warrants that the Site is in
full compliance with applicable Laws and Regulations.
E. OWNER acknowledges that ENGINEER is
performing professional services for OWNER and that
ENGINEER is not and shall not be required to become an
"arranger," "operator," "generator," or "transporter" of
hazardous substances, as defined in the Comprehensive
Environmental Response, Compensation, and Liability Act of
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Between Owner and Engineer for Professional Services
Page 7 of 12
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1990 (CERCLA), which are or may be encountered at or near
the Site in connection with ENGINEER's activities under this
Agreement.
F. If ENGINEER's services under this Agreement
cannot be performed because of a Hazardous Environmental
Condition, the existence of the condition shall justify
ENGINEER's terminating this Agreement for cause on 30
days notice.
Allocation of Risks
A. (Modified) Indemnification. See Exhibit K.
Notices
A. (Modified) Any notice required under this
Agreement will be in writing, addressed to the appropriate
party at its address on the signature page and given personally,
or by registered or certified mail postage prepaid, or by a
commercial courier service. Additionally, notices may be
given via facsimile or by electronic mail if such notice is also
given personally, or by registered or certified mail or by a
commercial courier service. All notices shall be effective
upon the date of receipt.
Survival
A. (Modified) All express representations,
indemnifications, and limitations of liability included in this
Agreement will survive its completion or termination for any
reason.
6.14 Severability
A. Any provision or part of the Agreement held to be
void or unenforceable under any Laws or Regulations shall be
deemed stricken, and all remaining provisions shall continue
to be valid and binding upon OWNER and ENGINEER, who
agree that the Agreement shall be reformed to replace such
stricken provision or part thereof with a valid and enforceable
provision that comes as close as possible to expressing the
intention of the stricken provision.
Waiver
A. Non - enforcement of any provision by either party
shall not constitute a waiver of that provision, nor shall it
affect the enforceability of that provision or of the remainder
of this Agreement.
Headings
A. The headings used in this Agreement are for general
reference only and do not have special significance.
ARTICLE 7 - DEFINITIONS
7.01 Defined Terms
A. Wherever used in this Agreement (including the
Exhibits hereto) and printed with initial or all capital letters,
the terms listed below have the meanings indicated, which
are applicable to both the singular and plural thereof:
1. Addenda — Written or graphic instruments issued
prior to the opening of Bids which clarify, correct, or
change the Bidding Documents.
2. Additional Services --The services to • be
performed for or furnished to OWNER by ENGINEER in
accordance with Exhibit A, Part 2 of this Agreement.
3. Agreement —This "Standard Form of Agreement
between OWNER and ENGINEER for Professional
Services," including those Exhibits listed in Article 8
hereof.
4. Application for Payment —The form acceptable
to ENGINEER which is to be used by Contractor in
requesting progress or final payments for the completion
of its Work and which is to be accompanied by such
supporting documentation as is required by the Contract
Documents.
5. Asbestos --Any material that contains more than
one percent asbestos and is friable or is releasing asbestos
fibers into the air above current action levels established
by the United States Occupational Safety and Health
Administration.
6. Basic Services —The services to be performed
for or furnished to OWNER by ENGINEER in
accordance with Exhibit A, Part 1, of this Agreement.
7. Bid —The offer or proposal of the bidder
submitted on the prescribed form setting forth the prices
for the Work to be performed.
S. Bidding Documents —The advertisement or
invitation to Bid, instructions to bidders, the Bid form and
attachments, the Bid bond, if any, the proposed Contract
Documents, and all Addenda, if any.
9. Change Order —A document recommended by
ENGINEER, which is signed by Contractor and OWNER
to authorize an addition, deletion or revision in the Work,
or an adjustment in the Contract Price or the Contract
Standard Form of Agreement
Between Owner and Engineer for Profcssional Services
Page 8 of 12
Times, issued on or after the Effective Date of the ready for final payment as evidenced by ENGINEER's
Construction Agreement. written recommendation of final payment.
10. Construction Agreement —The written
instrument which is evidence of the agreement, contained
in the Contract Documents, between OWNER and
Contractor covering the Work.
11. Construction Contract —The entire and
integrated written agreement between the OWNER and
Contractor concerning the Work.
12. Construction Cost —The cost to OWNER of
those portions of the entire Project designed or specified
by ENGINEER Construction Cost does not include
costs of services of ENGINEER or other design
professionals and consultants, cost of land, rights -of -way,
or compensation for damages to properties, or OWNER's
costs for legal, accounting, insurance counseling or
auditing services, or interest and financing charges
incurred in connection with the Project, or the cost of
other services to be provided by others to OWNER
pursuant to Exhibit B of this Agreement. Construction
Cost is one of the items comprising Total Project Costs.
11 (Modified) Contract Documents -- Documents
that establish the rights and obligations of the parties
engaged in construction and include the Construction
Agreement between OWNER and Contractor and all
documents referenced therein, Addenda (which pertain to
the Contract Documents), Contractor's Bid (including
documentation accompanying the Bid and any post -Bid
documentation submitted prior to the notice of award)
when attached as an exhibit to the Construction
Agreement, the notice to proceed, the bonds, appropriate
certifications, insurance documents the General
Conditions, the Supplementary Conditions, the
Specifications and the Drawings as the same are more
specifically identified in the Construction Agreement,
together with all Written Amendments, Change Orders,
Work Change Directives, Field Orders, and
ENGINEER's written interpretations and clarifications
issued on or after the Effective Date of the Construction
Agreement. Approved Shop Drawings and the reports
and drawings of subsurface and physical conditions are
not Contract Documents.
14. Contract Price —The moneys payable by
OWNER to Contractor for completion of the Work in
accordance with the Contract Documents and as stated in
the Construction Agreement.
15. Contract Times —The numbers of days or the
dates stated in the Construction Agreement to: (i) achieve
Filial Completion, and (ii) complete the Work so that it is
16. Contractor —An individual or entity with whom
OWNER enters into a Construction Agreement.
17. Correction Period —The time after Final
Completion during which Contractor must correct, at no
cost to OWNER, any Defective Work, normally one year
after the date of Final Completion or such longer period
of time as may be prescribed by laws or Regulations or
by the terms of any applicable special guarantee or
specific provision of the Contract Documents.
18. Defective --An adjective which, when modifying
the word Work, refers to Work that is unsatisfactory,
faulty, or deficient, in that it does not conform to the
Contract Documents, or does not meet the requirements
of any inspection, reference standard, test, or approval
referred to in the Contract Documents, or has been
damaged prior to ENGINEER's recommendation of ftnal
payment.
19. Documents- -Data, reports, Drawings,
Specifications, Record Drawings, and other deliverables,
whether in printed or electronic media format, provided
or furnished in appropriate phases by ENGINEER to
OWNER pursuant to this Agreement.
20. Drawings —That part of the Contract Documents
prepared or approved by ENGINEER which graphically
shows the scope, extent, and character of the Work to be
performed by Contractor. Shop Drawings are not
Drawings as so defined.
21. Effective Date of the Construction Agreement —
The date indicated in the Construction Agreement on
which it becomes effective, but if no such date is
indicated, it means the date on which the Construction
Agreement is signed and delivered by the last of the two
parties to sign and deliver.
22. Effective Date of the Agreement —The date
indicated in this Agreement on which it becomes
effective, but if no such date is indicated, it means the
date on which the Agreement is signed and delivered by
the last of the two parties to sign and deliver.
23. ENGINEER's Consultants— Individuals or
entities having a contract with ENGINEER to ft=ish
services with respect to this Project as ENGINEER's
independent professional associates, consultants,
subcontractors, or vendors. The term ENGINEER
includes ENGINEER's Consultants.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 9 of 12
• 24. Field Order —A written order issued by considers significant based on record documents
ENGINEER which directs minor changes in the Work furnished by Contractor to ENGINEER and which were
but which does not involve a change in the Contract Price annotated by Contractor to show changes made during
or the Contract Times. construction.
•
25. Final Completion shall mean that all work has
been completed, all final punch list items have been
inspected and satisfactorily completed, all payments to
subcontractors have been made, all documentation and
warranties have been submitted, all closeout documents
have been executed and approved by the OWNER, and
the Project has been finally accepted by the OWNER.
26, General Conditions -That part of the Contract
Documents which sets forth terms, conditions, and
procedures that govern the Work to be performed or
furnished by Contractor with respect to the Project.
27, Hazardous Environmental Condition —The
presence at the Site of Asbestos, PCB's, Petroleum,
Hazardous Waste, or Radioactive Materials in such
quantities or circumstances that may present a substantial
danger to persons or property exposed thereto in
connection with the Work.
28. Hazardous Waste - -The term Hazardous Waste
shall have the meaning provided in Section 1004 of the
Solid Waste Disposal Act (42 USC Section 6903) as
amended from time to time.
29. Laws and Regulations; Laws or Regulations —
Any and all applicable laws, rules, regulations,
ordinances, codes, standards, and orders of any and all
governmental bodies, agencies, authorities, and courts
having jurisdiction.
30. PCB's -- Polychlorinated biphenyls.
31. Petroleum — Petroleum,, including crude oil or
any fraction thereof which is liquid at standard conditions
of temperature and pressure (60 degrees Fahrenheit and
14.7 pounds per square inch absolute), such as oil,
petroleum, fuel oil, oil sludge, oil refuse, gasoline,
kerosene, and oil mixed with other non - Hazardous Waste
and crude oils.
32. Radioactive Materials — Source, special nuclear,
or byproduct material as defined by the Atomic Energy
Act of 1954 (42 USC Section 2011 et seq.) as amended
from time to time.
33. Record Drawings —The Drawings as issued for
construction on which the ENGINEER, upon completion
of the Work, has shown changes due to Addenda or
Change Orders and other information which ENGINEER
34. Reimbursable Expenses —The expenses incurred
directly by ENGINEER in connection with the
performing or furnishing of Basic and Additional
Services for the Project for which OWNER shall pay
ENGINEER as indicated in Exhibit C.
35. Resident Project Representative —The
authorized representative of ENGINEER, if any, assigned
to assist ENGINEER at the Site during the Construction
Phase. The Resident Project Representative will be
ENGINEER's agent or employee and under
ENGINEER's supervision. As used herein, the term
Resident Project Representative includes any assistants of
Resident Project Representative agreed to by OWNER.
The duties and responsibilities of the Resident Project
Representative are as set forth in Exhibit D.
36. Samples— Physical examples of materials,
equipment, or workmanship that are representative of
some portion of the Work and which establish the
standards by which such portion of the Work will be
judged.
37. Shop Drawings —All drawings, diagrams,
illustrations, schedules, and other data or information
which are specifically prepared or assembled by or for
Contractor and submitted by Contractor to ENGINEER
to illustrate some portion of the Work-
38. Site —Lands or areas indicated in the Contract
Documents as being furnished by OWNER upon which
the Work is to be performed, rights -of -way and easements
for access thereto, and such other lands fum.ished by
OWNER which are designated for use of Contractor.
39. Specifications- -That part of the Contract
Documents consisting of written technical descriptions of
materials, equipment, systems, standards, and
workmanship as applied to the Work and certain
administrative details applicable thereto.
40. Substantial Completion —The time at which the Work
(or a specified part thereof) has progressed to the point where,
in the opinion of ENGINEER, the Work (or a specified part
thereof) is sufficiently complete, in accordance with the
Contract Documents, so that the Work (or a specified part
thereof) can be utilized for the purposes for which it is
intended. The terms "substantially complete" and
"substantially completed" as applied to all or part of the Work
refer to Substantial Completion thereof.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 10 of 12
. 41. Supplementary Conditions --That part of the Contract
Documents which amends or supplements the General
Conditions.
0
42. (Modified) Total Project Costs —The sum of the
Construction Cost, allowances for contingencies, the total
costs of services of ENGINEER or other design professionals
and consultants, cast of land, rights -of -way, compensation for
damages to properties, OWNER's costs for legal, accounting,
insurance counseling or auditing services, interest and
financing charges incurred in connection with the Project, and
the cost of other services to be provided by others to OWNER
pursuant to Exhibit B of this Agreement.
43. Work —The entire completed construction or the
various separately identifiable parts thereof required to be
provided under the Contract Documcnts with respect to this
Project Work includes and is the result of performing or
fitmishing labor, services, and documentation necessary to
produce such construction and fiuvishing, installing, and
incorporating all materials and all equipment into such
construction, all as required by the Contract Documents.
44. Work Change Directive —A written directive to
Contractor issued on or after the Effective Date of the
Construction Agreement and signed by OWNER upon
recommendation of the ENGINEER, ordering an addition,
deletion, or revision in the Work, or responding to differing or
unforeseen subsurface or physical conditions under which the
Work is to be performed or to emergencies. A Work Change
Directive will not change the Contract Price or the Contract
Times but is evidence that the parties expect that the change
directed or documented by a Work Change Directive will be
incorporated in a subsequently issued Change Order following
negotiations by the parties as to its effect, if any, on the
Contract Price or Contract Times.
45. Written Amendment --A written amendment of the
Contract Documents signed by OWNER and Contractor on or
after the Effective Date of the Construction Agreement and
normally dealing with the non - engineering or non - technical
rather than strictly construction - related aspects of the Contract
Documents,
ARTICLE 8 EXHIBITS AND SPECIAL
PROVISIONS
8.01 Exhibits Included
A. Exhibit A, "ENGINEER's Services," consisting of
eight (8) pages.
B. Exhibit B, "OWNER's Responsibilities," consisting
of two (2) pages.
C. Exhibit C, "Payments to Engineer for Services and
Reimbursable Expenses," consisting of two (2) pages.
D. Exhibit D, "Duties, Responsibilities and Limitations
of Authority of Resident Project Representative, " is not used.
E. Exhibit E, "Notice of Acceptability of Work,"
consisting of two (2) pages.
F. Exhibit F, "Construction Cost Limit," is not used.
G. Exhibit G, "Insurance," consisting of two (2) pages.
H. Exhibit H, "Dispute Resolution," is not used.
I. Exhibit I, "Allocation of Risks," is not used.
J Exhibit J, "Special Provisions" is not used.
K. (Added) Exhibit K, "Indemnification" consisting of
two (2) pages.
8.02 Total Agreement
A. This Agreement (consisting of pages 1 to 12
inclusive, together with the Exhibits identified above)
constitutes the entire agreement between OWNER and
ENGINEER and supersedes all prior written or oral
understandings. This Agreement may only be amended,
supplemented, modified, or canceled by a duly executed
written instrument. This Agreement along with the exhibits
shall be read and construed as the same Agreement.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 11 of 12
u
IN WITNESS WHEREOF, the parties hereto have executed this Agrecment, the Effective Date of which is indicated on page
OWNER: City of Baytown
Gary Jackson
Title: City Manager
Date Signed:
Address for giving notices:
P.O. BOX 424
BAYTOWN, TEXAS 77422 -0424
Designated Representative (paragraph 6.02.A):
W.R. (Bill) Pedersen, P.E.
Title: City Engineer
Phone Number: (281) 420 -6549
Facsimile Number. (281) 420 -6586
E -Mail Address: w*rpedersen@baytown.org
ENGINEER: ockwood, Andre d N Inc.
Printed 1 J. Anthony Boyd. E
Title Senior Vice President
Date Signed
Address for giving notices:
2925 Briarpark Drive
Houston, TX 77042
Designated Representative (paragraph 6.02.A):
John M. Hewitt
Title: Manager Water Resources
Phone Number: 713 - 266 -6900
Facsimile Number: 713 -266 -8971
E -Mail Address: imhewitt6a tan- inc.com
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 12 of 12
This is EXHIBIT A, consisting of 8 pages, referred to in and
• part of the Agreement between OWNER and ENGINEER
for Professional Services dated . .
Initial:
OWNER
ENGIN%ERL
ENGINEER's Services
Article 1 of the Agreement is amended and supplemented to include the following agreement of the parties.
ENGINEER shall provide Basic and Additional Services as set forth below.
PART 1 — BASIC SERVICES (Modified)
A1.01 Preliminary Design Phase
A. ENGINEER shall:
Consult with OWNER to define and clarify OWNER's requirements for the Project and available data.
