Ordinance No. 9,482ORDINANCE NO. 9482
® AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS,
AUTHORIZING AND DIRECTING THE CITY MANAGER TO EXECUTE A
PROFESSIONAL SERVICES AGREEMENT WITH HALFF ASSOCIATES,
INCORPORATED FOR PROFESSIONAL SERVICES FOR THE DESIGN,
ENGINEERING AND DEVELOPMENT OF PHASE IV OF THE GOOSE CREEK
STREAM HIKE AND BIKE TRAIL, AUTHORIZING PAYMENT BY THE CITY OF
BAYTOWN IN AN AMOUNT OF TWO HUNDRED TWELVE THOUSAND THREE
HUNDRED FOUR AND 23/100 DOLLARS ($212,304.23); MAKING OTHER
PROVISIONS RELATED THERETO; AND PROVIDING FOR THE EFFECTIVE
DATE THEREOF.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS:
Section 1: That the City Council of the City of Baytown, Texas, hereby authorizes and
directs the City Manager to execute a professional services agreement with Halff Associates, Incorporated
for professional services for the design, engineering and development of Phase 1V of the Goose .Creek
Stream Hike and Bike Trail. A copy of said agreement is attached hereto, marked Exhibit "A," and made
a part hereof for all intents and purposes.
Section 2: That the City Council of the City of Baytown authorizes payment to Halff
Associates, Incorporated in an amount of TWO HUNDRED TWELVE THOUSAND THREE
HUNDRED FOUR AND 23/100 DOLLARS ($212,304.23) for professional engineering services in
accordance with the contract.
Section 3: That the City Manager is hereby granted general authority to approve a decrease
or an increase in costs by TWENTY -FIVE THOUSAND AND NO 1100 DOLLARS ($25,000.00) or less,
provided that the amount authorized in Sections 2 hereof may not be increased by more than twenty-five
percent (25 %).
Section 4: This ordinance shall take effect immediately from and after its passage by the
City Council of the City of Baytown.
INTRODUCED, READ and PASSED by the affirmative vote of the City Council of the City of
Baytown this the 12a' day of December, 2002. i
PETE C. ALFARO, Mayor
ATrE
- t.
G a.T W. N :R'- IH, City Clerk
APPROVED AS TO FORM:
® NACIO RAMIREZ, SR., Ci Attorney
F:\Karen\Files \City Council \Ordinances alffAssoci ales "I'xDO'I'Ordinance.doc
CM:
CSJ: 0912 -71 -697
STATE OF TEXAS §
COUNTY OF HARRIS §
THIS CONTRACT FOR ENGINEERING SERVICES is made by and between the City of Baytown,
hereinafter called City, and Halff Associates, Inc., having its principal business address at
3701 Kirby Drive, Suite 1290, Houston, Texas 77098, hereinafter called Engineer for the purpose
of contracting for engineering services.
WITNESSETH
WHEREAS, Government Code, Chapter 2254, Subchapter A, "Professional Services
Procurement Act" provides for the procurement of professional services of engineers; and
WHEREAS, 43 TAC §9.30 -9.41 establishes the department's policies and procedures for
contracting for engineering services; and
WHEREAS, the City desires to contract for engineering services described as follows:
Prepare Plans Specifications, Estimates and Construction Phase services for the proposed Pedestrian
and Bicycle Trail (Hike and Bike Trail) along Goose Creek Stream — Phase IV in Baytown, Texas
(the "Project ").
AGREEMENT
NOW, THEREFORE, the City and the Engineer, in consideration of the mutual covenants
and agreements herein contained, do hereby mutually agree as follows:
ARTICLE 1
SCOPE OF SERVICES TO BE PROVIDED BY CITY
The City will furnish items and perform those services for fulfillment of the contract as
identified in Attachment A - Services to be Provided by the City, attached hereto and made a part of
this contract.
•
FM A
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ARTICLE 2
SCOPE OF SERVICES TO BE PROVIDED BY ENGINEER
The Engineer shall perform those engineering services for fulfillment of the contract as
identified in Attachment B - Services to be Provided by the Engineer, attached hereto and made a
part of this engineering contract.
ARTICLE 3
CONTRACT PERIOD
After execution of this contract, the Engineer shall not proceed with the work outlined under
Article 2 until authorized in writing by the City to proceed as provided in Article 6. This contract
shall terminate upon completion of the Construction Phase Services and final acceptance of the same
by the City or otherwise terminated as provided in Article 19 - Termination. Any work performed or
cost incurred after the date of termination shall be ineligible for reimbursement.
ARTICLE 4
COMPENSATION
The City shall pay and the Engineer agrees to accept the lump sum amount shown below as
full compensation for the engineering services to be performed under this contract.
The lump sum amount payable under this contract without modification of the contract is:
$174,544.83 for engineering and surveying services, $14,763.00 for environmental services (DBE),
$15,134.00 for geotechnical services (DBE), and $ 7,862.40 for hydrologic and hydraulic services
(DBE), totaling $212,304.23 as shown in Attachment D — Fee Schedule. The lump sum amount
payable may be revised by supplemental agreement in the event of a change in scope as authorized
by the City.
The Engineer shall prepare and submit to the City monthly progress reports in sufficient
detail to support the progress of the work and in support of invoice requesting monthly payment.
Any preferred format will be identified in Attachment B. Satisfactory progress of work shall be
maintained as a condition of payment.
The fee may be adjusted if additional work is approved by supplemental agreement and
performed by the Engineer.
ARTICLE 5
METHOD OF PAYMENT
Payments to the Engineer for services rendered will be made while work is in progress. The
Engineer will prepare and submit to the City and TxDOT, no more frequently than once per month,
a progress report stating the percent completion of the work accomplished during the billing period
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and to date, and one original and one copy of a certified invoice. The submittal shall also include the
is progress assessment report, identified as Attachment H -2, if applicable. Payment of the lump sum
fee will be in proportion to the percent completion of the work tasks identified in Attachment D —
Fee Schedule. Upon receipt and approval of each statement by both the City and TxDOT, the City
shall make a good faith effort to pay amount which is due and payable within (30) days. Payment
later than 30 days shall include interest at 1 percent per month or lesser maximum enforceable
interest rate, from 30 days after the City receives the TxDOT approved invoice. Such interest is due
and payable when the overdue payment is made. The City shall reserve the right to withhold
payment without interest accruing pending verification of satisfactory work performed. The
Engineer must submit adequate proof to TxDOT and the City that the task was completed.
The certified statements shall show the total amount earned to the date of submission and the
amount due and payable as of the date of the current statement. Final payment does not relieve the
Engineer of the responsibility of correcting any errors and/or omissions.
ARTICLE 6
NOTICE TO PROCEED
The City will issue a written authorization to proceed with the work identified in the scope of
services. The City shall not be responsible for actions by the Engineer or any costs incurred by the
Engineer relating to additional work not included in Attachment B — Services to be Provided by the
Engineer.
ARTICLE 7
PROGRESS
The Engineer shall, from time to time during the progress of the work, confer with the City
and TxDOT. The Engineer shall prepare and present such information as may be pertinent and
necessary, or as may be requested by the City or TxDOT, in order to evaluate features of the work.
At the request of the City or TxDOT or the Engineer, conferences shall be provided at the
Engineer's office, the office of the City or TxDOT, or at other locations designated by the City.
These conferences shall also include evaluation of the Engineer's services and work when requested
by the City.
If state or federal funds are to be used on this contract, the work will be subject to periodic
review by the State and the U.S. Department of Transportation.
Should the City determine that the progress in production of work does not satisfy the Work
Schedule, the City shall review the work schedule with the Engineer to determine corrective action
needed.
® The Engineer shall promptly advise the City in writing of events which have a significant
impact upon the progress of the work, including:
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(1) problems, delays, adverse conditions which will materially affect the ability to attain
program objectives, prevent the meeting of time schedules and goals, or preclude the
attainment of project work units by established time periods; this disclosure will be
accompanied by statement of the action taken, or contemplated, and any City, State or
federal assistance needed to resolve the situation; and
(2) favorable developments or events which enable meeting the work schedule goals sooner
than anticipated.
ARTICLE 8
SUSPENSION
Should the City desire to suspend the work, but not terminate the contract, this maybe done
by thirty (30) calendar days verbal notification followed by written confirmation from the City to
that effect. The thirty -day notice may be waived in writing by both parties. The work may be
reinstated and resumed in full force and effect within sixty (60) days of receipt of written notice from
the City to resume the work. The sixty -day notice may be waived in writing by both parties.
If the City suspends the work, the contract period as determined in Article 3 is not affected
and the contract will terminate on the date specified unless the contract is amended.
The City assumes no liability for work performed or costs incurred prior to the date
authorized by the City to begin work, during periods when work is suspended, or subsequent to the
contract completion date.
ARTICLE 9
ADDITIONAL WORK
If the Engineer is of the opinion that any work it has been directed to perform is beyond the
scope of this agreement and constitutes extra work, it shall promptly notify the City in writing. In
the event the City finds that such work does constitute extra work and exceeds the maximum amount
payable, the City shall so advise the Engineer and a written supplemental agreement will be
executed between the parties as provided in Article 11.
The Engineer shall not perform any proposed additional work or incur any additional costs
prior to the execution, by both parties, of a supplemental agreement. To the extent not included in
the scope of services identified in Attachment B, the following services can be provided as an
additional service to the contract, should they be required: hydraulic analyses of existing drainage
structures affected by the proposed trail, environmental investigation and assessments, geotechnical
investigation, wetland delineation report, right of way acquisition, including surveys, sketches
abstracting and metes and bounds descriptions, landscaping such as lighting and aesthetic features.
The City shall not be responsible for actions by the Engineer or any costs incurred by the Engineer
® relating to additional work not directly associated with the performance of the work authorized in
this contract or as amended.
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ARTICLE 10
• CHANGES IN WORK
If the City finds it necessary to request changes to previously satisfactorily completed work
or parts thereof which involve changes to the original scope of services or character of work under
the contract, the Engineer shall make such revisions if requested and as directed by the City. This
will be considered as additional work and paid for as specified under Article 9 - Additional Work.
The Engineer shall make such revisions to the work authorized in this contract which has
been completed as are necessary to correct errors appearing therein, when required to do so by the
City. No additional compensation shall be paid for this work.
ARTICLE 11
SUPPLEMENTAL AGREEMENTS
The terms of this contract maybe modified by supplemental agreement if the City determines
that there has been a significant change in (1) the scope, complexity or character of the service to be
performed; or (2) the duration of the work. Additional compensation, if appropriate, shall be
identified as provided in Article 4.
Any supplemental agreement must be executed by both parties within the contract period
specified in Article 3 - Contract Period.
It is distinctly understood and agreed that no claim for extra work done or materials furnished
shall be made by the Engineer until full execution of the supplemental agreement and.authorization
to proceed is granted by the City. The City reserves the right to withhold payment without interest
accruing pending verification of satisfactory work performed.
ARTICLE 12
PUBLIC INFORMATION ACT
All data, basic sketches, charts, calculations, plans, specifications, and other documents
created or collected under the terms of this contract are the exclusive property of the City and shall
be furnished to the City upon request. All documents prepared by the Engineer and all documents
furnished to the Engineer by the City shall be delivered to the City upon completion or termination
of this contract. The Engineer, at its own expense, may retain copies of such documents or any
other data which it has furnished the City under this Contract. Release of information shall be in
conformance with the Texas Public Information Act.
It is expressly understood by the parties hereto that the City may use the documents created or
collected under the terms of this contract for any purposes which the City sees fit, including, but not
limited to, subsequent construction, reconstruction, alteration, and/or repairs of the Project. As a
® condition to the City's use of these documents, the City hereby expressly agrees to remove the
Engineer's name and all references to the Engineer and its consultants from the Documents. The City
hereby releases any and all claims which the City could make arising out of or in connection with any
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reuse of the documents by the City. This release of claims for the matters covered in this paragraph
shall be for the benefit of the Engineer, its officers, and employees, as well as their successors and
assigns.