2. Advise OWNER as to the necessity of OWNER's providing data or services of the types described in
Exhibit B which are not part of ENGINEER's Basic Services, and assist OWNER in obtaining such
data and services.
3 (Modified) Identify, consult with, and analyze requirements of governmental authorities having
jurisdiction to approve the portions of the Project designed or specified by ENGINEER, including but
not limited to mitigating measures identified in the environmental assessment (if any).
4. Idcntify and evaluate potential solutions available to OWNER; and, after consultations with OWNER,
recommend to OWNER those solutions which in ENGINEER's judgment meet OWNER's
requirements for the Project.
5 (Modified) Attend meetings with OWNER and OWNER'S designated boards and/or commissions to
receive input into OWNER'S requirements for the Project and evaluation potential solutions available
to OWNER.
6. (Modified) Prepare a preliminary engineering report (the "Report ") which will, as appropriate, contain
schematic layouts, sketches, schedule of events, and conceptual design criteria with appropriate
exhibits to indicate the agreed -to requirements, considerations involved, and those alternate solutions
available to OWNER which ENGINEER recommends. This Report will be accompanied by
ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the
Project with each component separately itemized, including the following, which will be separately
itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated
total costs of design, professional, and related services provided by ENGINEER and, on the basis of
information furnished by OWNER, allowances for other items and services included within the
definition of Total Project Costs.
7. Furnish three (3) review copies of the Report to OWNER within ninety (90) days of authorization to
begin services and review it with OWNER.
8. Revise the Report in response to OWNER's and other parties' comments, as appropriate, and furnish
five (5) final copies of the revised Report to the OWNER within twenty (20) days after completion of
reviewing it with OWNER.
Page I of 8 pages
(Exhibit A — Engineer's Services)
B. (Modified) ENGINEER's services under the Preliminary Design Phase will be considered complete on the
date when the final copies of the revised Report have been delivered to and accepted by OWNER.
A1.02 Final Design Phase
A. After acceptance by OWNER of the Preliminary Design Phase documents and revised opinion of probable
Construction Cost as determined in the Preliminary Design Phase, but subject to any OWNER-directed
modifications or changes in the scope, extent, character, or design requirements of or for the Project, and upon
written authorization from OWNER, ENGINEER shall:
(Modified) On the basis of the above acceptance, direction, and authorization, prepare final Drawings
indicating the scope, extent, and character of the Work to be performed and furnished by Contractor.
Specifications will be prepared, where appropriate, in conformance with the 16- division format of the
Construction Specifications Institute or other format agreed to in writing by OWNER and ENGINEER.
Provide technical criteria, written descriptions, and design data for OWNER's use in filing applications for
permits from or approvals of governmental authorities having jurisdiction to review or approve the final
design of the Project and assist OWNER in consultations with appropriate authorities.
3. Advise OWNER of any adjustments to the opinion of probable Construction Cost and any adjustments to
Total Project Costs known to ENGINEER, 'itemized as provided in paragraph A1.01.A.S.
4. Perform or provide the following additional final Design Phase tasks or deliverables: None
5. Prepare and furnish Bidding Documents for review and approval by OWNER, its legal counsel, and other
advisors, as appropriate, and assist OWNER in the preparation of other related documents.
6. Submit 5 final copies of the Bidding Documents and a revised opinion of probable Construction Cost to
OWNER within ninety (90) days after authorization to proceed with this phase.
7 (Added) Prepare additional line items in the Bid Tabulations, assuming the project documentation,
including plans and specifications, were originally prepared to reflect these items, as reasonably requested
by OWNER, so long as this/these request(s) is made prior to the preparation of the final bid documents.
B. In the event that the Work designed or specified by ENGINEER is to be performed or furnished under more
than one prime contract, or if ENGINEER's services are to be separately sequenced with the work of one or
more prime Contractors (such as in the case of fast - tracking), OWNER and ENGINEER shall, prior to
commencement of the Final Design Phase, develop a schedule for performance of ENGINEER's services
during the Final Design, Bidding or Negotiating, Construction, and Post- Construction Phases in order to
sequence and coordinate properly such services as are applicable to the work under such separate prime
contracts. This schedule is to be prepared and included in or become an amendment to Exhibit A whether or
not the work under such contracts is to proceed concurrently.
The number of prime contracts for Work designed or specified by ENGINEER upon which the ENGINEER's
compensation has been established under this Agreement is 1 (one).
D. (Modified) ENGINEER's services under the Final Design Phase will be considered complete on the date when
the submittals required by paragraph Al .03.A.6 have been delivered to and accepted by OWNER.
A1.03 Bidding or Negotiating Phase
A After acceptance by OWNER of the Bidding Documents and the most recent opinion of probable Construction
Is Cost as determined in the Final Design Phase, and upon written authorization by OWNER to proceed,
ENGINEER shall:
Page 2 of 8 pages
(Exhibit A — Engineer's Services)
• 1. Assist OWNER in advertising for and obtaining bids or negotiating proposals for the Work and, where
applicable, provide 15 sets of plans and specifications, and maintain a record of prospective bidders to
whom Bidding Documents have been issued.
2. Issue Addenda as appropriate to clarify, correct, or change the Bidding Documents.
3. Consult with OWNER as to the acceptability of subcontractors, suppliers, and other individuals and
entities proposed by Contractor for those portions of the Work as to which such acceptability is required
by the Bidding Documents.
4. Perform or provide the following additional Bidding or Negotiating Phase tasks or deliverables: None
5. (Modified) Attend the Mandatory Pre -Bid Conference and the Bid opening, prepare Bid tabulation sheets,
assemble contract documents, assist OWNER in both evaluating Bids or proposals and awarding contracts
for the Work.
6. (Added) Receive and process Contractor deposits or charges for the Bidding Documents.
7. (Added) Assist in connection with Bid protests, rebidding, or re- negotiating contracts for construction,
materials, equipment, or services.
B. (Modified) The Bidding or Negotiating Phase will be considered complete upon commencement of the
Construction Phase.
A1.04 Construction Phase
A. Upon successful completion of the Bidding and Negotiating Phase, and upon written authorization from
OWNER, ENGINEER shall:
General Administration of Construction Contract. Consult with OWNER and act as OWNER's
representative as provided in the General Conditions. The extent and limitations of the duties,
responsibilities and authority of ENGINEER as assigned in said General Conditions shall not be
modified, except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to
Contractor will be issued through ENGINEER, who shall have authority to act on behalf of OWNER
in dealings with Contractor to the extent provided in this Agreement and said General Conditions
except as otherwise provided in writing.
2. (Modified) Selecting Independent Testing Laboratory. Assist OWNER in the selection of an
independent testing laboratory to perform the services identified in paragraph B2.01.0, if any.
3. Pre - Construction Conference. Participate in a Pre- Construction Conference prior to commencement
of Work at the Site.
4. Baselines and Benchmarks. As appropriate, establish baselines and benchmarks for locating the Work
which in ENGINEER's judgment are necessary to enable Contractor to proceed.
5. Visits to Site and Observation of Construction. in connection with observations of Contractor's work
in progress while it is in progress:
a. (Modified) Make visits to the Site once per month during construction as appropriate to verify
Contractor's payment requests, and additional visits as ENGINEER and/or OWNER deems
necessary, in order to observe as an experienced and qualified design professional the progress
and quality of the Work. Such visits and observations by ENGINEER, and the Resident Project
Representative, if any, are not intended to be exhaustive or to extend to every aspect of
Page 3 of 8 pages
(Exhibit A — Engineer's Services)
Contractor's work in progress or to involve detailed inspections of Contractor's work in progress
is beyond the responsibilities specifically assigned to ENGINEER in this Agreement and the
Contract Documents, but rather are to be limited to spot checking, selective sampling, and similar
methods of general observation of the Work based on ENGINEER's exercise of professional
judgment as assisted by the Resident Project Representative, if any. Based on information
obtained during such visits and such observations, ENGINEER will determine if Contractor's
work is proceeding in accordance with the Contract Documents, and ENGINEER shall keep
OWNER informed of the progress of the Work
(Modified) The purpose of ENGINEER's visits to, and representation by the Resident Project
Representative, if any, at the Site, will be to enable ENGINEER to better carry out the duties and
responsibilities assigned to and undertaken by ENGINEER during the Construction Phase, and,
in addition, by the exercise of ENGINEER's efforts as an experienced and qualified design
professional, to provide for OWNER a greater degree of confidence that the completed Work
will substantially conform to the Contract Documents and that the integrity of the design concept
of the completed Project as a functioning whole as indicated in the Contract Documents has been
implemented and preserved by Contractor. ENGINEER shall not, during such visits or as a
result of such observations of Contractor's work in progress, supervise, direct, or have control
over Contractor's work, nor shall ENGINEER have authority over or responsibility for the
means, methods, techniques, sequences, or procedures of construction selected by Contractor, for
safety precautions and programs incident to Contractor's work, or for any failure of Contractor to
comply with Laws and Regulations applicable to Contractor's furnishing and performing the
Work. Accordingly, ENGINEER neither guarantees the performance of any Contractor nor
assumes responsibility for any Contractor's failure to famish and perform its work in accordance
with the Contract Documents.
6. (Modified) Defective Work. Recommend to OWNER that Contractor's work be disapproved and
rejected while it is in progress if, on the basis of such observations, ENGINEER believes that such
work will not produce a completed Project that substantially conforms to the Contract Documents or
that it will prejudice the integrity of the design concept of the completed Project as a functioning
whole as indicated in the Contract Documents.
Clarifications and Interpretations; Field Orders. Issue necessary clarifications and interpretations of
the Contract Documents as appropriate to the orderly completion of Contractor's work Such
clarifications and interpretations will be consistent with the intent of and reasonably inferable from the
Contract Documents. ENGINEER may issue Field Orders authorizing minor variations from the
requirements of the Contract Documents.
8. Change Orders and Work Change Directives. Recommend Change Orders and Work Change
Directives to OWNER, as appropriate, and prepare Change Orders and Work Change Directives as
required.
Shop Drawings and Samples. Review and approve or take other appropriate action in respect to Shop
Drawings and Samples and other data which Contractor is required to submit, but only for
conformance with the information given in the Contract Documents and compatibility with the design
concept of the completed Project as a functioning whole as indicated in the Contract Documents.
Such reviews and approvals or other action will not extend to means, methods, techniques, sequences
or procedures of construction or to safety precautions and programs incident thereto. ENGINEER
has an obligation to meet any Contractor's submittal schedule that has earlier been acceptable to
ENGINEER
10. Substitutes and "or- equal. " Evaluate and determine the acceptability of substitute or "or-equal"
materials and equipment proposed by Contractor, but subject to the provisions of paragraph A2.01 of
this Exhibit A.
Page 4 of 8 pages
(Exhibit A — Engineer's Services)
r -1
U
11. Inspections and Tests. Require such special inspections or tests of Contractor's work as deemed
reasonably necessary, and receive and review all certificates of inspections, tests, and approvals
required by Laws and Regulations or the Contract Documents. ENGINEER's review of such
certificates will be for the purpose of determining that the results certified indicate compliance with
the Contract Documents and will not constitute an independent evaluation that the content or
procedures of such inspections, tests, or approvals comply with the requirements of the Contract
Documents. ENGINEER shall be entitled to rely on the results of such tests.
12. (Modified) Disagreements between OWNER and Contractor. Render formal written decisions on all
claims of OWNER and Contractor relating to the acceptability of Contractor's work or the
interpretation of the requirements of the Contract Documents pertaining to the execution and progress
of Contractor's work In rendering such decisions, ENGINEER shall be fair and not show partiality
to OWNER or Contractor.
Applications for Payment. Based on ENGINEER's observations as an experienced and qualified
design professional and on review of Applications for Payment and accompanying supporting
documentation:
a. Determine the amounts that ENGINEER recommends Contractor be paid. Such
recommendations of payment will be in writing and will constitute ENGINEER's representation
to OWNER, based on such observations and review, that, to the best of ENGINEER's
knowledge, information and belief, Contractor's work has progressed to the point indicated, the
quality of such work is substantially in accordance with the Contract Documents (subject to an
evaluation of the Work as a functioning whole prior to or upon Substantial Completion, to the
results of any subsequent tests called for in the Contract Documents and to any other
qualifications stated in the recommendation), and the conditions precedent to Contractor's being
entitled to such payment appear to have been fulfilled in so far as it is ENGINEER's
responsibility to observe Contractor's work. In the case of unit price work, ENGINEER's
recommendations of payment will include final determinations of quantities and classifications of
Contractor's work (subject to any subsequent adjustments allowed by the Contract Documents).
The responsibilities of ENGINEER contained in paragraph A1.04.A.5.a are expressly subject to
the limitations set forth in paragraph A1.04.A.5.b and other express or general limitations in this
Agreement and elsewhere.
By recommending any payment, ENGINEER shall not thereby be deemed to have represented
that observations made by ENGINEER to check the quality or quantity of Contractor's work as it
is performed and famished have been exhaustive, extended to every aspect of Contractor's work
in progress, or involved detailed inspections of the Work beyond the responsibilities specifically
assigned to ENGINEER in this Agreement and the Contract Documents. Neither ENGINEER's
review of Contractor's work for the purposes of recommending payments nor ENGINEER's
recommendation of any payment including final payment will impose on ENGINEER
responsibility to supervise, direct, or control Contractor's work in progress or for the means,
methods, techniques, sequences, or procedures of construction or safety precautions or programs
incident thereto, or Contractor's compliance with Laws and Regulations applicable to
Contractor's furnishing and performing the Work. It will also not impose responsibility on
ENGINEER to make any examination to ascertain how or for what purposes Contractor has used
the moneys paid on account of the Contract Price, or to determine that title to any portion of the
work in progress, materials, or equipment has passed to OWNER free and clear of any liens,
claims, security interests, or encumbrances, or that there may not be other matters at issue
between OWNER and Contractor that might affect the amount that should be paid.
Page 5 of 8 pages
(Exhibit A — Engineer's Services)
14. Contractor's Completion Documents.
• a. (Modified) Receive and review maintenance and operating instructions, schedules, and guarantees as
prepared by the Contractor in accordance with the Contract Documents. Engineer will compile this
information as provided by Contractor, and deliver three (3) copies of the same to OWNER.
b. (Modified) Receive bonds, certificates, or other evidence of insurance not previously submitted and
required by the Contract Documents, certificates of inspection, tests and approvals, Shop Drawings,
Samples and other data approved as provided under paragraph A1.04A.9, and the annotated record
documents which are to be assembled by Contractor in accordance with the Contract Documents to
obtain final payment. The extent of such ENGINEER's review will be limited as provided in
paragraph A1.04.A.9.
c. ENGINEER shall transmit these documents to OWNER within thirty days of receipt of documents
from Contractor.
d. (Added) Preparing and furnishing to OWNER Record Drawings on mylar showing appropriate
record information based on Project annotated record documents received from Contractor.
15. Substantial Completion. Promptly after notice from Contractor that Contractor considers the entire Work
ready for its intended use, in company with OWNER and Contractor, conduct an inspection to determine if
the Work is Substantially Complete. if after considering any objections of OWNER, ENGINEER
considers the Work Substantially Complete, ENGINEER shall deliver a certificate of Substantial
Completion to OWNER and Contractor.
16. Additional Tasks. Perform or provide the following additional Construction Phase tasks or deliverables:
None
17. (Modified) Final Notice of Acceptability of the Work. Conduct a final inspection to determine if the
completed Work of Contractor is acceptable so that ENGINEER may recommend, in writing, final
payment to Contractor. Accompanying the recommendation for final payment, ENGINEER shall also
provide a notice in the form attached hereto as Exhibit E (the "Notice of Acceptability of Work ") that to
the best of ENGINEER's knowledge, information and belief and upon the exercise of ENGINEER'S due
diligence, the Work is acceptable and is in compliance with the Contract Documents.
B. Duration of Construction Phase. The Construction Phase will commence with the execution of the first
Construction Agreement for the Project or any part thereof and will terminate upon final payment to
Contractors. If the Project involves more than one prime contract as indicated in paragraph A1,02.C,
Construction Phase services may be rendered at different times in respect to the separate contracts.