ARTICLE 13
PERSONNEL, EQUIPMENT AND MATERIAL
The Engineer shall furnish and maintain, at its own expense, quarters for the performance of
all services, and adequate and sufficient personnel and equipment to perform the services as required.
All employees of the Engineer shall have such knowledge and experience as will enable them to
perform the duties assigned to them. Any employee of the Engineer who, in the opinion of the City,
is incompetent, or whose conduct becomes detrimental to the work, shall immediately be removed
from association with the project when so instructed by the City. The Engineer certifies that it
presently has adequate qualified personnel in its employment for performance of the services
required under this contract, or will be able to obtain such personnel from sources other than the
City.
The Engineer may not change the Project Manager without prior written consent of the City.
ARTICLE 14
BUY TEXAS
The Engineer shall buy Texas products and materials for use in providing the services
authorized in this contract when said products and materials are available at a comparable price and
in a comparable period of time. When requested by the City, the Engineer shall furnish
documentation of said purchases or a description of good faith efforts to do so.
ARTICLE 15
SUBCONTRACTING
The Engineer shall not assign, subcontract or transfer any portion of the work under this
contract without prior written approval from the City. All subcontracts shall include the provisions
required in this contract and shall be approved as to form, in writing, by the City prior to work being
performed under the subcontract.
No subcontract relieves the Engineer of any responsibilities under this contract.
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ARTICLE 16
EVALUATION OF WORK
The City, State of Texas and, when federal funds are involved, the U.S. Department of
Transportation ( USDOT) and any authorized representatives, shall have the right at all reasonable
times to review or otherwise evaluate the work performed or being performed hereunder and the
premises in which it is being performed. If any review or evaluation is made on the premises of the
Engineer or a subprovider, the Engineer shall provide and require its subproviders to provide all
reasonable facilities and assistance for the safety and convenience of the City, State or USDOT
representatives in the performance of their duties.
ARTICLE 17
SUBMISSION OF REPORTS
All applicable study reports shall be submitted in preliminary form for approval by the City
before final report is issued. The City's comments on the Engineer's preliminary report will be
addressed in the final report.
ARTICLE 18
VIOLATION OF CONTRACT TERMS/BREACH OF CONTRACT
Violation of contract terms or breach of contract by the Engineer shall be grounds for
termination of the contract and any increased cost arising from the Engineer's default, breach of
contract or violation of contract terms shall be paid by the Engineer. This agreement shall not be
considered as specifying the exclusive remedy for any default, but all remedies existing at law and in
equity may be availed of by either party and shall be cumulative.
ARTICLE 19
TERMINATION
The contract may be terminated before the stated termination date by any of the following
conditions:
(1) By mutual agreement and consent in writing of both parties;
(2) By the City by notice in writing to the Engineer as a consequence of failure by the
Engineer to perform the services set forth herein in a satisfactory manner;
(3) By either party, upon the failure of the other party to fulfill its obligations as set forth
herein;
® (4) By the City for reasons of its own and not subject to the mutual consent of the
Engineer upon not less than thirty (30) days written notice to the Engineer; or
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(5) By satisfactory completion of all services and obligations described herein.
Should the City terminate this contract as herein provided, no fees other than fees due and
payable at the time of termination shall thereafter be paid to the Engineer. In determining the value
of the work performed by the Engineer prior to termination, the City shall be the sole judge.
Compensation for work at termination will be based on a percentage of the work completed at that
time. Should the City terminate this contract under (4) of the paragraph identified above, the
Engineer shall cease work immediately upon receipt of the termination notice and no additional
amount may be charged during the thirty (30) day notice period.
If the Engineer defaults in the performance of this contract or if the City terminates this
contract for fault on the part of the Engineer, the City will give consideration to the actual costs
incurred by the Engineer in performing the work to the date of default, the amount of work required
which was satisfactorily completed to date of default, the value of the work which is usable to the
City, the cost to the City of employing another firm to complete the work required and the time
required to do so, and other factors which affect the value to the City of the work performed at the
time of default.
If the termination of this contract is due to the failure of the Engineer to fulfill its contract
obligations, the City may take over the project and prosecute the work to completion. In such case,
the Engineer shall be liable to the City for any additional cost occasioned the City.
The Engineer shall be responsible for the settlement of all contractual and administrative
issues arising out of the procurement made by the Engineer in support of the scope of services under
this contract.
ARTICLE 20
COMPLIANCE WITH LAWS
The Engineer shall comply with all applicable Federal, State and local laws, statutes, codes,
ordinances, rules and regulations, and the orders and decrees of any court, or administrative bodies or
tribunals in any manner affecting the performance of this contract, including, without limitation,
worker's compensation laws, minimum and maximum salary and wage statutes and regulations, and
licensing laws and regulations. When required, the Engineer shall furnish the City with satisfactory
proof of its compliance therewith.
ARTICLE 21
INDEMNIFICATION
THE ENGINEER AGREES TO AND SHALL INDEMNIFY AND
HOLD HARMLESS AND DEFEND THE CITY, ITS OFFICERS,
AGENTS, AND EMPLOYEES (HEREAFTER, WHETHER
SINGULAR OR PLURAL, COLLECTIVELY REFERRED TO AS THE
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"CITY ") FROM AND AGAINST ANY AND ALL CLAIMS, LOSSES,
DAMAGES, CAUSES OF ACTION, SUITS AND LIABILITY OF
EVERY KIND, INCLUDING ALL EXPENSES OF LITIGATION,
COURT COSTS, AND ATTORNEY'S FEES, FOR INJURY TO OR
DEATH OF THE ENGINEER OR THE ENGINEER'S EMPLOYEES
(HEREINAFTER, .WHETHER SINGULAR OR PLURAL,
COLLECTIVELY REFERRED TO AS THE "ENGINEER "). IN THE
EVENT OF PERSONAL INJURY TO OR DEATH OF THE
ENGINEER, SUCH INDEMNITY SHALL APPLY (I) TO THE
FULLEST EXTENT ALLOWED BY LAW AND (H) TO THE EXTENT
ALLOWED REGARDLESS OF WHETHER THE CLAIMS, LOSSES,
DAMAGES, CAUSES OF ACTION, SUITS OR LIABILITY ARISE (I)
IN WHOLE OR IN PART FROM THE NEGLIGENCE OF THE CITY
OR (H) IN WHOLE OR IN PART FROM THE NEGLIGENCE OF
THE ENGINEER. IT IS THE EXPRESSED INTENTION OF THE
PARTIES HERETO, BOTH THE ENGINEER AND THE CITY, THAT
THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH IS
INDEMNITY BY THE ENGINEER TO INDEMNIFY AND PROTECT
THE CITY FROM THE CONSEQUENCES OF (I) THE CITY'S OWN
NEGLIGENCE TO THE EXTENT ALLOWED BY LAW, WHERE
THAT NEGLIGENCE IS A SOLE OR CONCURRING CAUSE OF
THE RESULTING INJURY OR DEATH OF THE ENGINEER
AND /OR (H) THE ENGINEER'S JOINT AND /OR SOLE
NEGLIGENCE. SUCH INDEMNITY SHALL NOT APPLY,
HOWEVER, TO LIABILITY ARISING FROM THE PERSONAL
INJURY, DEATH, OR PROPERTY DAMAGE OF PERSONS OTHER
THAN THE ENGINEER THAT IS CAUSED BY OR RESULTS FROM
THE NEGLIGENCE OF THE CITY. IN THE EVENT THAT ANY
ACTION OR PROCEEDING IS BROUGHT AGAINST THE CITY BY
REASON OF ANY OF THE ABOVE, THE ENGINEER FURTHER
AGREES AND COVENANTS TO DEFEND THE ACTION OR
PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE CITY
AND THE ENGINEER.
The indemnity provided hereinabove shall survive the termination and/or expiration of this
Agreement.
The Engineer assumes full responsibility for its work performed hereunder and hereby
releases, relinquishes and discharges the City, its officers, agents, and employees from
all claims, demands, and causes of action of every kind and character for any injury to
or death of any person and/or any loss of or damage to any property that is caused by
or alleged to be caused by, arising out of, or in connection with the Engineer's work to
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be performed hereunder. This release shall apply with respect to the Engineer's work
regardless of whether said claims, demands, and causes of action are covered in whole
or in part by insurance.
The protections afforded to the City in this Article 21 shall control and supersede any
apportionment of liability or release of liability contained elsewhere in this Agreement.
ARTICLE 22
ENGINEER'S RESPONSIBILITY
The Engineer shall be responsible for the accuracy of its work and shall promptly make
necessary revisions or corrections resulting from its errors, omissions, or negligent acts without
compensation. The Engineer's responsibility for all questions arising from design errors and/or
omissions will be determined by the City and all decisions shall be in accordance with TxDOT's
"Errors or Omissions Policy" in accordance with 43 TAC §9.38(e). The Engineer will not be
relieved of the responsibility for subsequent correction of any such errors or omissions or for
clarification of any ambiguities.
ARTICLE 23
ENGINEER'S SEAL
The responsible Engineer shall sign, seal and date all appropriate engineering submissions to
the City in accordance with the Texas Engineering Practice Act and the Rules of the State Board of
Registration for Professional Engineers.
ARTICLE 24
NONCOLLUSION
The Engineer warrants that it has not employed or retained any company or persons, other
than a bona fide employee working solely for the Engineer, to solicit or secure this contract and that
it has not paid or agreed to pay any company or Engineer any fee, commission, percentage,
brokerage fee, gifts, or any other consideration, contingent upon or resulting from the award or
making of this contract. For breach or violation of this warranty, the City shall have the right to
annul this contract without liability or, in its discretion, to deduct from the contract price or
compensation, or otherwise recover, the full amount of such fee, commission, percentage, brokerage
fee, gift or contingent fee.
ARTICLE 25
INSURANCE
® Throughout the term of this Agreement, the Engineer at its own expense shall purchase,
maintain and keep in force and effect insurance against claims for injuries to or death of persons or
damages to property which may arise out of or result from the Engineer's operations and/or
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performance of the work under this Agreement, whether such operations and/or performance be by
the Engineer, its agents, representatives, volunteers, employees or subcontractors or by anyone
directly or indirectly employed by any of them, or by anyone for whose acts any of them may be
liable.
The Engineer's insurance coverage shall be primary insurance with respect to the City, its officers,
agents and employees. Any insurance or self - insurance maintained by the City, its officials, agents
and employees shall be considered in excess of the Engineer's insurance and shall not contribute to
it. Further, the Engineer shall include all subcontractors as additional insureds under its commercial
general liability policies or shall furnish separate certificates and endorsements for each
subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated
herein.
The following is a list of standard insurance policies along with their respective minimum coverage
amounts required in this contract:
Commercial General Liability (CGL)
General Aggregate: $1,000,000
Products & Completed Operations: $1,000,000
Personal & Advertising Injury: $1,000,000
Per Occurrence: $500,000
a. Coverage shall be at least as broad as ISO CG 00 01 10 93
b. No coverage shall be excluded from standard policy without notification of individual
exclusions being attached for review and acceptance.
Business Automobile Policy (BAP)
Combined Single Limits: $500,000
a. Coverage for "Any Auto."
Workers' Compensation Insurance
Statutory Limits
Employer's Liability $500,000
Waiver of Subrogation required
Errors & Omissions (E &O)
Limit: $500,000
a. For all engineers, and/or design companies.
b. Claims -made form is acceptable.
c. Coverage will be in force for three (3) years after project is completed.
Upon execution of this contract, the Engineer shall file with the City valid Certificates of Insurance
and endorsements acceptable to the City. Such Certificates shall contain a provision that coverage
afforded under the policies will not be canceled, suspended, voided, or reduced until at least thirty
(30) days' prior written notice has been given to the City via certified mail, return receipt requested.