C. Limitation of Responsibilities. ENGINEER shall not be responsible for the acts or omissions of any
Contractor, or of any of its subcontractors, suppliers, or of any other individual or entity performing or
finishing any of the Work. ENGINEER shall not be'responsible for failure of any Contractor to perform or
famish the Work in accordance with the Contract Documents.
A1.05 Post - Construction Phase
A. Upon written authorization from OWNER, ENGINEER, during the Post - Construction Phase, shall:
Provide assistance in connection with the testing and adjusting of Project equipment or systems.
?. Assist OWNER in training OWNER's staff to operate and maintain Project, equipment, and systems.
• Assist OWNER in developing procedures for control of the operation and maintenance of, and record
keeping for Project equipment and systems.
Page 6 of 8 pages
(Exhibit A — Engineer's Services)
4. Together with OWNER, visit the Project to observe any apparent defects in the Work, assist OWNER in
consultations and discussions with Contractor concerning correction of any such defects, and make
recornmendations as to replacement or correction of Defective Work, if present.
5. Perform or provide the following additional Post - Construction Phase tasks or deliverables:
9 Prepare a GIS map with GPS locations of the manholes and flow line elevations.
6. In company with OWNER or OWNER's representative, provide an inspection of the Project within one
month before the end of the Correction Period to ascertain whether any portion of the Work is subject to
correction.
B. The Post - Construction Phase services may commence during the Construction Phase and, if not otherwise
modified in this Exhibit A, will terminate at the end of the Correction Period.
PART 2 -- ADDITIONAL SERVICES
A2.01 Additional Services Requiring OWNER's Authorization in Advance
A. If authorized in writing by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the
types listed below. These services will be paid for by OWNER as indicated in Article 4 of the Agreement.
(Modified) Preparation of applications and supporting documents (in addition to those furnished under
Basic Services) for private or governmental grants, loans or advances in connection with the Project;
preparation or review of environmental assessments and impact statements; review and evaluation of the
effects on the design requirements for the Project of any such statements and documents prepared by
others; assistance in obtaining approvals of authorities having jurisdiction over the anticipated
environmental impact of the Project; and assistance in obtaining on behalf of the OWNER permits not
otherwise included with the scope of Basic Services from all governmental authorities having jurisdiction
to approve all phases of the PROJECT designed or specified by ENGINEER.
2. Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the
accuracy of drawings or other information famished by OWNER-
3. (Modified) Services resulting from significant changes in the scope, extent, or character of the portions of
the Project designed or specified by ENGINEER or its design requirements including, but not limited to,
changes in size, OWNER's schedule, or character of construction; and revising previously accepted
studies, reports, Drawings, Specifications, or Contract Documents when such revisions are required by
changes in Laws and Regulations enacted subsequent to the Effective Date of this Agreement.
4. (Modified) Services resulting from OWNER's request to evaluate additional Phase alternative solutions
beyond those identified in paragraph A1.01.A.4.
5. Services required as a result of OWNER's providing incomplete or incorrect Project information with
respect to Exhibit B; provided, such information was to be relied upon by ENGINEER pursuant to Section
6.0 LEA of the Agreement.
6. Providing renderings or models for OWNER's use.
y. Undertaking investigations and studies including, but not limited to, detailed consideration of operations,
maintenance, and overhead expenses; the preparation of feasibility studies, cash flow and economic
evaluations, rate schedules, and appraisals; assistance in obtaining financing for the Project, evaluating
processes available for licensing, and assisting OWNER in obtaining process licensing; detailed quantity
surveys of materials, equipment, and labor; and audits or inventories required in connection with
construction performed by OWNER.
Page 7 of 8 pages
(Exhibit A — Engineer's Services)
0 8. Furnishing services of ENGINEER's Consultants for other than Basic Services.
9. Services attributable to more prime construction contracts than specified in paragraph A1.03.C.
10. Services during out -of -town travel required of ENGINEER other than for visits to the Site or OWNER's
office.
11. Preparing for, coordinating with, participating in and responding to structured independent review
processes, including, but not limited to, construction management, cost estimating, project peer review,
value engineering, and constructibility review requested by OWNER; and performing or furnishing
services required to revise studies, reports, Drawings, Specifications, or other Bidding Documents as a
result of such review processes.
12. Providing assistance in resolving any Hazardous Environmental Condition in compliance with current
Laws and Regulations.
13. (Modified) Preparing to serve or serving as a consultant or witness for OWNER in any litigation,
arbitration or other dispute resolution process related to the Project if ENGINEER is not a party to the
same).
14. Providing more extensive services required to enable ENGINEER to issue notices or certifications
requested by OWNER under paragraph 6.01.G of the Agreement.
15. Other services performed or furnished by ENGINEER not otherwise provided for in this Agreement.
16. Property descriptions.
17. (Modified) Property, easement, right -of -way, and other special surveys or data, including
establishing relevant reference points.
18. (Added) Environmental assessments, audits, investigations and impact statements, and other relevant
environmental or cultural studies as to the Project, the Site, and adjacent areas.
19. (Added) Additional services during construction made necessary by (1) emergencies or acts of God
endangering the Work, (2) an occurrence of a Hazardous Environmental Condition, (3) Work damaged by
fire or other cause during construction, or (4) acceleration of the progress schedule involving services
beyond normal worldng hours.
A2.02 Required Additional Services
A. ENGINEER shall perform or furnish, without requesting or receiving specific advance authorization from
OWNER, the Additional Services of the types listed below. ENGINEER shall advise OWNER in writing prior
to starting any such Additional Services.
I . Surveying Services
2. (Deleted)
3. (Deleted)
4. (Deleted)
S. (Deleted)
Is 6. (Deleted)
Page 8 of 8 pages
(Exhibit A — Engineer's Services)
•
This is EXHIBIT B, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGMER
for Professional Services dated
Initial:
OWNER
ENGINE
OWNER's Responsibilities
Article 2 of the Agreement is amended and supplemented to include the following agreement of the parties.
B2.01 In addition to other responsibilities of OWNER asset forth in this Agreement, OWNER shall:
A. Provide ENGINEER with all criteria and full information as to OWNER's requirements for the Project,
including design objectives and constraints, space, capacity and performance requirements, flexibility, and
expandability, and any budgetary limitations; and furnish copies of all design and construction standards which
OWNER will require to be included in the Drawings and Specifications; and furnish copies of OWNER's standard
forms, conditions, and related documents for ENGINEER to include in the Bidding Documents, when applicable.
B. Furnish to ENGINEER any other available information pertinent to the Project including reports and data
relative to previous designs, or investigation at or adjacent to the Site.
C. (Modified) Following ENGINEER's assessment of initially- available Project information and data and
upon ENGINEER's written request, furnish or otherwise make available such additional available Project related
information and data as is reasonably required to enable ENGINEER to complete its Basic and Additional
Services.
(Deleted).
2. (Deleted).
3. (Deleted).
4. (Deleted).
5. (Deleted).
6. (Deleted).
D. (Deleted).
E. (Modified) Authorize ENGINEER to provide Additional Services as set forth in Part 2 of Exhibit A of the
Agreement as the OWNER determines is necessary.
F. (Modified) Arrange for access to and make all provisions for ENGINEER to enter upon public property as
required for ENGINEER to perform services under the Agreement.
G. Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals, and other
documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor, and other
advisors or consultants as OWNER deems appropriate with respect to such examination) and render in writing
timely decisions pertaining thereto.
Page 1 of 2 pages
(Exhibit B - OWNER's Responsibilities)
0
R (Deleted).
I. (Deleted).
J. Advise ENGINEER of the identity and scope of services of any independent consultants employed by
OWNER to perform or furnish services in regard to the Project, including, but not limited to, cost estimating,
project peer review, value engineering, and construetibility review.
K. Furnish to ENGINEER data as to OWNER's anticipated costs foi services to be provided by others for
OWNER so that ENGINEER may make the necessary calculations to develop and periodically adjust
ENGINEER's opinion of Total Project Costs.
L. (Modified) If OWNER designates a construction manager or an individual or entity other than, or in
addition to, ENGINEER to represent OWNER at the Site, define and set forth the duties, responsibilities, and
limitations of authority of such other party and the relation thereof to the duties, responsibilities, and authority of
ENGINEER
M. Attend the pre -bid conference, bid opening, pre-construction conferences, construction progress and other
job related meetings, and Substantial Completion and final payment inspections.
N. Provide copies of daily obscrvation reports prepared by OWNER's on -site representative to ENGINEER
during construction phase.
Page 2 of 2 pages
(Exhibit B - OWNER's Responsibilities)
•
0
This is EXHIBIT C, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINEER.-
Payments to ENGINEER for Services and Reimbursable Expenses
Article 4 of the Agreement is amended and
supplemented to include the following agreement of
the parties:
ARTICLE 4 - PAYMENTS TO THE ENGINEER
C4.01 For Basic Services Having Determined
Scope -Cost not to Exceed Method of
Payment
A. OWNER shall pay ENGINEER for Basic
Services set forth in Exhibit A as follows:
1. (Modified) A cost not to exceed
amount of $145,152, which does not include
those Engineer's Consultant's charges as
provided below in this Article 4, Subparagraph
C4.05, to be distributed at the completion of
each of the phase in the following amount:
a. Preliminary Design Phase S12.156
b. Final Design Phase $114,692
c. Bidding and Negotiating Phase $5,120
d. Construction Phase $7,184
e. Post Construction Phase 56,000
3.2. (Modified) ENGINEER may with the
consent of OWNER alter the distribution of
compensation between individual phases noted
herein to be consistent with services actually
rendered, but shall not exceed the total cost not
to exceed amount unless approved in writing by
the OWNER-
3. The cost not to exceed includes
compensation for ENGINEER's services and
scrvices of ENGINEER's Consultants (with the
exception of those outlined in paragraph C4.05),
if any. Appropriate amounts have been
incorporated in the cost not to exceed to account
for labor, overhead, profit, and Reimbursable
Expenses.
4. Deleted.
5. The portion of the amount billed for
ENGINEER's services will be based upon total
services actually completed during the billing
period.
C4.02 For Basic Services Having An
Undetermined Scope - Direct Labor Costs
Times a Factor Method of Payment
A. (Not Used).
C4.03 For Additional Services
A. OWNER shall pay ENGINEER for
Additional Services as follows:
1. General. For services of ENGINEER's
employees engaged directly on the Project
pursuant to paragraph A2.01 or A2.02 of
Exhibit A of the Agreement, except for services
as a consultant or witness under paragraph
A2.0l.A.13, an amount equal to ENGINEER's
Direct Labor Costs based upon the rate schedule,
which is attached as Appendix 1 of Exhibit C
and incorporated herein for all intents and
purposes, times a Factor of 1.1 plus
Reimbursable Expenses and ENGINEER's
Consultant's charges, if any. Additional
Services shall not exceed $35,105 without the
prior written consent of the Owner.
2. (Not Used).
C4.04 For Reimbursable Expenses
A. (Modified) When not included in
compensation for Basic Services under paragraph
C4.01, OWNER shall pay ENGINEER for
Page 1 of 2 pages
(Exhibit C - Basic Services - Cost not to exceed Method)
•
•
Reimbursable Expenses as the rate set forth in
Appendix 2 of this Exhibit C. Before the OWNER
shall be liable for any reimbursable expenses, the
ENGINEER must obtain prior written approval of
the OWNER of any expense that exceeds $1,000 for
which the ENGINEER seeks reimbursement.
Reimbursable Expenses shall not exceed $4,003
without the prior written consent of the Owner.
B. (Modified) Reimbursable Expenses include
the following categories: mileage, parking tolls, long
distance, reproduction of Drawings, Specifications,
Bidding Documents, and similar Project - related
items in addition to those required under Exhibit A,
and, if authorized in advance by OWNER-
C. The amounts payable 'to ENGINEER for
Reimbursable Expenses will be the Project - related
internal expenses actually incurred or allocated by
ENGINEER, plus all invoiced external Reimbursable
Expenses allocable to the Project, the latter
multiplied by a Factor of (1.1).
D. Deleted.
E. (Added) The OWNER must approve all
travel expenses before the same are incurred. If such
approval is not obtained, the OWNER shall not be
liable for such travel expenses.
C4.05 For ENGINEER's Consultant's Charges
A. (Modified) Whenever compensation to
ENGINEER herein is stated to include charges of
ENGINEER's Consultants, those charges shall be
the amounts billed by ENGINEER's Consultants to
ENGINEER times a Factor of (1.1). The consultant
charges shall not exceed the following amounts
specified for each of the following services, unless
approved in writing by the OWNER The charges
include the factor, and are as follows:
(1) Surveying $31,102
04.06 Direct Labor Costs
A- Direct Labor Costs means salaries and
wages paid to ENGINEER's employees but does not
include payroll related costs or benefits.
B. (Deleted).
4,07 Factors
A. The Direct Labor Costs Factor includes the
cost of customary and statutory benefits including,
but, not limited to, social security contributions,
unemployment, excise and payroll taxes, workers'
compensation, health and retirement benefits,
bonuses, sick leave, vacation, and holiday pay
applicable thereto; the cost of general and
administrative overhead, which includes salaries and
wages of principals and employees engaged in
business operations not directly chargeable to
projects, plus non - Project operating costs, including
but not limited to, business tares, legal, rent,
utilities, office supplies, immranee, and other
operating costs; plus operating margin or profit.
B. External Reimbursable Expenses and
ENGINEER's Consultant's Factors include
ENGINEER's overhead and profit associated with
ENGINEER's responsibility for the administration
of such services and costs.
C4.08 Other Provisions Concerning Payment
A. Progress Payments. The portion of the
amounts billed for ENGINEER's services which are
identified in paragraphs C4.01 and C4.03, will be
based on the Direct Labor Costs for the cumulative
hours charged to the Project during the billing period
by all of ENGINEER's employees, times the
Applicable Direct Labor Costs Factor, plus
Reimbursable Expenses and ENGINEER's
Consultant's charges, if any.
Page 2 of 2 Pages
(Exhibit C - Basic Ser%ices -- Cost not to exceed Method)
0
0
. Appendix 1, Exhibit C
Kings Bend Sewer Systems Rehabilitation
Direct Labor Cost Rate Schedule
Project Manager
$
140
Project Engineer
$
105
Staff Engineer
$
90
Tech/Designer
$
85
Administrative Assistant
$
48
'! Appendix 2, Exhibit C
West Baytown Sewer Systems Rehabilitation Phase I
Summary of Reimbursable Expenses
Mileage
$
1,100
Delivery/Postage
$
330
Reproduction - Reports
$
65
Reproduction - Design Effort (includes review sets of specs)
$
225
Reproduction - Review Specs
$
105
Reproduction - Review Plans
$
200
Reproduction - Final sets of Specs
$
225
Reproduction - Mylar Plan Sheets
$
658
Reproduction of Contract Documents & Specifications
$
380
Reproduction - Construction Drawings
$
625
Reproduction - Addendum Contract Documents
$
50
Reproduction - Addendum Construction Drawings
$
40
Subtotal - Non -Labor Costs (w/ 1.1 multiplier)
$
4,003
•
® This is EXHIBIT E, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
NOTICE OF ACCEPTABILITY OF WORK
PROJECT:
OWNER:
OWNER's Construction Contract Identification:
EFFECTIVE DATE OF THE CONSTRUCTION AGREEMENT:
CONSTRUCTION CONTRACT DATE:
ENGINEER
To: OWNER
And To:
CONTRACTOR
Initial:
OWNER
ENGINEER,W
The undersigned hereby gives notice to the above OWNER and CONTRACTOR that the completed Work
furnished and performed by CONTRACTOR under the above Contract is acceptable, expressly subject to the
provisions of the related Contract Documents and the terms and conditions set forth on the reverse side hereof.
By:
Title:
Dated:
•
Page 1 of 2 Pages
(Eabibit E — Notice of Acceptability of Work)
0 (Reverse side of Notice)
•
CONDITIONS OF NOTICE OF ACCEPTABILITY OF WORK
The Notice of Acceptability of Work ("Notice") on the front side of this sheet is expressly made subject to the
following terms and conditions to which all persons who receive said Notice and rely thereon agree:
1. Said Notice is given with the skill and care ordinarily used members of the engineering ngineering profession
practicing under similar conditions at the same time and in the same locality.
2. Said Notice reflects and is an expression of the professional judgment of ENGINEER
3. Said Notice is given as to the best of ENGINEER's knowledge, information, and belief as of the date hereof.
4. (Modified) Said Notice is based entirely on and expressly limited by the scope of services ENGINEER has
been employed by OWNER to perform or furnish during construction of the Project (including observation of
the CONTRACTOR's work) under ENGINEER's Agreement with OWNER and applies to facts that are
within ENGINEER's knowledge or could or should have been ascertained by ENGINEER as a result of
carrying out the responsibilities specifically assigned to ENGINEER under ENGINEER's agreement with
OWNER-
5. (Modified) Said Notice is not a guarantee or warranty of CONTRACTOR's performance under the
Construction Contract nor an assumption of responsibility for any failure of the Contractor to furnish and
perform the work thereunder in accordance with the Contract documents, unless ENGINEER knew or should
have known of such failure and failed to notify the Owner of such failure and take appropriate action so that
the same were corrected and brought into compliance with the Contract Documents.
Page 2 of 2 Pages
(Et &bit E — Notice of Acceptability of Work)
• This is EXHIBIT G, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINEER
Insurance
Paragraph 6.05 of the Agreement is amended and supplemented to include the following agreement-of the parties.
G6.05 Insurance
Throughout the term of this Agreement, the ENGINEER at its own expense shall purchase, maintain and keep in
force and effect insurance against claims for injuries to or death of persons or damages to property which may arise
out of or result from the ENGINEER's operations and/or performance of the work under this Agreement, whether
such operations and/or performance be by the ENGINEER, its agents, representatives, volunteers, employees or
subcontractors or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of
them may be liable.
The ENGINEER's insurance coverage shall be primary insurance with respect to the OWNER, its officers, agents
and employees. Any insurance or self-insurance maintained by the OWNER, its officials, agents and employees
shall be considered in excess of the ENGINEER's insurance and shall not contribute to it. Further, the
ENGINEER shall include all subcontractors as additional insureds under its commercial general liability policies
or shall furnish separate certificates and endorsements for each. subcontractor. All coverage for subcontractors
shall be subject to all of the requirements stated herein.
The following is a list of standard insurance policies along with their respective minimum coverage amounts
required in this contract:
Commercial General Liability (CGL)
General Aggregate: $1,000,000
Products & Completed Operations: 51,000,000
Personal & Advertising Injury: $1,000,000
Per Occurrence: 5500,000
a. Coverage shall be at least as broad as ISO CG 00 01 10 93
b. No coverage shall be excluded from standard policy without notification of individual exclusions being
attached for review and acceptance.
Business Automobile Policy (BAP)
Combined Single Limits: $1,000,000
a. Coverage for "Any Auto."
Workers' Compensation Insurance
Statutory Limits
Employer's Liability $500,000
Waiver of Subrogation required
Errors & Omissions (E&O)
Limit: 5500,000
Page 1 of 2 Pages
(Exhibit G - Insurance)
® a. For all engineers, and/or design companies.
b. Claims -made form is acceptable.
C. Coverage will be in force for three (3) years after project is completed
s
Upon execution of this contract, ENGINEER shall file with the OWNER valid Certificates of Insurance and
endorsements acceptable to the OWNER Such Certificates shall contain a provision that coverage afforded under
the policies will not be canceled, suspended, voided, or reduced until at least thirty (30) days' prior written notice
has been given to the OWNER via certified mail, return receipt requested.
The ENGINEER shall also file with the OWNER valid Certificates of Insurance covering all subcontractors.
The following are general requirements applicable to all policies:
a. AM Best Rating of ANII or better.
b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted.
c. Liability policies will be on occurrence form. E & O can be on claims -made form.
d. City of Baytown, its officials and employees are to be added as Additional Insured to the commercial general
liabilityand business automobile policies.
e. Upon request of and without cost to City of Baytown, certified copies of all insurance policies and/or
certificates of insurance shall be furnished to City of Baytown's representative. Certificates of insurance
showing evidence of insurance coverage shall be provided to City of Baytown's representative prior to
execution of this agreement.
f. Upon request of and without cost to City of Baytown, loss runs (claims listing) of any and/or all insurance
coverage shall be furnished to City of Baytown's representative.
Page 2 of 2 Pages
(Exhibit G - Insurance)
•
•
This is EXHIBIT K, consisting of 2 pages, referred to is and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENG
ENGINEER AGREES TO AND SHALL INDEMNIFY AND HOLD
HARMLESS AND DEFEND OWNER, ITS OFFICERS, AGENTS,
AND EMPLOYEES (HEREAFTER, WHETHER SINGULAR OR
PLURAL, COLLECTIVELY REFERRED TO AS "OWNER ")
FROM AND AGAINST ANY AND ALL CLAIMS, LOSSES,
DAMAGES, CAUSES OF ACTION, SUITS AND LIABILITY OF
EVERY KIND, INCLUDING ALL EXPENSES OF LITIGATION,
COURT COSTS, AND ATTORNEY'S FEES, FOR INJURY TO OR
DEATH OF ENGINEER OR ENGINEER'S EMPLOYEES
(HEREINAFTER, WHETHER SINGULAR OR PLURAL,
COLLECTIVELY REFERRED TO AS "ENGINEER "). IN THE
EVENT OF PERSONAL INJURY TO OR DEATH OF ENGINEER,
SUCH INDEMNITY SHALL APPLY (I) TO THE FULLEST
EXTENT ALLOWED BY LAW AND (II) TO THE EXTENT
ALLOWED REGARDLESS OF WHETHER THE CLAIMS,
LOSSES, DAMAGES, CAUSES OF ACTION, SUITS OR
LIABILITY ARISE (I) IN WHOLE OR IN PART FROM THE
NEGLIGENCE OF OWNER OR (II) IN WHOLE OR IN PART
FROM THE NEGLIGENCE OF ENGINEER. IT IS THE
EXPRESSED INTENTION OF THE PARTIES HERETO, BOTH
ENGINEER AND OWNER, THAT THE INDEMNITY PROVIDED
FOR IN THIS PARAGRAPH IS INDEMNITY BY ENGINEER TO
INDEMNIFY AND PROTECT OWNER FROM THE
CONSEQUENCES OF (I) OWNER'S OWN NEGLIGENCE .TO
THE EXTENT ALLOWED BY LAW, WHERE THAT
NEGLIGENCE IS A SOLE OR CONCURRING CAUSE OF THE
RESULTING INJURY OR DEATH OF ENGINEER AND /OR (II)
ENGINEER'S JOINT AND /OR SOLE NEGLIGENCE. SUCH
INDEMNITY SHALL NOT APPLY, HOWEVER, TO LIABILITY
ARISING FROM THE PERSONAL INJURY, DEATH, OR
PROPERTY DAMAGE OF PERSONS OTHER THAN ENGINEER
THAT IS CAUSED BY OR RESULTS FROM THE NEGLIGENCE
Page 1 of 2 Pages
(Exhibit K - Indcmnifscation)
•
•
OF OWNER. IN THE EVENT THAT ANY ACTION OR
PROCEEDING IS BROUGHT AGAINST THE OWNER BY
REASON OF ANY OF THE ABOVE, THE ENGINEER FURTHER
AGREES AND COVENANTS TO DEFEND THE ACTION OR
PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE
OWNER AND THE ENGINEER.
The indemnity provided hereinabove shall survive the termination and/or expiration of this
Agreement.
ENGINEER assumes full responsibility for its work performed hereunder and
hereby releases, relinquishes and discharges OWNER, its officers, agents, and
employees from all claims, demands, and causes of action of every kind and
character for any injury to or death of any person and /or any loss of or damage to
any property that is caused by or alleged to be caused by, arising out of, or in
connection with ENGINEER's work to be performed hereunder. This release shall
apply with respect to ENGINEER's work regardless of whether said claims,
demands, and causes of action are covered in whole or in part by insurance.
The protections afforded to OWNER in this Exhibit K shall control and supercede
any apportionment of liability or release of liability contained; elsewhere in the
Contract Documents.
Page 2 of 2 Pages
(Exhibit K - Indemnification)
STANDARD FORM OF AGREEMENT
BETWEEN OWNER AND ENGINEER
FOR
PROFESSIONAL SERVICES
THIS AGREEMENT effective as of June 30, 2003 ("Effective Date";
Between
The City of Baytown ("OWNER")
and
Lockwood,Andrews&Newnam,Inc. ("ENGINEER")
OWNER intends to rehabilitate Phase 1 of West Baytown Sanitary Sewer. This project
includes approximately 28,000 linear feet of sewer line and 73 manholes.
("Project").
OWNER and ENGINEER inconsideration of their mutual covenants as set forth herein agree as follows:
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 1 of 12
TABLE OF CONTENTS
ARTICLE I-SERVICES OF ENGINEER
1.01 Scope......................................... 3
ARTICLE 2-OWNER'S RESPONSIBILITIES. 3
2.01 General............................................... 3
ARTICLE 3-TIMES FOR RENDERING SERVICES. 3
3.01 General.......................................................... 3
3.02 Suspension.................................................... 3
ARTICLE 4-PAYNIENTS TO ENGINEER......................................................................... .....3
4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER. .....3
4.02 Other Provisions Concerning Payments................................................................ .....3
ARTICLE 5-OPINIONS OF COST........................0.. 4
5.01 Opinions of Probable Construction Cost.. 4
5.02 Designing to Construction Cost Limit...... 4
5.03 Opinions of Total Project Costs............... 4
ARTICLE 6-GENERAL CONSIDERATIONS.............. 4
6.01 Standards of Performance.............................. 4
6.02 Authorized Project Representatives............... 5
6.03 Design without Construction Phase Services. S
6.04 Use of Documents..............................0........... 5
6.05 Insurance......................................................... 6
6.06 Termination.................................................... 6
6.07 Controlling Law.........000..o......o....o.o.......0000...... 7
6.08 Successors,Assigns,and Beneficiaries.......... 7
6.09 Dispute Resolution......................................... 7
6.10 Hazardous Environmental Condition............. 7
6.11 Allocation of Risks.............0.........0................. 8
6.12 Notices............................................................ 8
6.13 Survival....................................0...................... 8
6.14 Severability..................................................... 8
6.15 Waiver............................................................
8
6.16 Headings......................................................... 8
ARTICLE 7- DEF NITIONS. 8
7.01 Defined Terms..... 8
ARTICLE 8-EXHIBITS AND SPECIAL PROVISIONS 11
8.01 Exhilbits Included..............o.o............................. 11
8.02 Total Agreement............................................... 11
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 2 of 12
4P
r
ARTICLE 1-SERVICES OF ENGINEER B. (Modified) If ENGINEER's services are delayed or
suspended in whole or in part by OWNER,ENGINEER shall
be entitled to equitable adjustment of rates and amounts of
Scope compensation provided for elsewhere in this Agreement to
reflect, reasonable costs incurred by ENGINEER in
A. ENGINEER shall provide the Basic and Additional connection with,among other things,such delay or suspension
Services set forth herein and in Exhibit A. and reactivation and the fact that the time for perfortnance
under this Agreement has been revised.
B. Upon this Agreement becoming effective,
ENGINEER is authorized to begin Basic Services as set forth ARTICLE 4-PAYMENTS TO ENGINEER
in Exhibit A.
C. If authorized by OWNER,ENGINEER shall furnish 4.01 Methods of Payment for Services and
Resident Project Representative(s) with duties, Reimbursable Expenses of ENGINEER
responsibilities and limitations of authority as set forth in
Exhibit D. A. For Basic Services. OWNER shall pay ENGINEER
for Basic Services performed or furnished under Exhibit A,
ARTICLE 2-OWNER'S RESPONSIBILITIES Part 1,as set forth in Exhibit C.
B. For Additional Services. OWNER shall pay
General ENGINEER for Additional Services performed or furnished
under Exhibit A,Part 2,as set forth in Exhibit C.
A. OWNER shall have the responsibilities set forth
herein and in Exhibit B. C.(Modified) For Reimbursable Expenses. In
addition to payments provided for in paragraphs 4.01.A and
4.01.B, OWNER shall pay ENGINEER for Reimbursable
ARTICLE 3-TIMES FOR RENDERING SERVICES Expenses incurred by ENGINEER and ENGINEER's
_ Consultants as set forth in Exhibit C. However,all expenses
associated with meals and lodging must be approved in
3.01 General writing by OWNER prior to ENGINEER incurring any
expense associated therewith; otherwise, the parties hereto
A. (Modified)ENGINEER's services and compensation agree and understand that OWNER shall not be liable and
under this Agreemwnt have been agreed to for the design of ENGINEER shall not make a claim against OWNER for any
the Project. ENGINEER's obligation to render services such expenses.
hereunder will be for whatever period necessary for the final
completion of said services. 4.02 Other Provisions Concerning Payments
B. (Deleted). A. Preparation of.invoices. Invoices will be prepared
in accordance with ENGINEER's standard invoicing practices
C. (Modified)For purposes of this Agreement the term and will be submitted to OWNER by ENGINEER, unless
"day"means a calendar day of 24 hours. otherwise agreed. ENGINEER shall supply detailed back-up
information along with each invoice in order for the OWNER
3.02 Suspension to effectively evaluate the fees and charges. The amount
billed in each invoice will be calculated as set forth in Exhibit
A.(Modified) If OWNER fails within a reasonable C.
period of time to give written authorization to proceed with
any phase of services after completion of the inoiately B.(Modified) Payment of Invoices. Invoices are due
preceding phase, or -if OWNER delays ENGINEER's and payable within 30 days after the receipt of the invoice and
services, ENGINEER may, after giving seven days written the necessary backup information. If OWNER fails to make
notice to OWNER,suspend services under this Agreement. If any payment due ENGINEER for services and expenses
during such seven-day period, OWNER gives written within 30 days after receipt of ENGINEER"s invoice and
authorization to proceed or ENGINEER'S services are no backup documentation therefor,the amounts due ENGINEER
longer delayed by OWNER, ENGINEER may not suspend will be increased at the rate of 1.0% per month (or the
services under this Agreement. maximum rate of interest permitted by law, if less) after the
301h day. ENGINEER may after giving seven days written
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notice to OWNER suspend services under this Agreement since ENGINEER has no control over the cost of labor,
until ENGINEER has been paid in full all amounts due for materials, equipment, or services furnished by others, or over
services, expenses, and other related charges. However,it is the Contractor's methods of determining prices, or over
expressly understood and agreed that ENGINEER will not competitive bidding or market conditions,ENGINEER cannot
charge any interest or penalty as set forth herein on any and does not guarantee that proposals, bids, or actual
portion of an invoice that is disputed and withheld in Construction Cost will not vary from opinions of probable
accordance with paragraph 3.02.0 and that ENGINEER will Construction Cost prepared by ENGINEER If OWNER
not suspend services under the agreement on account of a wishes greater assurance as to probable Construction Cost,
disputed invoice or on account of monies withheld. All OWNER shall employ an independent cost estimator as
payments will be credited first to principal and then to interest. provided in Exhibit B.
C. Disputed Invoices. In the event of a disputed or 5.02 Designing to Construction Cost Limit
contested invoice, only that portion so contested may be
withheld from payment, and the undisputed portion will be A. If a Construction Cost limit is established between
paid. OWNER and ENGINEER,such Construction Cost limit and a
statement of ENGINEER's rights and responsibilities with
D. Payments Upon Termination, respect thereto will be specifically set forth in Exhibit F.
"Construction Cost Limit," to this Agreement. (Exhibit F is
In the event of any termination under section 6.06, not used).