0 The Engineer shall also file with the City valid Certificates of Insurance covering all subcontractors.
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The following are general requirements applicable to all policies:
a. AM Best Rating of A: VII or better.
b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted.
C. Liability policies will be on occurrence form. E & O can be on claims -made form.
d. City of Baytown, its officials and employees are to be added as Additional Insured to liability
policies.
e. Upon request of and without cost to City of Baytown, certified copies of all insurance policies
and/or certificates of insurance shall be furnished to City of Baytown's representative.
Certificates of insurance showing evidence of insurance coverage shall be provided to City of
Baytown's representative prior to execution of this agreement.
f. Upon request of and without cost to City of Baytown, loss runs (claims listing) of any and/or all
insurance coverage shall be furnished to City of Baytown's representative.
Additionally, the Engineer shall furnish the City a properly completed Certificate of
Insurance (Texas Department of Transportation Form 20.102) approved by the City prior to
beginning work under this contract and shall maintain such insurance through the contract period.
The completed Certificate of Insurance shall be attached hereto and identified as Attachment G.
ARTICLE 26
GRATUITIES
Any person doing business with or who may reasonably speaking do business with the City
or State under this contract may not make any offer of benefits, gifts or favors to departmental
employees, except ordinary business lunches and items that have received the advance written
approval of the Texas Department of Transportation Executive Director. Failure on the part of the
Engineer to adhere to this policy may result in the termination of this contract.
ARTICLE 27
DISADVANTAGED BUSINESS ENTERPRISE OR HISTORICALLY
UNDERUTILIZED BUSINESS REQUIREMENT
The parties shall comply with the Disadvantaged/Minority Business Enterprise Program
requirements established in 49 CFR Part 26. The Engineer shall make good faith efforts to award
subcontracts or supply agreements in at least 15 percent of the value of this contract to
Disadvantaged Business Enterprises. The Engineer shall apprise themselves of the requirements for
good faith efforts as found in the aforementioned code, and will comply with them.
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® ARTICLE 28
INSPECTION OF ENGINEER'S BOOKS AND RECORDS
AND AUDIT REQUIREMENTS
•
The City shall have the exclusive right to examine the books and records of the Engineer for
the purpose of checking the amount of work performed by the Engineer at the time of contract
termination. The Engineer shall maintain all books, documents, papers, accounting records and
other evidence pertaining to cost incurred and shall make such materials available at its office during
the contract period and for four (4) years from the date of final payment under this contract or until
pending litigation has been completely and fully resolved, whichever occurs last. The City, State or
any of its duly authorized representatives, the Federal Highway Administration, the U.S. Department
of Transportation Office of Inspector General and the Comptroller General shall have access to any
and all books, documents, papers and records of the Engineer which are directly pertinent to this
contract for the purpose of making audits, examinations, excerpts and transcriptions.
ARTICLE 29
PAYMENT OF FRANCHISE TAX
Pursuant to the Business Corporation Act, Texas Civil Statutes, Article 2.45 which prohibit
the City from awarding a contract to a corporation that is delinquent in paying taxes under Tax Code,
Chapter 171, the Engineer hereby certifies that he /she is not delinquent in its Texas franchise tax
payments, or that it is exempt from, or not subject to, such a tax-. A false statement concerning
corporation's franchise tax status shall constitute grounds for termination of the contract at the sole
option of the City.
ARTICLE 30
DEBARMENT, SUSPENSION AND DISCIPLINARY ACTION
The Engineer warrants that the representations included in the Debarment Certification
(Negotiated Contracts)- submitted with the offer to provide services are current and still valid.
ARTICLE 31
LOBBYING CERTIFICATION
The Engineer shall comply with "Lobbying Certification\Disclosure Form" in federal aid
contracts in excess of $100,000 or subcontracts in excess of $50,000, identified as Attachment I, if
applicable.
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•
ARTICLE 32
CIVIL RIGHTS COMPLIANCE
The Engineer shall comply with the regulations of the Department of Transportation (49
C.F.R. Part 21 and 23 C.F.R. §710.405) as they relate to nondiscrimination; also, Executive Order
11246 titled Equal Employment Opportunity as amended by Executive Order 11375 and as
supplemented in Department of Labor Regulation (41 C.F.R. Part 60). See Civil Rights
Compliance," attached hereto and identified as Attachment J.
ARTICLE 33
PATENT RIGHTS AND COPYRIGHTS
Not Applicable.
ARTICLE 34
PROPERTY MANAGEMENT AND PROCUREMENT STANDARDS
The Engineer agrees to comply with the property management standards specified in OMB
Circular A -102 and 49 C.F.R. § 18.36, in its control, use and disposition of property and equipment
governed by those standards.
The Engineer agrees to comply with the procurement standards specified in OMB Circular
A -102 and 49 C.F.R. §18.32, in its procurement of property and equipment governed by those
standards.
ARTICLE 35
COMPUTER GRAPHICS FILES
The Engineer agrees to comply with the Special Provision "Computer Graphics Files for
Document and Information Exchange," if determined by the City to be applicable to this contract and
if so stated in Attachment B and attached hereto.
ARTICLE 36
CHILD SUPPORT STATEMENT
Under Section 231.006 of the Family Code, the Engineer certifies that the individuals or
business entity named in this contract is eligible to receive the specified grant or payment and
acknowledges that this contract may be terminated and payment withheld if this certification is
inaccurate. The Engineer further acknowledges that he or she has read Attachment K and has
provided the names and social security numbers required therein.
14 of 16 4196
C]
ARTICLE 37
DISPUTES
The Engineer shall be responsible for the settlement of all contractual and administrative
issues arising out of any procurement made by the Engineer in support of this contract's work. Any
disputes concerning the work hereunder or additional costs, or any non - procurement issues shall be
settled in accordance with Title 43, Texas Administrative Code, § 1.68.
ARTICLE 38
SUCCESSORS AND ASSIGNS
The Engineer, and the City, do hereby bind themselves, their successors, executors,
administrators and assigns to each other party of this agreement and to the successors, executors,
administrators, and assigns of such other party in respect to all covenants of this contract. The
Engineer shall not assign, subcontract or transfer its interest in this contract without the prior written
consent of the City.