ENGINEER will be entitled to invoice OWNER and
will be paid in accordance with Exhibit C for all 5.03 Opinions of Total Project Costs
services performed or furnished and all Reimbursable
Expenses incurred through the effective date of A. ENGINEER assumes no responsibility for the
termination. accuracy of opinions of Total Project Costs.
2.(Deleted) ARTICLE 6-GENERAL CONSIDERATIONS
E.(Modified) Records of ENGINEER's Costs.
Records of ENGINEER"s costs pertinent to ENGINEER's 6.01 Standards of Performance
compensation under this Agreement shall be kept in
accordance with generally accepted accounting practices. A. (Modified) The standard of care for all professional
Copies of such records will be made available to OWNER engineering and related services performed or furnished by
upon request at no cost to OWNER. ENGINEER under this Agreement will be the care and skill
ordinarily used by members of ENGINEER"s profession
F. Legislative Actions. In the event of legislative practicing under similar circumstances at the same time and in
actions after the Effective Date of the Agreement by any level the same locality.
of government that impose taxes, fees, or costs on
ENGINEER's services or other costs in connection with this B. (Modified) ENGINEER shall be responsible for the
Project or compensation therefor, such new taxes, fees, or technical accuracy of its services and documents resulting
costs shall be invoiced to and paid by OWNER as a therefrom, and OWNER shall not be responsible for
Reimbursable Expense to which a Factor of 1.0 shall be discovering deficiencies therein. ENGINEER shall correct
applied. Should such taxes, fees, or costs be imposed, they such deficiencies without additional compensation except to
shall be in addition to ENGINEER's estimated total the extent such action is directly attributable to deficiencies in
compensation. OWNER-furnished information upon which ENGINEER is
authorized to rely as provided in Section 6.01.E.
ARTICLE 5 .OPINIONS OF COST
C. ENGINEER shall perform or furnish professional
engineering and related services in all phases of the Project to
5.01 Opinions of Probable Construction Cost which this Agreement applies. ENGINEER shall serve as
OWNER's prime professional for the Project. ENGINEER
A. ENGINEER's opinions of probable Construction may employ such ENGINEER's Consultants as ENGINEER
Cost provided for herein are to be made on the basis of deems necessary to assist in the performance or furnishing of
ENGINEER's experience and qualifications and represent the services. ENGINEER shall not be required to employ any
ENGINEER's best judgment as an experienced and qualified ENGINEER's Consultant unacceptable to ENGINEER.
professional generally familiar with the industry. However,
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D. ENGINEER and OWNER shall comply with contained in this paragraph shall be construed so as to absolve
applicable Laws or Regulations and OWNER-mandated ENGINEER from liability for any such failure about which
standards. This Agreement is based on these requirements as ENGINEER knew or should have known existed in the
of its Effective Date. Changes to these requirements after the exercise of ENGINEER's services under this Agreement.
Effective Date of this Agreement may be the basis for
modifications to OWNER's responsibilities or to K. (Modified) ENGINEER shall not be responsible for
ENGR�MER's scope of services, times of performance, or the acts or omissions of any Contractor's), subcontractor or
compensation. supplier, or of any of the Contractor's agents or employees or
any other persons(except ENGINEER's own employees and
E.(Modified) OWNER shall be responsible for, and its consultants for which it is legally liable) at the Site or
ENGINEER may rely upon,the accuracy and completeness of otherwise furnishing or perfor7m0 any of the Contractor's
all requirements, programs, instructions, reports, data, and work; or for any decision made on interpretations or
other information furnished by OWNER to ENGINEER clarifications of the Contract Documents given by OWNER
pursuant to this Agreement, unless expressly stated or without consultation and advice of ENGINEER.
communicated otherwise by OWNER ENGINEER may use
such requirements, reports, data, and information in L.(Modified) The General Conditions for any
performing or furnishing services under this Agreement. construction contract documents prepared hereunder are to be
the Standard Form of Agreement between Owner and
F. OWNER shall make decisions and carry out its other Contractor and as approved by OWNER in writing.
responsibilities in a timely manner and shall bear all costs
incident thereto so as not to delay the services of ENGINEER. 6.02 Authorized Project Representatives
G. Prior to the commencement of the Construction A. Contemporaneous with the execution of this
Phase, OWNER shall notify ENGINEER of any variations Agreement, ENGINEER and OWNER shall designate
from the language indicated in Exhibit E, "Notice of specific individuals to act as ENGINEER's and OWNER's
Acceptability of Work,"or of any other notice or certification representatives with respect to the services to be performed or
that ENGINEER will be requested to provide to OWNER or furnished by ENGINEER and responsibilities of OWNER
third parties in connection with the Project. OWNER and under this Agreement. Such individuals shall have authority
ENGINEER shall reach agreement on the terms of any such to transmit instructions, receive information, and render
requested notice or certification,and OWNER shall authorize decisions relative to the Project on behalf of each respective
such Additional Services as are necessary to enable party.
ENGINEER to provide the notices or certifications requested.
Design without Construction Phase Services
H.(Modified) ENGINEER shall not be required to sign
any documents, no matter by whom requested, that would A. Should OWNER provide Construction Phase
result in ENGINEER's having to certify,guarantee or warrant services with either OWNER's representatives or a third party,
the existence of conditions whose existence ENGINEER ENGINEER's Basic Services under this Agreement will be
cannot ascertain; provided, that ENGINEER has exercised considered to be completed upon completion of the Final
due diligence and was not otherwise required to certify, Design Phase or Bidding or Negotiating Phase as outlined in
guarantee or warrant the existence of such conditions. Exhibit A.
I. During the Construction Phase, ENGINEER shall B. It is understood and agreed that if ENGINEER's
not supervise, direct, or have control over Contractor's work, Basic Services under this Agreement do not include Project
nor shall ENGINEER have authority over or responsibility for observation,or review of the Contractor's performance,or any
the means,methods, techniques, sequences, or procedures of other Construction Phase services,and that such services will
construction selected by Contractor,for safety precautions and be provided by OWNER, then OWNER assumes all
programs incident to the Contractor's work in progress, nor responsibility for interpretation of the Contract Documents
for any failure of Contractor to comply with Laws and and for construction observation or review and waives any
Regulations applicable to Contractor's furnishing and claims against the ENGINEER that may be in any way
performing the Work. connected thereto.
i.(Modified)ENGINEER neither guarantees the 6.04 Use of Documents
performance of any Contractor nor assumes responsibility for
any Contractor's failure to furnish and perform the Work in A. (Modified) Upon execution of this Agreement, the
accordance with the Contract Documents. However,nothing ENGINEER grants to the OWNER an ownership interest in
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Page 5 of 12
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the Instruments of Service. The ENGINEER shall obtain E. When transferring documents in electronic media
similar interests from the OWNER and the ENGINEER's format,ENGINEER makes no representations as to long-term
consultants consistent with this Agreement. Within seven compatibility,usability, or readability of documents resulting
days of any termination or expiration of this Agreement, the from the use of software application packages, operating
ENGINEER shall be required to tender to OWNER all systems, or computer hardware differing from those used by
Instruments of Service; provided OWNER has paid all ENGINEER at the beginning of this Project.
monies, excluding any disputed amount, due and owing to
ENGINEER in accordance with this Agreement. With such F. (Modified) Any use of the Documents on any
ownership interest, it is expressly understood by the parties extension of the Project or on any other project shall be at
hereto that the OV`TNER may use the Instruments of Service OWNER's sole risk and OWNER hereby releases
for any purposes which the OWNER sees fit, including, but ENGINEER from any liability associated solely with the reuse
not limited to, subsequent construction, reconstruction, of the Documents.
alteration,and/or repairs of the Project. As a condition to the
OWNER's use of the Instruments of Service, the OWNER G. If there is a discrepancy between the electronic files
hereby expressly agrees to remove the ENGINEER's name and the hard copies,the hard copies govern.
and all references to the ENGINEER.,and its consultants from
the Documents. The OWNER hereby releases any and all H. Any verification or adaptation of the Documents for
claims which the OWNER could make arising out of or in extensions of the Project or for any other project will entitle
connection with any reuse of the documents by the OWNER ENGINEER to further compensation at rates to be agreed
This release of claims for the matters covered in this upon by OWNER and ENGINEER
Paragraph 6.04.A shall be for the benefit of the ENGINEER,
its officers, and employees and sub-consultants, as well as 6.05 Insurance
their successors and assigns.
A. ENGINEER shall procure and maintain insurance as
B. (Modified) Copies of OWNER-fiunished data that set forth in Exhi'bit G,"Insurance"
may be relied upon by ENGINEER are limited to the pruned
copies that are delivered to ENGINEER pursuant to ExliJbit B B. Not used.
unless otherwise expressly stated or communicated by
OWNER. Files in electronic media format of text, data, C. Not used.
graphics, or of other types that are furnished by OWNER to
ENGINEER are only for convenience of ENGINEER Any D. Not used.
conclusion or information obtained or derived from such
electronic files will be at the user's sole risk. E. Not used.
C. Copies of Documents that may be relied upon by F. At any time,OWNER may request that ENGINEER,
OWNER are limited to the printed copies(also known as hard at OWNER's sole expense, provide additional insurance
)
co ies that are signed or sealed by the ENGINEER Files in coverage, increased limits, or revised deductibles that are
copies)
electronic media format of text, data, graphics, or of other more protective than those specified in Exhibit G. If so
types
that are furnished by ENGINEER to OWNER are only requested by OWNER,with the co a of ENGINEER,
for convenience of OWNER Any conclusion or information and if co-i ircially available, ENGINEER shall obtain and
Obtained or derived from such electronic files will be at the shall require ENGINEER'S Consultants to obtain such
user's sole risk additional insurance coverage, different limits, or revised
deductibles for such periods of time as requested by OVRiER,
D. Because data stored in electronic media format can and Exhibit G will be supplemented to incorporate these
deteriorate or be modified inadvertently or otherwise without requirements.
authorization of the data's creator, the party receiving
electronic files agrees that it will perform acceptance tests or 6.06 Termination
procedures within 60 days, after which the receiving party
shall be deemed to have accepted the data thus transferred. A.(Modified)
The obligations hereunder may be
The party delivering the electronic files will correct any errors terminated:
detected within the 60-day acceptance period. ENGINEER
shall not be responsible to maintain documents stored in 1. For cause,
electronic media format after acceptance by OW[,TER
a. (Modified) By either party upon 30 days
written notice in the event of failure by the other
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Page 6 of 12
b
party to perform in accordance with the terms hereof
through no fault of the terminating party;or C. Unless expressly provided otherwise in this
Agreement:
b. By ENGINEER upon seven days written
notice if ENGINEER is being requested by OWNER I. Nothing in this Agreement shall be construed to
to furnish or perform services contrary to create,impose,or give rise to any duty owed by OWNER
ENGINEER's responsibility as a licensed or ENGINEER to any Contractor, Contractor's
professional. subcontractor, supplier, other individual or entity, or to
any surety for or employee of any of them
c. Notwithstanding the foregoing, this
Agreement will not terminate as a result of such 2. All duties and responsibilities undertaken
substantial failure if the party receiving such notice pursuant to this Agreement will be for the sole and
begins,within seven days of receipt of such notice,to exclusive benefit of OWNER and ENGINEER and not
correct its failure to perform and proceeds diligently for the benefit of any other party. The OWNER agrees
to cure such failure within no more'than 30 days of that the substance of the provisions of this paragraph
receipt thereof;provided,however,that if and to the 6.08.0 shall appear in the Contract Documents.
extent such substantial failure cannot be reasonably
cured within such 30 day period, and if such party 6.09 Not Used.
has diligently attempted to cure the same and
thereafter continues diligently to cure the same then 6.10 Hazardous Environmental Condition
the cure period provided for herein shall extend up
to,but in no case more than 60 days after the date of A. OWNER represents to Engineer that to the best of its
receipt of the notice. knowledge a Hazardous Environmental Condition does not
exist.
2. For convenience by OWNER effective upon the
receipt of notice by ENGINEER. B.(Modified) OWNER has disclosed to the best of
its knowledge and belief to ENGINEER the existence of all
B. Not used. Asbestos, PCB's, Petroleum, Hazardous waste, or
Radioactive Material located at or near the Site, including
6.07 Controlling Law type,quantity and location.
A. This Agreement is to be governed by the law of the C.(Modified) If a Hazardous Environmental
state in which the Project is located. Condition is encountered or alleged, ENGINEER shall have
the obligation to notify OWNER on or before the next
6.08 Successors,Assigns,and Beneficiaries business day of the same.
A. OWNER and ENGINEER each is hereby bound'and D. It is acknowledged by both parties that
the partners, successors, executors, administrators and legal ENGINEER's scope of services does not include any services
representatives of OWNER and ENGINEER (and to the related to a Hazardous Environmental Condition. In the event
extent permitted by paragraph 6.08.B the assigns of OWNER ENGINEER or any other party encounters a Hazardous
and ENGINEER) are hereby bound to the other party to this Environmental Condition,ENGINEER may,at its option and
Agreement and to the partners, successors, executors, without liability for consequential or any other damages,
administrators and legal representatives (and said assigns) of suspend performance of services on the portion of the Project
such other party, in respect of all covenants, agreements and affected thereby until OWNER: (i) retains appropriate
obligations of this Agreement. specialist consultant(s) or contractor(s) to identify and, as
appropriate, abate, remediate, or remove the Hazardous
B. Neither OVrNER nor ENGINEER may assign, Environmental Condition; and(ii)warrants that the Site is in
sublet, or transfer any rights under or interest(including, but full compliance with applicable Laws and Regulations.
without limitation,moneys that are due or may become due)in
this Agreement without the written consent of the other, E. OWNER acknowledges that ENGINEER is
except to the extent that any assignment,subletting,or transfer performing professional services for OWNER and that
is mandated or restricted by law. Unless specifically stated to ENGINEER is not and shall not be required to become an
the contrary in any written consent to an assignment, no "arranger," "operator," "generator," or "transporter" of
assignment will release or discharge the assignor from any hazardous substances, as defined in the Comprehensive
duty or responsibility under this Agreement. Environmental Response,Compensation, and Liability Act of
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Page 7 of 12
s
1990(CERCLA),which are or may be encountered at or near
the Site in connection with ENGINEER"s activities under this ARTICLE 7- DEFINITIONS
Agrew=t~
F. If ENGINEER's services under this Agreement 7.01 Defined Terms
cannot be performed because of a Hazardous Environmental
Condition, the existence of the condition shall justify A. Wherever used in this Agreement (including the
ENGINEER's terminating this Agreement for cause on 30 Exhibits hereto)and printed with initial or all capital letters,
days notice. the terms listed below have the meanings indicated, which
are applicable to both the singular and plural thereof:
Allocation of Risks
1. Addenda--Written or graphic instruments issued
A. (Modified) Indemnification. See Exhibit K. prior to the opening of Bids which clarify, correct, or
change the Bidding Documents.
Notices
2. Additional Services--The services to be
A. (Modified) Any notice required under this performed for or furnished to OWNER by ENGINEER in
Agreement will be in writing, addressed to the appropriate accordance with Exhibit A,Part 2 of this Agreement.
party at its address on the signature page and given personally,
or by registered or certified mail postage prepaid, or by a 3. Agreement--This"Standard Form of Agreement
commnercial courier service. Additionally, notices may be between OWNER and ENGINEER for Professional
given via facsimile or by electronic mail if such notice is also Services," including those Exhibits listed in Article 8
given personally, or by registered or certified mail or by a hereof
commercial courier service. All notices shall be effective
upon the date of receipt. 4. Application for Payment—The form acceptable
to ENGINEER which is to be used by Contractor in
Survival requesting progress or final payments for the completion
of its Work and which is to be accompanied by such
A. (Modified) All express representations, supporting documentation as is required by the Contract
indemnifications, and limitations of liability included in this Documents.
Agreement will survive its completion or termination for any
5. Asbestos--Any material that contains more than
reason.
one percent asbestos and is friable or is releasing asbestos
6.14 Severability fibers into the air above current action levels established
by the United States Occupational Safety and Health
A. Any provision or part of the Agreement held to be Administration.
void or unenforceable under any Laws or Regulations shall be
deemed stricken, and all remaining provisions shall continue 6. Basic Services--The services to be performed
to be valid and binding upon OWNER and ENGINEER,who for or furnished to OWNER by ENGINEER in
agree that the Agreement shall be reformed to replace such accordance with Exhibit A.Part I.of this Agreement
stricken provision or part thereof with a valid and enforceable
provision that comes as close as possible to expressing the 7. Bid--The offer or proposal of the bidder
intention of the stricken provision. submitted on the prescribed form setting forth the prices
for the Work to be performed.
Waiver
8. Bidding Documents--The advertisement or
A. Non-enforcement of any provision by either party invitation to Bid,instructions to bidders,the Bid form and
shall not constitute a waiver of that provision, nor shall it ttrachments, the Bid bond, if any,the proposed Contract
affect the enforceability of that provision or of the remainder Documents,and all Addenda,if any.
of this Agreement.
9. Change order--A document recommended by
Headings ENGINEER,which is signed by Contractor and OWNER
to authorize an addition,deletion or revision in the Work,
A. The headings used in this Agreement are for general or an adjustn mt in the Contract Price or the Contract
reference only and do not have special significance.
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Page 8 of 12
Tunes, issued on or after the Effective Date of the ready for final payment as evidenced by ENGINEER's
Construction Agreement, written recommendation of final payment.
10. Construction Agreement—The written 16. Contractor An individual or entity with whom
instrument which is evidence of the agreement,contained OWNER enters into a Construction Agreement
in the Contract Documents, between OWNER and
Contractor covering the Work. 17. Correction Period--The time after Final
Completion during which Contractor rm, t correct, at no
11. Construction Contract--The entire and cost to OWNER,any Defective Work,normally one year
integrated written agreement between the OWNER and after the date of Final Completion or such longer period
Contractor concerning the Work of time as may be prescribed by Laws or Regulations or
by the terms of any applicable special guarantee or
12. Construction Cost--The cost to OWNER of specific provision of the Contract Documents.
those portions of the entire Project designed or specified
by ENGINEER. Construction Cost does not include 18. Defective--An adjective which, when modifying
costs of services of ENGINEER or other design the word Work, refers to Work that is unsatisfactory,
professionals and consultants,cost of land,rights-of-way, faulty, or deficient, in that it does not conform to the
or compensation for damages to properties,or OWNER's Contract Documents, or does not meet the requirements
costs for legal, accounting, insurance counseling or of any inspection, reference standard, test, or approval
auditing services, or interest and financing charges referred to in the Contract Documents, or has been
incurred in connection with the Project, or the cost of damaged prior to ENGINEER's recommendation of final
other services to be provided by others to OWNER payment.
pursuant to Exhibit B of this Agreement. Construction
Cost is one of the items comprising Total Project Costs. 19. Documents--Data, reports, Drawings,
Specifications, Record Drawings, and other deliverables,
13. (Modified) Contract Documents--Documents whether.in printed or electronic media format, provided
that establish the rights and obligations of the parties or d in appropriate phases by ENGINEER to
engaged in construction and include the Construction OWNER pursuant to this Agreement.
Agreement between OWNER and Contractor and all
documents referenced therein,Addenda(which pertain to 20. Drawings--That part of the Contract Documents
the Contract Documents), Contractor's Bid (including prepared or approved by ENGINEER which graphically
documentation accompanying the Bid and any post-Bid shows the scope,extent,and character of the Work to be
documentation submitted prior to the notice of award) performed by Contractor. Shop Drawings are not
when attached as an exhibit to the Construction Drawings as so defined.
Agreement, the notice to proceed,the bonds,appropriate
certifications, insurance documents the General 21. Effective Date of the Construction Agreement--
Conditions, the Supplementary Conditions, the The date indicated in the Construction Agreement on
Specifications and the Drawings as the same are more which it becomes effective, but if no such date is
specifically identified in the Construction Agreement, indicated, it means the date on which the Construction
together with all Written Amendments, Change Orders, Agreement is signed and delivered by the last of the two
Work Change Directives, Field Orders, and parties to sign and deliver.
ENGINEER's written interpretations and clarifications
issued on or after the Effective Date of the Constriction 22. Effective Date of the Agreement--The date
Agreement. Approved Shop Drawings and the reports indicated in this Agreement on which it becomes
and drawings of subsurface and physical conditions are effective, but if no such date is indicated, it means the
not Contract Documents. date on which the Agreement is signed and delivered by
the last of the two parties to sign and deliver.
14. Contract Price--The moneys payable by
OWNER to Contractor for completion of the Work in 23. ENGINEER's Consultants--Individuals or
accordance with the Contract Documents and as stated in entities having a contract with ENGINEER to furnish
the Construction Agreement. services with respect to this Project as ENGINEER"s
independent professional associates, consultants,
15. Contract Times--The numbers of days or the subcontractors, or vendors. The term ENGINEER
dates stated in the Construction Agreement to: (i)achieve includes ENGINEER's Consultants.
Final Completion,and(ii)complete the Work so that it is
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24. Field Order--A written order issued by considers significant based on record documents
ENG]NEER which directs minor changes in the Work fiuni el.hed by Contractor to ENGINEER and which were
but which does not involve a change in the Contract Price annotated by Contractor to show changes made during
or the Contract Times. construction.
25. Final Completion shall mean that all work has 34. Reimbursable Expenses--The expenses incurred
been completed, all final punch list items have been directly by ENGINEER in connection with the
inspected and satisfactorily completed, all payments to performing or furnishing of Basic and Additional
subcontractors have been made, all documentation and Services for the Project for which OWNER shall pay
warranties have been submitted,all closeout documents ENGINEER as indicated in Exhibit C.
have been executed and approved by the OVJNER,and
the Project has been finally accepted by the OWNER. 35. Resident Project Representative--The
authorized representative of ENGINEER,if any,assigned
26. General Conditions-That part of the Contract to assist ENGINEER at the Site during the Construction
Documents which sets forth terns, conditions, and Phase. The Resident Project Representative will be
procedures that govern the Work to be performed or ENGINEER's agent or employee and under
furnished by Contractor with respect to the Project. ENGINEER's supervision. As used herein, the term
Resident Project Representative includes any assistants of
27. Hazardous Environmental Condition--The Resident Project Representative agreed to by OWNER_
presence at the Site of Asbestos, PCB's, Petroleum, The duties and responsibilities of the Resident Project
Hazardous Waste, or Radioactive Materials in such Representative are as set forth in Exhibit D.
quantities or circumstances that may present a substantial
danger to persons or property exposed thereto in 36. Samples—Physical examples of materials,
connection with the Work equipment, or workmanship that are representative of
some portion of the Work and which establish the
28. Hazardous Waste--The term Hazardous Waste standards by which such portion of the Work will be
shall have the meaning provided in Section 1004 of the judged.
Solid Waste Disposal Act (42 USC Section 6903) as
amended from time to tune. 37. Shop Drawings All drawings, diagrams,
illustrations, schedules, and other data or information
29. Laws and Regulations; Laws or Regulations-- which are specifically prepared or assembled by or for
Any and all applicable laws, rules, regulations, Contractor and submitted by Contractor to ENGINEER
ordinances, codes, standards, and orders of any and all to illustrate some portion of the Work.
governmental bodies, agencies, authorities, and courts
having jurisdiction. 3 8. Site--Lands or areas indicated in the Contract
Documents as being furnished by OWNER upon which
30. PCB's--Polychlorinated biphenyls. the Work is to be performed,rights-of-way and easements
for access thereto, and such other lands furnished by
31. Petroleum Petroleum, including crude oil or OWNER which are designated for use of Contractor.
any fraction thereof which is liquid at standard conditions
of tenlpemture and pressure (60 degrees Fahrenheit and 39. Specifications--That part of the Contract
14.7 pounds per square inch absolute), such as oil, Documents consisting of written technical descriptions of
petroleum, fuel oil, oil sludge, oil refuse, gasoline, materials, equipment, systems, standards, and
kerosene,and oil mixed with other non-Hazardous Waste workmanship as applied to the Work and certain
and crude oils. administrative details applicable thereto.
32. Radioactive Materials--Source, special nuclear, 40. Substantial Completion--The time at which the Work
or byproduct material as defined by the Atomic Energy (or a specified part thereof)has progressed to the point where,
Act of 1954 (42 USC Section 2011 et seq.) as amended in the opinion of ENGINEER, the Work(or a specified part
from tirne to time. thereof) is sufficiently complete, in accordance with the
Contract Documents, so that the Work (or a specified part
33. Record Drawings--The Drawings as issued for thereof) can be utilized for the purposes for which it is
construction on which the ENGINEER,upon completion intended. The terms "sub complete" and
of the Work, has shown changes due to Addenda or "substantially completed"as applied to all or part of the Work
Change Orders and other information which ENGINEER refer to Substantial Completion thereof.
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Page 10 of 12
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ARTICLE 8 EXHIBITS AND SPECIAL
41. Supplementary Conditions--That part of the Contract PROVISIONS
Documents which amends or supplements the General
Conditions.
8.01 Exhibits Included
42. (Modified) Total Project Costs--The sum of the
Construction Cost, allowances for contingencies, the total A. Exhibit A, "ENGINEER's Services," consisting of
costs of services of ENGINEER or other design professionals eight(8)pages.
and consultants,cost of land,rights-of-way,compensation for
daages to properties,OWNER's costs for legal,accounting, B. Exhibit B, "O�
m 's Responsibilities," consisting
insurance counseling or auditing services, interest and of two(2)pages.
financing charges incurred in connection with the Project,and
the cost of other services to be provided by others to OWNER C. Exhibit C, "Payments to Engineer for Services and
pursuant to Exhibit B of this Agreement. Reimbursable Expenses,"consisting of two(2)pages.
43. Work--The entire completed construction or the D. Exhibit D, "Duties, Responsibilities and Limitations
various separately identifiable parts thereof required to be of Authority of Resident Project Representative,"is not used.
provided under the Contract Documents with respect to this
Project. Work includes and is the result of performing or E. Exhibit El.
of Acceptability of Work,"
furnishing labor, services, and documentation necessary to consisting of two(2) pages.
produce such construction and � g, installing, and
incorporating all materials and all equipment into such F. Exhibit F,"Construction Cost Limit," is not used.
construction,all as required by the Contract Documents.
G. Exhibit G."Insurance,"consisting of two(2) pages.
44. Work Change Directive--A written directive to
Contractor issued on or after the Effective Date of the H. Exhibit H.`Dispute Resolution,"is not used.
Construction Agreement and signed by OWNER upon
recommendation of the ENGINEER, ordering an addition, I. Exhibit I,"Allocation of Risks,"is not used.
deletion,or revision in the Work,or responding to differing or
unforeseen subsurface or physical conditions under Which the J Exhibit J,"Special Provisions"is not used.
Work is to be performed or to emergencies. A Work Change
Directive will not change the Contract Price or the Contract K. (Added) Exhibit K. cf.Inden mification" consisting of
Times but is evidence that the parties expect that the change two(2) pages.
directed or documented by a Work Change Directive will be
incorporated in a subsequently issued Change Order following 8.02 Total Agreement
negotiations by the parties as to its effect, if any, on the
Contract Price or Contract Times. A. This Agreement (consisting of pages 1 to 12
inclusive, together with the Exhibits identified above)
45. Written Amendment--A written amendment of the constitutes the entire agreement between OWNER and
Contract Documnts signed by OWNER and Contractor on or ENGINEER and supersedes all prior written or oral
after the Effective Date of the Construction Agreement and understandings. This Agreement may only be amended,
normally dealing With the non-engineering or non-technical supplemented, modified, or canceled by a duly executed
rather than strictly construction-related aspects of the Contract written instrument. This Agreement along with the exhibits
Documents. shall be read and construed as the same Agreement.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 11 of 12
d
a
IN WTrNESS WHEREOF,the parties hereto have executed this Agreement,the Effective Date of which is indicated on page
O . City ot ay town ENGINEER: Lockwoo Andre v d N Inc.
dary Jackson Printed 'e J.Anthony Boyd. E
Title: City Manager Title Senior Vice President
Date Signed: ,61 3.Q/2 0 01 Date Signed (J
Address for giving notices: Address for giving notices:
P.O.BOX 424 2925 Briarpark Drive
BAYTOWN,TEXAS 77422-0424 Houston,TX 77042
Designated Representative(paragraph 6.02.A): Designated Representative(paragraph 6.02.A):
W.R.(Bill)Pedersen,P.E. John M.Hewitt
Title:City Engineer Title: Manager Water Resources
Phone Number: (281)420-6549 Phone Number: 713-266-6900
Facsimile Number. (281)420-6586 Facsimile Number:713-266-8971
E-Mail Address: wrpedersen@baytown.org F Mail Address: mhewittQJan-inc.com
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 12 of 12
4
a
This is EXIT A, consisting of 8 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated June 30, 2003.
Initial:
OWNER '"
ENGINEER
ENGINEER's Services
Article 1 of the Agreement is amended and supplemented to include the following agreement of the parties.
ENGINEER shall provide Basic and Additional Services as set forth below.
PART 1--BASIC SERVICES(Modified)
A1.01 Preliminary Design Phase
A. ENGINEER shall:
Consult with OWNER to define and clarify OWNER's requirements for the Project and available data.
2. Advise OWNER as to the necessity of OWNER's providing data or services of the types described in
Exhibit B which are not part of ENGINEER's Basic Services, and assist OV*TNER in obtaining such
data and services.
3 (Modified) Identify, consult with, and analyze requirements of governmental authorities having
jurisdiction to approve the portions of the Project designed or specified by ENGINEER,including but
not limited to mitigating measures identified in the environmental assessment(if any).
4. Identify and evaluate potential solutions available to OWNER; and,after consultations with OWNER,
recommend to OWNER those solutions which in ENGINEER's judgment meet OWNER's
requirements for the Project.
5 (Modified) Attend meetings with OWNER and OWNER'S designated boards and/or commissions to
receive input into OWNER'S requirements for the Project and evaluation potential solutions available
to OWNER.
6. (Modified)Prepare a prehminary engineering report(the"Report')which will,as appropriate,contain
schematic layouts, sketches, schedule of events, and conceptual design criteria with appropriate
exhibits to indicate the agreed-to requirements, considerations involved, and those alternate solutions
available to OWNER which ENGINEER recommends. This Report will be accompanied by
ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the
Project with each component separately itemized, including the following, which will be separately
itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated
total costs of design,professional, and related services provided by ENGINEER and, on the basis of
information furnished by OWNER, allowances for other items and services included within the
definition of Total Project Costs.
7. Furnish three (3) review copies of the Report to OWNER within ninety(90) days of authorization to
begin services and review it with OWNER.
8. Revise the Report in response to OWNER's and other parties' co as appropriate, and furnish
five(5) final copies of the revised Report to the OWNER within twenty(20)days after completion of
reviewing it with OWNER.
Page 1 of 8 pages
(Exhibit A—Engineer's Services)
Q
B. (Modified) ENGINEER's services under the Preliminary Design Phase will be considered complete o
mp n the
date when the final copies of the revised Report have been delivered to and accepted by OWNER.
A 1.02 Final Design Phase
A. After acceptance by OWNER of the Preliminary Design Phase documents and revised opinion of probable
Construction Cost as determined in the Preliminary D op .p bable
Design Phase, but sub cct to any OWNER-directed
modifications or changes in the scope,extent,character,or design requirements of or for the Pro'ec and upon
written authorization from OWNER,ENGINEER shall: t' p
(Modified) On the basis of the above acceptance, direction, and authorization, prepare final Drawings
indicating the scope, extent, and character of the Work to be performed and fiunisheri by Contractor.
Specifications will be prepared, where appropriate, in conformance with the 16-division format of the
Construction Specifications Institute or other format agreed to in writing by OWNER and ENGINEER.
Provide technical criteria,written descriptions,and design data for OWNER's use in PP a lications for
filing
permits from or approvals of governmental authorities having jurisdiction to review or approve the final
design of the Project and assist OWNER in consultations with appropriate ate authorities.es.