ARTICLE 39
In the event any one or more of the provisions contained in this contract shall for any reason,
be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or
unenforceability shall not affect any other provision thereof and this contract shall be construed as if
such invalid, illegal, or unenforceable provision had never been contained herein.
ARTICLE 40
PRIOR CONTRACT SUPERSEDED
This contract constitutes the sole and only agreement of the parties hereto and supersedes any
prior understandings or written or oral contracts between the parties respecting the subject matter
defined herein.
AIIRTICLE 41
NOTICES
All notices to either party by the
delivered or mailed to such party at the fol
CITY
City of Baytown
2401 Market Street
Baytown, Texas
Attn: Gary Jackson
required under this contract shall be personally
respective address:
ENGINEER
Halff Associates, Inc.
3701 Kirby Dr., Suite 1290
Houston, Texas 77098 -3926
Attn: Raul E. Wong, P.E.
15 of 16 4196
•
ARTICLE 42
SIGNATORY WARRANTY
The undersigned signatory or signatories for the Engineer hereby represent and warrant that
the signatory is an officer of the organization for which he or she has executed this contract and that
he or she has full and complete authority to enter into this contract on behalf of the firm. The above -
stated representations and warranties are made for the purpose of inducing the City to enter into this
contract.
IN WITNESS HEREOF, the City and the Engineer have executed these presents in duplicate.
CITY OF BAYTOWN
HALFF ASSOCIATES, INC.
THE ENGINEER By:
Gary Jackson
City Manager
By:
Signatur
Raul E. ong, P.E. Date
Printed Name
Vice President
Title
Date
LIST OF ATTACHMENTS
Attachment A -
Services to be Provided by the City
Attachment B -
Services to be Provided by the Engineer
Attachment C -
Work Schedule (Not Applicable)
Attachment D -
Fee Schedule
Attachment E -
Work Authorizations (Not Applicable)
Attachment F -
Supplemental Work Authorizations (Not Applicable)
Attachment G -
Certificate of Insurance
Attachment H -
Disadvantaged Business Enterprise or Historically
Underutilized Business Program Requirements (Not Applicable)
Attachment I -
Lobbying Certification/Disclosure Form (Not Applicable)
Attachment J -
Civil Rights Compliance
Attachment K -
Child Support Statement
16 of 16 4/96
•
Harris County
CSJ: 0912 -71 -697
ATTACHMENT A
Services Provided by the City
City of Baytown, Texas
VA: Goose Creek Hike and Bike Trail— Phase IV
From West Texas Avenue to Garth Road in Baytown
I. Input and Guidance
A. Periodically during the Project, as reasonably requested by the Engineer,
the City is to provide input and guidance to the Engineer. The City will
also make all necessary optional choices on project elements developed as
part of final Project Design.
II. Existing Construction Plans and Surveys
A. As reasonably requested by the Engineer, the City will provide access to
existing plans, surveys, electronic design files, data, etc. related to the
Project.
III. Liaison with TxDOT
A. The City shall submit the Engineer's completed plans to the State for
review and approval.
40
0 ATTACHMENT B
Services Provided by the Engineer
Halff Associates, Inc.
Harris County
CSJ: 0912 -71 -697
VA: Goose Creek Hike and Bike Trail — Phase IV
From West Texas Avenue to Garth Road in Baytown
I. Project Development
A. Develop project planning and organization.
B. Provide supervision and coordination.
C. Provide planning and control to include quality management.
D. Provide general management and administrative functions.
II. Data Collection, Review & Evaluation
A. Assemble base data and reports.
1. Obtain necessary plans, reports, and data from TxDOT, City of Baytown,
and other applicable agencies.
2. Obtain such other information as may be applicable.
B. Conduct field reconnaissance.
C. Initiate investigations as required.
1. Arrange for field survey.
D. Review and evaluate all data provided by TxDOT and other agencies.
E. Review and evaluate results of field survey information.
F. Review applicable design criteria.
III. Surveying
A. Field Survey
1. Establish project baseline on the ground for limits of project and tie to TxDOT
control points. The project baseline must be coincidental with, or parallel to,
the stationed "Design Centerline ". Locate existing baseline control points of
P.C.'s, P.L's, and P.T.'s of horizontal curves and at 1,000 feet maximum.
2. Perform supplemental topographic survey as required to update project
1
information.
3. Perform topographic survey and obtain cross sections of existing public
cross street intersections. Cross section at 50 feet and 100 feet from proposed right of
way line.
4. Obtain existing ground cross sections, every 100 feet.
5. Provide additional field surveying to include:
a. Existing crossroad and side road drainage structures.
b. Profiles of existing drainage facilities.
c. Above ground and below ground utilities (both public and private).
6. Field tie to the project baseline all existing utilities (underground and over
head) within the existing and proposed right of way for the limits of the
project. Tie of utilities to the project baseline will be performed by the
surveyor by station, offset, and elevation.
7. Provide office computations and drafting as needed in support of the above services.
8. Document all field work and submit field data to City, if required.
IV. Design Plans
A. Pedestrian and Bicycle Trail Plans
1. Plot existing topographic features.
2. Plot all existing utilities in plan and profile, including those which are in
conflict with the proposed construction.
3. Prepare plans to avoid utility adjustments where possible.
4. Determine the horizontal and vertical alignment of the bikeway.
5. Prepare schematic layout of the bikeway showing the existing and proposed
right of way lines and the existing and proposed centerline alignment of the
route along with typical sections.
6. Develop the design plan and profiles in accordance with TxDOT and
AASHTO Bicycle Facility Guidelines and with applicable Americans with
Disabilities Act Guidelines.
7. Develop the grading design to include:
a. Typical sections
b. Design cross sections
8. Incorporate the pavement design as developed by TxDOT, if required.
9. Develop plan details as necessary to supplement any standard sheets.
10. The engineer will investigate the impact that the proposed bikeway will have on
adjacent trees and recommend measures to protect any affected trees.