3. Advise OV*?NER of any adjustments to the opinion of probable Construction Cost and any adjustments to
Total Project Costs known to ENGINEER,,itemized as provided in paragraph Al.01.A.5.
4. Perform or provide the following additional final Design Phase tasks or deliverables: None
5. Prepare and furnish Bidding Documents for review and approval by OWNER,its legal counsel,and other
advisors,as appropriate,and assist OWNER in the preparation of other related documents.
6. Submit 5 final copies of the Bidding Documents and a revised opinion of probable Construction Cost to
OWNER within ninety(90)days after authorization to proceed with this phase.
7 (Added) Prepare additional line items in the Bid Tabulations, assuming the project documentation,
including plans and specifications,were originally prepared to reflect these items,as reasonably requested
by OV-TNER,so long as d&these request(s)is rmde prior to the preparation of the final bid documents.
B. In the event that the Work designed or specified by ENGINEER is to be performed or famished under more
than one prime contract,or if ENGINEER's services are to be separately sequenced with the work of one or
more prime Contractors (such as in the case of fast-tracking), OWNER and ENGINEER shall, prior to
commencement of the.Final Design Phase, develop a schedule for performance of ENGINEER's services
during the Final Design, Bidding or Negotiating, Construction, and Post-Construction Phases in order to
sequence and coordinate properly such services as are applicable to the work under such separate prime
contracts. This schedule is to be prepared and included in or become an amendment to Exhibit A whether or
not the work under such contracts is to proceed concurrently.
The number of prime contracts for Work designed or specified by ENGINEER upon which the ENGINEER's
compensation has been established under this Agreement is 1(one)-
D. (Modified)ENGINEER's services under the Final Design Phase will be considered complete on the date when
the submittals required by paragraph A1.03.A.6 have been delivered to and accepted by OWNER
A1.03 Bidding or Negotiating Phase
A After acceptance by OWNER of the Bidding Documents and the most recent opinion of probable Construction
Cost as determined in the Final Design Phase, and upon written authorization by OWNER to proceed,
ENGINEER shall:
Page 2 of 8 pages
(Exhibit A-Engineer's Services)
0
1. Assist OWNER in advertising for and obtaining bids or negotiating proposals for the Work and, where
applicable, provide 15 sets of plans and specifications, and maintain a record of prospective bidders to
whom Bidding Documents have been issued.
2. Issue Addenda as appropriate to clarify,correct,or change the Bidding Documents.
3. Consult with OWNER as to the acceptability of subcontractors, suppliers, and other individuals and
entities proposed by Contractor for those portions of the Work as to which such acceptability is required
by the Bidding Documents.
4. Perform or provide the following additional Bidding or Negotiating Phase tasks or deliverables: None
5. (Modified)Attend the Mandatory Pre-Bid Conference and the Bid opening,prepare Bid tabulation sheets,
assemble contract docurnents,assist OWNER in both evaluating Bids or proposals and awarding contracts
for the Work.
6. (Added) Receive and process Contractor deposits or charges for the Bidding Documents.
7. (Added) Assist in connection with Bid protests, rebidding, or re-negotiating contracts for construction,
materials,equipment,or services.
B. (Modified) The Bidding or Negotiating Phase will be considered complete upon commencement of the
Construction Phase.
A 1.04 Construction Phase
A. Upon successful completion of the Bidding and Negotiating Phase, and upon written authorization from
OWNER,ENGINEER shall:
General Administration of Construction Contract. Consult with OWNER and act as OWNER's
representative as provided in the General Conditions. The extent and limitations of the duties,
responsibilities and authority of ENGINEER as assigned in said General Conditions shall not be
modified, except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to
Contractor will be issued through ENGINEER,who shall have authority to act on behalf of OWNER
in dealings with Contractor to the extent provided in this Agreement and said General Conditions
except as otherwise provided in writing.
2. (Modified) Selecting Independent Testing Laboratory. Assist OWNER in the selection of an
independent testing laboratory to perform the services identified in paragraph B2.01.0,if any.
3. Pre-Construction Conference. Participate in a Pre-Construction Conference prior to commencement
of Work at the Site.
4. Baselines and Benchmarks. As appropriate,establish baselines and benchnnarks for locating the Work
which in ENGINEER's judgment are necessary to enable Contractor to proceed
5. Visits to Site and Observation of Construction. In connection with observations of Contractor's work
in progress while it is in progress:
a. (Modified)Make visits to the Site once per month during construction as appropriate to verify
Contractor's payment requests, and additional visits as ENGINEER and/or OWNER deems
necessary, in order to observe as an experienced and qualified design professional the progress
and quality of the Work. Such visits and observations by ENGINEER,and the Resident Project
Representative, if any, are not intended to be exhaustive or to extend to every aspect of
Page 3 of 8 pages
(Exhibit A—Engineer's Services)
0
° Contractor's work in progress or to involve detailed inspections of Contractor's work in progress
beyond the responsibilities p �
Y sp specifically assigned to ENGINEER in this Agreement and the
Contract Documents,but rather are to be limited to spot checking,selective s ling,and similar
methods of general observation of the Work based on ENGINEER"s exercise of professional
judgment as assisted by the Resident Project Representative, if any. Based on information
obtained during such visits and such observations, ENGINEER will determine if Contractor's
work is proceeding in accordance with the Contract Documents, and ENGINEER shall keep
OWNER informed of the progress of the Work.
(Modified) The purpose of ENGINEER's visits to, and representation b the Resident t Project
Representative,if any,at the Site,will be to enable ENGINEER to better carry out the duties and
responsibilities assigned to and undertaken by ENGINEER during the Construction Phase,and,
in addition, by the exercise of ENGINEER"s efforts as an experienced and qualified design
professional, to provide for OWNER a greater degree of confidence that the l� completed Work
will substantially conform to the Contract Documents and that the integrity of the design concept
of the completed Project as a functioning whole as indicated in the Contract Documents has been
implemented and preserved by Contractor. ENGINEER shall not, during such visits or as a
result of such observations of Contractor's work in progress, supervise, direct, or have control
over Contractor's work, nor shall ENGINEER have authority over or responsibility for the
means,methods,techniques,sequences,or procedures of construction selected by Contractor,for
safety precautions and programs incident to Contractor's work,or for any failure of Contractor to
comply with Laws and Regulations applicable to Contractor's furnishing and performing the
Work. Accordingly, ENGINEER neither guarantees the performance of any Contractor nor
assumes responsibility for any Contractor's failure to furnish and perform its work in accordance
with the Contract Documents.
5. (Modified) Defective Work. Recommend to OWNER that Contractor's work be disapproved and
rejected while it is in progress if, on the basis of such observations,ENGINEER believes that such
work will not produce a completed Project that substantially conforms to the Contract Documents or
that it will prejudice the integrity of the design concept of the completed Project as a functioning
whole as indicated in the Contract Documents.
Clarifications and Interpretations;Field Orders. Issue necessary clarifications and interpretations of
the Contract Documents as appropriate to the orderly completion of Contractor's work. Such
clarifications and interpretations will be consistent with the intent of and reasonably inferable from the
Contract Documents. ENGINEER may issue Field Orders authorizing minor variations from the
requirements of the Contract Documents.
8. Change Orders and Work Change Directives. Recommend Change Orders and Work Change
Directives to OWNER, as appropriate, and prepare Change Orders and Work Change Directives as
required.
9, Shop Drawings and Samples. Review and approve or take other appropriate action in respect to Shop
Drawings and Samples and other data which Contractor is required to submit, but only for
conformance with the information given in the Contract Documents and compatibility with the design
concept of the completed Project as a functioning whole as indicated in the Contract Documents.
Such reviews and approvals or other action will not extend to means,methods,techniques,sequences
or procedures of construction or to safety precautions and programs incident thereto. ENGINEER
has an obligation to meet any Contractor's submittal schedule that has earlier been acceptable to
ENGINEER
10. Substitutes and "or-equal." Evaluate and determine the acceptability of substitute or "or-equal"
materials and equipment proposed by Contractor,but subject to the provisions of paragraph A2.01 of
this Exhibit A.
Page 4 of 8 pages
(Exhibit A—Engineer's Services)
C
° 11. Inspections and Tests. Require such special inspections or tests of Contractor's work as deemed
reasonably necessary, and receive and review all certificates of inspections, tests, and approvals
required by Laws and Regulations or the Contract Documents. ENGINEER's review of such
certificates will be for the purpose of determining that the results certified indicate compliance with
the Contract Documents and will not constitute an independent evaluation that the content or
procedures of such inspections, tests, or approvals comply with the requirements of the Contract
Documents. ENGINEER shall be entitled to rely on the results of such tests.
12. (Modified)Disagreements between OWNER and Contractor. Render formal written decisions on all
claims of OWNER and Contractor relating to the acceptability of Contractor's work or the
interpretation of the requirements of the Contract Documents pertaining to the execution and progress
of Contractor's work. In rendering such decisions,ENGINEER shall be fair and not show partiality
to OWNER or Contractor.
Applications for Payment. Based on ENGINEER's observations as an experienced and qualified
design professional and on review of Applications for Payment and accompanying supporting
documentation:
a. Determine the amounts that ENGINEER recommends Contractor be paid. Such
recommendations of payment will be in writing and will constitute ENGINEER's representation
to OWNER, based on such observations and review, that, to the best of ENGINEER's
knowledge,information and belief, Contractor's work has progressed to the point indicated,the
quality of such work is substantially in accordance with the Contract Documents(subject to an
evaluation of the Work as a functioning whole prior to or upon Substantial Completion,to the
results of any subsequent tests called for in the Contract Documents and to any other
qualifications stated in the recommendation),and the conditions precedent to Contractor's being
entitled to such payment appear to have been fulfilled in so far as it is ENGINEER's
responsibility to observe Contractor's work. In the case of unit price work, ENGINEER"s
reconxnendations of payment will include final determinations of quantities and classifications of
Contractor's work(subject to any subsequent adjustments allowed by the Contract Documents).
The responsibilities of ENGINEER contained in paragraph A1.44.A.5.a are expressly subject to
the limitations set forth in paragraph A1.44.A.5.b and other express or general Iinutations in this
Agreement and elsewhere.
b. By recommending any payment, ENGINEER shall not thereby be deemed to have represented
that observations made by ENGINEER to check the quality or quantity of Contractor's work as it
is performed and furnished have been exhaustive,extended to every aspect of Contractor's work
in progress,or involved detailed inspections of the Work beyond the responsibilities specifically
assigned to ENGINEER in this Agreement and the Contract Documents. Neither ENGINEER's
review of Contractor's work for the purposes of recommending payments nor ENGINEER's
recommendation of any payment including final payment will impose on ENGINEER
responsibility to supervise, direct, or control Contractor's work in progress or for the means,
methods,techniques,sequences,or procedures of construction or safety precautions or programs
incident thereto, or Contractor's compliance with Laws and Regulations applicable to
Contractor's famishing and performing the Work. It will also not impose responsibility on
ENGINEER to make any examination to ascertain how or for what purposes Contractor has used
the moneys paid on account of the Contract Price,or to determine that title to any portion of the
work in progress, materials, or equipment has passed to OV�TNER free and clear of any liens,
claims, security interests, or encumbrances, or that there may not be other matters at issue
between OWNER and Contractor that might affect the amount that should be paid.
Page 5 of 8 pages
(Exhibit A—Engineer's Services)
0
14. Contractor's Completion Documents.
a. (Modified)Receive and review maintenance and operating instructions,schedules,and guarantees as
prepared by the Contractor in accordance with the Contract Documents. Engineer will compile this
information as provided by Contractor,and deliver three(3)copies of the same to OWNER.
b. (Modified)Receive bonds, certificates,or other evidence of insurance not previously submitted and
required by the Contract Documents,certificates of inspection, tests and approvals, Shop Drawings,
Samples and other data approved as provided under paragraph A1.04.A.9, and the annotated record
documents which are to be assembled by Contractor in accordance with the Contract Documents to
obtain final payment. The extent of such ENGINEER's review will be limited as provided in
paragraph A 1.04.A.9.
c. ENGINEER shall transmit these documents to OWNER within thirty days of receipt of documents
from Contractor.
d. (Added)Preparing and furnishing to OWNER Record Drawings on mylar showing appropriate
record information based on Project annotated record documents received from Contractor.
IS. Substantial Completion. Promptly after notice from Contractor that Contractor considers the entire Work
ready for its intended use,in company with OWNER and Contractor,conduct an inspection to determine if
the Work is Substantially Complete. If after considering any objections of OWNER, ENGINEER
considers the Work Substantially Complete, ENGINEER shall deliver a certificate of Substantial
Completion to OWNER and Contractor.
16. Additional Tasks. Perform or provide the following additional Construction Phase tasks or deliverables:
None
17. (Modified) Final Notice of Acceptability of the Work. Conduct a final inspection to determine if the
completed Work of Contractor is acceptable so that ENGINEER may recommend, in writing, final
payment to Contractor. Accompanying the recommendation for final payment, ENGINEER shall also
provide a notice in the form attached hereto as Exhibit E(the"Notice of Acceptability of Work")that to
the best of ENGINEER's knowledge,information and belief and upon the exercise of ENGINEER'S due
diligence,the Work is acceptable and is in compliance with the Contract Documents.
B. Duration of Construction Phase. The Construction Phase will cormnence with the execution of the first
Construction Agreement for the Project or any part thereof and will terminate upon final payment to
Contractors. If the Project involves more than one prime contract as indicated in paragraph A1.02.C,
Construction Phase services may be rendered at different times in respect to the separate contracts.
C. Limitation of Responsibilities. ENGINEER shall not be responsible for the acts or omissions of any
Contractor, or of any of its subcontractors, suppliers, or of any other individual or entity performing or
furnishing any of the Work. ENGINEER shall not be-responsible for failure of any Contractor to perform or
furnish the Work in accordance with the Contract Documents.
A1.05 Post-Construction Phase
A. Upon written authorization from OWNER,ENGINEER,during the Post-Construction Phase,shall:
Provide assistance in connection with the testing and adjusting of Project equipment or systems.
I Assist OWNER in training OWNER's staff to operate and maintain Project,equipment,and systems.
Assist OWNER in developing procedures for control of the operation and maintenance of, and record
keeping for Project equipment and systems.
Page 6 of 8 pages
(Exhibit A-Engineer's Services)
s
v
4. Together with OWNER,visit the Project to observe any apparent defects in the Work,assist OWNER in
consultations and discussions with Contractor concerning correction of any such defects, and make
recommendations as to replacement or correction of Defective Work,if present.
S. Perform or provide the following additional Post-Construction Phase tasks or deliverables:
➢ Prepare a GIS map with GPS locations of the manholes and flow line elevations.
6. In company with OWNER or OWNER's representative,provide an inspection of the Project within one
month before the end of the Correction Period to ascertain whether any portion of the Work is subject to
correction.
B. The Post-Construction Phase services may commence during the Construction Phase and, if not otherwise
modified in this Exhibit A,will tenninate at the end of the Correction Period.
PART 2--ADDITIONAL SERVICES
A2.01 Additional Services Requiring OWNER's Authorization in Advance
A. If authorized in writing by OWNER,ENGINEER shall furnish or obtain from others Additional Services of the
types listed below. These services will be paid for by OWNER as indicated in Article 4 of the Agreement.
(Modified) Preparation of applications and supporting documents (in addition to those furnished under
Basic Services) for private or governmental grants, loans or advances in connection with the Project;
preparation or review of environmental assessments and impact statements;review and evaluation of the
effects on the design requirements for the Project of any such statements and documents prepared by
others; assistance in obtaining approvals of authorities having jurisdiction over the anticipated
environmental impact of the Project; and assistance in obtaining on behalf of the OWNER permits not
otherwise included with the scope of Basic Services from all governmental authorities having jurisdiction
to approve all phases of the PROJECT designed or specified by ENGINEER.
2. Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the
accuracy of drawings or other information furnished by OWNER
3. (Modified)Services resulting from significant changes in the scope,extent;or character of the portions of
the Project designed or specified by ENGINEER or its design requirements including,but not limited to,
changes in size, OWNER's schedule, or character of construction; and revising previously accepted
studies, reports, Drawings, Specifications, or Contract Documents when such revisions are required by
changes in Laws and Regulations enacted subsequent to the Effective Date of this Agreement~
4. (Modified) Services resulting from OWNER's request to evaluate additional Phase alternative solutions
beyond those identified in paragraph A LO LA.4.
S. Services required as a result of OWNER"s providing incomplete or incorrect Project information with
respect to Exhibit B;provided,such information was to be relied upon by ENGINEER pursuant to Section
6.01.EA of the Agreement.
6. Providing renderings or models for OWNER's use.
7. Undertaking investigations and studies including,but not limited to,detailed consideration of operations,
maintenance, and overhead expenses; the preparation of feasibility studies, cash flow and economic
evaluations, rate schedules, and appraisals; assistance in obtaining financing for the Project; evaluating
processes available for licensing,and assisting OWNER in obtaining process licensing;detailed quantity
surveys of materials, equipment, and labor; and audits or inventories required in connection with
construction performed by OWNER.
Page 7 of 8 pages
(Exhibit A-Engineer's Services)
s
8. Furnishing services of ENGINEER's Consultants for other than Basic Services.
9. Services attributable to more prime construction contracts than specified in paragraph Al-03.C.
10. Services during out-of-town travel required of ENGINEER other than for visits to the Site or OWNER's
office.
11. Preparing for, coordinating with, participating in and responding to structured independent review
processes, including, but not limited to, construction management, cost estimating, project peer review,
value engineering, and constructibility review requested by OWNER; and performing or furnishing
services required to revise studies, reports, Drawings, Specifications, or other Bidding Documents as a
result of such review processes.
12. Providing assistance in resolving any Hazardous Environmental Condition in compliance with current
Laws and Regulations.
13. (Modified) Preparing to serve or serving as a consultant or witness for OWNER in any litigation,
arbitration or other dispute resolution process related to the Project if ENGINEER is not a party to the
same).
14. Providing more extensive services required to enable ENGINEER to issue notices or certifications
requested by OWNER under paragraph 6.01.G of the Agreement.
15.Other services performed or furnished by ENGINEER not otherwise provided for in this Agreement.
16. Property descriptions.
17. (Modified)Property,easement,right-of-way,and other special surveys or data,including
establishing relevant reference points.
18. (Added) Environmental assessments,audits,investigations and impact statements,and other relevant
environmental or cultural studies as to the Project,the Site,and adjacent areas.
19. (Added) Additional services during construction made necessary by (1) emergencies or acts of God
endangering the Work,(2)an occurrence of a Hazardous Environmental Condition,(3)Work damaged by
fire or other cause during construction, or(4) acceleration of the progress schedule involving services
beyond normal working hours.
A2.02 Required Additional Services
A. ENGINEER shall perform or furnish, without requesting or receiving specific advance authorization from
OWNER,the Additional Services of the types listed below. ENGINEER shall advise OWNER in writing prior
to starting any such Additional Services.
1. Surveying Services
2. (Deleted)
3. (Deleted)
4. (Deleted)
5. (Deleted)
6. (Deleted)
Page 8 of 8 pages
(Exhibit A—Engineer's Services)
r
This is EXHIBIT B,consisting of 2 pages,referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated, June 0,.2 0 0 3.
Initial /.,r.
7
OWNERlJ
ENGWEW,!�:�
OWNEWs Responsibilities
Article 2 of the Agreement is amended and supplemented to include the following agreement of the parties.
B2.01 In addition to other responsibilities of OWNER as set forth in this Agreement,OWNER shall:
A. Provide ENGD EER with all criteria and full information as to OWNER's requirements for the Project.,
including design objectives and constraints, space, capacity and performance requirements, flexibility, and
expandability, and any budgetary limitations; and furnish copies of all design and construction standards which
OWNER will require to be included in the Drawings and Specifications;and furnish copies of OWNER's standard
forms,conditions,and related documents for ENGINEER to include in the Bidding Documents,when applicable.
B. Furnish to ENGINEER any other available information pertinent to the Project including reports and data
relative to previous designs,or investigation at or adjacent to the Site.
C. (Modified) Following ENGINEER's assessment of initially-available Project information and data and
upon ENGINEER"s written request, famish or otherwise make available such additional available Project related
information and data as is reasonably required to enable ENGINEER to complete its Basic and Additional
Services.
(Deleted).
2. (Deleted).
3. (Deleted).
4. (Deleted).
5. (Deleted).
6. (Deleted).
D. (Deleted).
E. (Modified)Authorize ENGINEER to provide Additional Services as set forth in Part 2 of Exliibit A of the
Agreement as the OWNER determines is necessary.
F. (Modified)Arrange for access to and make all provisions for ENGINEER to enter upon public property as
required for ENGINEER to perform services under the Agreement.
G. Examine all alternate solutions, studies, reports, sketches,Drawings, Specifications,proposals,and other
documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor, and other
advisors or consultants as OWNER deems appropriate with respect to such emotion) and render in writing
timely decisions pertaining thereto.
Page 1 of 2 pages
(Exhibit B-OWNER"s Responsibilities)
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This is IT C,consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated june j0 2003
Initial:
OWNER T,.T
ENGI OIR
4?6f
Payments to ENGINEER for Services and Reimbursable Expenses
Article 4 of the Agreement is amended and
supplemented to include the following agreement of 4. Deleted.
the parties:
5. The portion of the amount billed for
ARTICLE 4--PAYMENTS TO THE ENGINEER ENGINEER's services will be based upon total
services actually completed during the billing
C4.01 For Basic Services Having A Determined period.
Scope —Cost not to Exceed Method of
Payment
C4.02 For Basic Services Having An
A. OWNER shall pay ENGINEER for Basic undetermined Scope --Direct Labor Costs
Services set forth in Exhibit A as follows: Times a Factor Method of Payment
1. (Modified) A cost not to exceed A. (Not Used).
amount of $145352, which does not include
those Engineer's Consultant's charges as C4.03 For Additional Services
provided below in this Article 4, Subparagraph
C4.05, to be distributed at the completion of A. OWNER shall pay ENGINEER for
each of the phase in the following amount: Additional Services as follows:
a. Preliminary Design Phase $12,156 1. General. For services of ENGMEER's
b. Final Design Phase $11430692 employees engaged directly on the Project
c. Bidding and Negotiating Phase $5,120 pursuant to paragraph A2.01 or A2.02 of
d. Constriction Phase $73,184 Exhibit A of the Agreement, except for services
e. Post Construction Phase $631000 as a consultant or witness under paragraph
A2.01.A.13, an amount equal to ENGWEER's
3.2.(Modified) ENGINEER may with the Direct Labor Costs based upon the rate schedule,
consent of OWNER alter the distribution of which is attached as Appendix 1 of Exhibit C
compensation between individual phases noted and incorporated herein for all intents and
herein to be consistent with services actually purposes, times a Factor of 1.1 plus
rendered, but shall not exceed the total cost not Reimbursable Expenses and ENGINEER's
to exceed amount unless approved in writing by Consultant's charges, if any. Additional
the OWNER. Services shall not exceed $357105 without the
prior written consent of the Owner.
3. The cost not to exceed includes
compensation for ENGINEER's services and 2. (Not Used).
services of ENGINEER's Consultants (with the
exception of those outlined in paragraph C4.05), C4.04 For Reimbursable Expenses
if any. Appropriate amounts have been
incorporated in the cost not to exceed to account A. (Modified) when not included in
for labor, overhead, profit, and Reimbursable compensation for Basic Services under paragraph
Expenses. C4.01, OVINER shall pay ENGINEER for
Page 1 of 2 pages
(Exhibit C-Basic Services--Cost not to exceed Method)
6
Reimbursable Expenses as the rate set forth in
Appendix 2 of this Exhibit C. Before the OWNER 4.07 Factors
shall be liable for any reimbursable expenses, the
ENGINEER must obtain prior written approval of A. The Direct Labor Costs Factor includes the
the OWNER of any expense that exceeds$1,000 for cost of customary and statutory benefits including,
which the ENGINEER seeks reimbursement. but not limited to, social security contributions,
Reimbursable Expenses shall not exceed $4,003 unemployment, excise and payroll taxes, workers'
without the prior written consent of the Owner. compensation, health and retirement benefits,
bonuses, sick leave, vacation, and holiday pay
B. (Modified) Reimbursable Expenses include applicable thereto; the cost of general and
the following categories: mileage,parking tolls,long administrative overhead,which includes salaries and
distance, reproduction of Drawings, Specifications, wages of principals and employees engaged in
Bidding Documents, and similar Project-related business operations not directly chargeable to
items in addition to those required under Exhibit A, projects, plus non-Project operating costs, including
and,if authorized in advance by OWNER but not limited to, business taxes, legal, rent,
utilities, office supplies, ice, and other
C. The amounts payable to ENGINEER for operating costs;plus operating margin or profit.
Reimbursable Expenses will be the Project-related
internal expenses actually incurred or allocated by B. External Reimbursable Expenses and
ENGINEER,plus all invoiced external Reimbursable ENGINEER's Consultant's Factors include
Expenses allocable to the Project, the latter ENGINEER's overhead and profit associated with
multiplied by a Factor of(1.1). ENGINEER's responsibility for the administration
of such services and costs.
D. Deleted.
C4.08 Other Provisions Concerning Payment
E. (Added) The OWNER must approve all
travel expenses before the same are incurred. If such A. Progress Payments. The portion of the
approval is not obtained, the OWNER shall not be amounts billed for ENGINEER"s services which are
liable for such travel expenses. identified in paragraphs C4.01 and C4.03, will be
based on the Direct Labor Costs for the cumulative
C4.05 For ENGINEER's Consultant's Charges hours charged to the Project during the billing period
by all of ENGINEER's employees, times the
A. (Modified) Whenever compensation to Applicable Direct Labor Costs Factor, plus
ENGINEER herein is stated to include charges of Reimbursable Expenses and ENG1 EER's
ENGINEER's Consultants, those charges shall be Consultant's charges,if any.
the amounts billed by ENGINEER"s Consultants to
ENGINEER times a Factor of(1.1). The consultant
charges shall not exceed the following amounts
specified for each of the following services, unless
approved in writing by the OWNER. The charges
include the factor,and are as follows:
(1) Surveying $319102
C4.06 Direct Labor Costs
A. Direct Labor Costs means salaries and
wages paid to ENGINEER's employees but does not
include payroll related costs or benefits.
B. (Deleted).
Page 2 of 2 Pages
(Exhibit C-Basic Services--Cost not to exceed Method)
Q
Appendix 1, Exhibit C
Kings Bend Sewer Systems Rehabilitation
Direct Labor Cost Rate Schedule
Project Manager $ ]48
Project Engineer $
Staff Engineer $
Tech/Designer $
Administrative Assistant $
4
Appendix 2, Exhibit C
West Baytown Sewer Systems Rehabilitation Phase I
Summary of Reimbursable Expenses
Mileage $ 11,100
Delivery/Postage $ 330
Reproduction-Reports $ 65
Reproduction-Design Effort(includes review sets of specs) $ 225
Reproduction-Review Specs $ 105
Reproduction-Review Plans $ 200
Reproduction-Final sets of Specs $ 225
Reproduction-Mylar Plan Sheets $ 658
Reproduction of Contract Documents&Specifications $ 380
Reproduction-Construction Drawings $ 625
Reproduction-Addendum Contract Documents $ 50
Reproduction-Addendum Construction Drawings $ 40
Subtotal - Non-Labor Costs(w/1.1 multiplier) $ 49003
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b
(Reverse side of Notice)
CONDITIONS OF NOTICE OF ACCEPTABILITY OF WORK
The Notice of Acceptability of Work ("Notice") on the front side of this sheet is expressly made subject to the
following terms and conditions to which all persons who receive said Notice and rely thereon agree:
1. Said Notice is given with the skill and care ordinarily used by members of the engineering profession
practicing under similar conditions at the same time and in the same locality.
2. Said Notice reflects and is an expression of the professional judgment of ENGINEER
3. Said Notice is given as to the best of ENGINEER's knowledge,information,and belief as of the date hereof.
4. (Modified) Said Notice is based entirely on and expressly limited by the scope of services ENGINEER has
been employed by OWNER to perform or furnish during construction of the Project(including observation of
the CONTRACTOR's work) under ENGINEER's Agreement with OWNER and applies to facts that are
within ENGR EER's knowledge or could or should have been ascertained by ENGINEER as a result of
carrying out the responsibilities specifically assigned to ENGINEER under ENGINEER's agreement with
OWNER
5. (Modified) Said Notice is not a guarantee or warranty of CONTRACTOR's performance under the
Construction Contract nor an assumption of responsibility for any failure of the Contractor to furnish and
perform the work thereunder in accordance with the Contract documents,unless ENGINEER knew or should
have known of such failure and failed to notify the Owner of such failure and take appropriate action so that
the same were corrected and brought into compliance with the Contract Documents.
Page 2 of 2 Pages
(Exhibit E—Notice of Acceptability of Work)
P
This is EXHIBIT G,consisting of 2 pages,referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated June, _30, 2003.
Initial: -' .7'.
OAR
ENGIMMR4jW
Insurance
Paragraph 6.05 of the Agreement is amended and supplemented to include the following agreement of the parties.
G6.05 Insurance
Throughout the term of this Agreement,the ENGINEER at its own expense shall purchase,maintain and keep in
force and effect insurance against claims for injuries to or death of persons or damages to property which may arise
out of or result from the ENGINEER's operations and/or performance of the work under this Agreement,whether
such operations and/or performance be by the ENGINEER, its agents, representatives,volunteers, employees or
subcontractors or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of
them may be liable.
The ENGINEER's insurance coverage shall be primary insurance with respect to the OWNER, its officers,agents
and employees. Any insurance or self-insurance maintained by the OWNER, its officials, agents and employees
shall be considered in excess of the ENGINEER's insurance and shall not contribute to it. Further, the
ENGINEER shall include all subcontractors as additional insureds under its commercial general liability policies
or shall furnish separate certificates and endorsements for each.subcontractor. All coverage for subcontractors
shall be subject to all of the requirements stated herein.
The following is a list of standard insurance policies along with their respective minimum coverage amounts
required in this contract:
Commercial General Liability(CGL)
General Aggregate: $1,000,000
Products&Completed Operations: $1,0009000
Personal&Advertising Injury: $1,000,000
Per Occurrence: $500,000
a. Coverage shall be at least as broad as ISO CG 00 01 10 93
b. No coverage shall be excluded from standard policy without notification of individual exclusions being
attached for review and acceptance.
Business Automobile Policy(BAP)
Combined Single Limits: $1,000,000
a. Coverage for"Any Auto."
Workers' Compensation Insurance
Statutory Limits
Employer's Liability$500,000
Waiver of Subrogation required
Errors&Omissions(E&O)
Limit: $500,000
Page 1 of 2 Pages
(Exhibit G-Inmrrance)
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OF OWNER. IN THE EVENT THAT ANY ACTION OR
PROCEEDING IS BROUGHT AGAINST THE OWNER BY
REASON OF ANY OF THE ABOVE, THE ENGINEER FURTHER
AGREES AND COVENANTS TO DEFEND THE ACTION OR
PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE
OWNER AND.THE ENGINEER.
The indemnity provided hereinabove shall survive the termination and/or expiration of this
Agreement.
ENGINEER assumes full responsibility for its work performed hereunder and
hereby releases, relinquishes and discharges OWNER, its officers, agents, and
employees from all claims, demands, and causes of action of every kind and
character for any injury to or death of any person and/or any loss of or damage to
any property that is caused by or alleged to be caused by, arising out of, or in
connection with ENGINEER'S work to be performed hereunder. This release shall
apply with respect to ENGINEER's work regardless of whether said claims,
demands, and causes of action are covered in whole or in part by insurance.
The protections afforded to OWNER in this Exhibit K shall control and supereede
any apportionment of Lability or release of liability contained elsewhere in the
Contract Documents.
Page 2 of 2 Pages
(Exhibit K-Indemnification)