B. Drainage
1. Provide hydraulic design, documentation and computation.
a. Prepare hydraulic computations for culverts, bridge waterways and channel.
b. Prepare a cross drainage culvert hydrology sheet consisting of the proposed drainage
area map (with D.A. in acres), hydraulic calculations for cross drainage culverts.
2. Provide layout, structural design, and detailing of drainage features.
3. Prepare the Storm Water Pollution Prevention plans. The plans will indicate
the control devices required to reduce the pollutants in storm water discharges
associated with the construction site.
a. Incorporate drawings, details, and modify as necessary, and quantities into
2
the PS &E.
4. The engineer shall perform the Hydraulic Impact Analysis for the proposed bikeway
improvements.
a. If necessary, the engineer shall perform a mitigation analysis should the proposed
improvements adversely impact the 100 -year flood levels along the watercourse.
b. If necessary, the engineer shall identify alternative solutions to alleviate any adverse
impacts to the flood levels with the project. Both channel modifications and
detention options should be considered for the project.
C. Special Utility Details
1, Determine the extent and nature of any conflicts between existing utilities
and the proposed improvements.
2. Evaluate any utility conflicts and determine the appropriate adjustments and
approximate cost.
3. Coordinate as necessary.
4. Prepare drawings for any utility agreements in accordance with TxDOT guidelines and
submit to City.
a. Reproducible drawings for major crossings, 11" x 17 ", and title sheet for
each utility adjustment.
b. Drawing will include the following:
1. Existing and proposed right of way drawings.
2. Existing and proposed bikeways.
3. Existing and proposed storm sewers.
4. Underground utility in plan and profile.
5. Limits of existing conflicts.
6. Owner of utility.
7. Benchmark data.
c. Copies of correspondence with utility companies.
d. If contact was made by phone, provide name of company and representative's
name and telephone number.
e. Prepare detailed list of all conflicts with existing utilities after preliminary design
of storm sewer design and preparation of bridge layouts. List must include the
following:
1. Highway station number.
2. Name of utility company and type of facility.
3. Proposed highway facility — the conflict with: storm sewer, bikeway,
drainage ditch, drillshaft, etc.
D. Signing, Markings, & Signalization
1. Determine location and type of warning signs, regulatory signs, and guide
signs according to criteria furnished by TxDOT Manual on Uniform Traffic
Control Devices (MUTCD), and AASHTO Bikeway Guidelines, and prepare
signing plans and details.
2. Prepare plans and details for all required pavement markings and delineation.
3. Prepare plans anal details of safety lighting and traffic signals at each
Signalized intersection.
a. Coordinate with Houston District.
4. Bikeway Illumination (if applicable)
a. Permanent field lighting is not required for this project.
5. Geotechnical
a. Perform soil borings per TxDOT guidelines. The define soil boring are as
follows: 2 - 75 foot borings at the proposed pedestrian bridge and 2 - 25 foot
borings at the proposed culvert crossing.
b. Perform any geotechnical design analysis required for bridge or earth fill.
6. Environmental — Categorical Exclusion (CE)
a. Prepare a CE document addressing the proposed improvement.
b. The report will be prepared to provide environmental documentation according
to the TxDOT procedures obtained from the TxDOT Operations and
Procedures Manual.
E. Bridge Layouts and Structural Details
1. Prepare bridge layout for the proposed pedestrian bridge across a natural drainage
swale located approximately 300 feet north of Goose Creek.
2. The Engineer shall make final design calculations and final detail drawings in
accordance with standard requirements of the TxDOT. All bridge design shall be in
conformance with the Texas Department of Transportation Division of Bridges and
Structures Operation and Planning Manual, the current American Association of State
Highway and Transportation Officials, Standard Specification for Highway Bridges,
including applicable interim specifications, and the Division of Bridges and Structures,
Foundation Exploration and Design Manual.
3. Conduct a detailed hydrologic and hydraulic analysis
a. Preparation of drainage area map.
b. Estimation of physical and runoff parameters of drainage areas.
c. HEC -1 or HEC -HMS hydrologic modeling.
d. HEC -2 or HEC -RAS hydraulic modeling.
e. Bridge scours analysis for southern pedestrian bridge.
f. Preparation of hydraulic report
V. Construction Documents
A. Construction Drawings
1. Develop the project index of drawings.
2. Draft the final drawings.
B. General Notes, Specifications, & Standard Drawings
1. Develop required general notes and special provisions.
2. Prepare any additional special provisions and special specifications — in the TxDOT
format — that may be required. Prepare Special Provision "Description of Project and
Sequence of Work ".
3. Prepare general notes, specifications and estimate on a 3.5 -inch diskette in accordance
with the requirements under Section X — Document and Information Exchange.
4. TxDOT will approve the standard TxDOT drawings applicable to the project. The
engineer will modify the drawings (if required).
5. All drawings shall use the standard TxDOT signature block and title sheet.
6. All drawings for the project shall be submitted on Sheets that are 11 inches by 17
inches.
0
C. Quantities and Cost Estimates
1. Prepare list of construction bid items.
2. Where applicable, obtain quantity input data from TxDOT.
3. Compute estimated quantities for all bid items.
4. Develop basis of estimate.
5. Compute. estimated cost of construction work bases on current unit prices and
estimated quantities.
C: Prepare Estimate of Quantity Sheets showing a separate breakdown of quantities for
any local participation that may be involved.
D. Estimate Construction Time Schedule
1. Prepare an estimate for the time required to construct the project in accordance
with TxDOT Administrative Circular No. 17 -93.
E. Prepare PS & E package complete and suitable for bidding and award of a
construction contract.
VI. Reviews and Approvals
A. Review project performance on a periodic basis including both in -house requirements and
those established by TxDOT.
1. Submit monthly progress reports to City.
B. Obtain regulatory agency approvals as required.
C. The engineer will address all TxDOT review comments submitted at each stage of the
project.
VII. Construction Phase Services
A. Attend construction meetings
1. Participate in pre - construction kickoff meeting
2. Provide monthly Site Observation Reports to City.
B. Review project field changes and submit as -built drawings for the City
5
Project Development
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown Proposed Hike and Bike Trail - Phase IV
Halff Associates, Inc.
Classification Estimated Direct Overhead Profit Total Total
Hours Labor Rate (1.7) Rate (12.0 %) Fee
Principal
8
$46.15
$78.46
$14.95
$139.56
$1,116.46
Project Manager
30
$40.39
$68.66
$13.09
$122.14
$3,664.18
Design Engineer
16
$26.61
$45.24
$8.62
$80.47
$1,287.50
Admin. Assistant
4
$14.50
$24.65
$4.70
$43.85
$175.39
Subtotal
58
'.
$24.65
$4.70
$43.85
$6,243.531
Data Collection, Review
and Evaluation Principal
4
$46.15
$78.46
$14,95
$139.56
$558.23
Project Manager
40
$40.39
$68.66
$13.09
$122.14
$4,885.57
Design Engineer
120
$26.61
$45.24
$8.62
$80.47
$9,656.24
Survey Manager
8
$40.39
$68.66
$13.09
$122.14
$977.11
Admin. Assistant
8
$14.50
$24.65
$4.70
$43.85
$350.78
Subtotal
180
$17.55
$29.84
$5.69
$53.07
$16,427.94
Surveying
Design Plans
Principal
8
$46.15
$78.46
$14.95
$139.56
$1,116.46
Project Manager
16
$40.39
$68.66
$1109
$122.14
$1,954.23
Design Engineer
24
$26.61
$45.24
$8.62
$80.47
$1,931.25
Survey Manager
96
$40.39
$68.66
$13.09
$122.14
$11,725.38
Survey Crew (2 Man)
192
$30.36
$51.61
$9.84
$91.81
$17,627.26
CADD Technician
96
$17.55
$29.84
$5.69
$53.07
$5,094.84
Admin. Assistant
8
$14.50
$24.65
$4.70
$43.85
$350.78
- Subtotal '
440
. I
. • .
. .
... - --
,- $39;800.19
Principal
10
$46.15
$78.46
$14.95
$139.56
$1,395.58
Project Manager
80
$40.39
$68.66
$13.09
$122.14
$9,771.15
Design Engineer
280
$26.61
$4514
$8.62
$80.47
$22,531.22
Structural Engineer
60
$40.39
$68.66
$13.09
$122.14
$7,328.36
Survey Manager
8
$40.39
$68.66
$13.09
$122.14
$977.11
CADD Technician
640
$17.55
$29.84
$5.69
$53.07
$33,965.57
Admin. Assistant
20
$14.50
$24.65
$4.70
$43.85
$876.96
Subtotal'
1,098
$76,845.951
Construction Documents
Principal
8
$46.15
$78.46
$14.95
$139.56
$1,116.46
Project Manager
20
$40.39
$68.66
$13.09
$122.14
$2,442.79
Design Engineer
80
$26.61
$45.24
$8.62
$80.47
$6,437.49
CADD Technician
0
$17.55
$29.84
$5.69
$53.07
$0.00
Admin. Assistant
8
$14.50
$24.65
$4.70
$43.85
$350.78
Subtotal .
116
$14.50
$24.65
$4.70
$43.85
$10,347.52
Reviews and Approvals
Principal
8
$46.15
$78.46
$14.95
$139.56
$1,116.46
Project Manager
24
$40.39
$68.66
$13.09
$122.14
$2,931.34
Design Engineer
80
$26.61
$45.24
$8.62
$80.47
$6,437.49
CADD Technician
16
$17.55
$29.84
$5.69
$53.07
$849.14
Admin. Assistant
24
$14.50
$24.65
$4.70
$43.85
$1,052.35
" , Subtotal
152
$14.50
$24.65
$4.70
$43.85
$12,386.79
Construction Phase Services
Principal
4
$46.15
$78.46
$14.95
$139.56
$558.23
Project Manager
40
$40.39
$68.66
$13.09
$122.14
$4,885.57
Design Engineer
25
$26.61
$45.24
$8.62
$80.47
$2,011.72
CADD Technician
40
$17.55
$29.84
$5.69
$53.07
$2,122.85
Admin. Assistant
12
$14.50
$24.65
$4.70
$43.85
$526.18
-Subtotal
121
$10,104.541
Expenses
Travel
$513.36
(24 trips @ 62 round -trip mi./trip @ 0.345/mi.)
$513.36
Printing, copies
$1,200.00
(Computer drawing plots, reproduction, faxes)
$1,200.00
Deliveries, postage
$675.00
(Lone Star shipping services, postal fees)
$675.00
Subtotal
$2,388.36
Basic Engineering Services
Subtotal
$174,544.83
Subconsultant: HVJ, Inc. (Environmental Services)
$14,763.00
Subconsultant: HVJ, Inc. (Geotechnical Services)
$15,134.00
Subconsultant: Civil Systems Engineering (H & H Services)
$7,862.40
Total Hours I 2,165
Total Cost
$212,304.23
,74'-U '..S w+.�o..k
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown Proposed Hike and Bike Trail Along Goose Creek
Environmental Assessment - Categorical Exclusion
® HVJ Associates, Inc. - Job No. 02 -121 EH-0 (Revised November 18, 2002)
® Project Development '�iCfassifieationt ? YEs ma ed`�, Direct' Ovefie N}"�1P oTit ,�;�Tatal !.;
Principal
0.5
$50.00
$82.50
$15.90
$148.40
$74.20
Sen Proi Manager
1.0
$36.00
$59.40
$11.45
.$106.85
$106.85
Senior Envir Sci
4.0
$30.00
$49.50
$9.54
$89.04
$356.16
Staff Envir Sci
8.0
$23.80
$39.27
$7.57
$70.64
$565.11
Clerk/Typist
2.0
$13.00
$21.45
$4.13
$38.58
$77.17
CAD Draftsperson
i.0
$20.50
$33.83
$6.52
$60.84
$60.84
ti.:.5i,btotal!`
` "WN
<.. ;
i w ,.3, ys:.
R., -L'i
Data Collection, Review
and Evaluation Principal
0.5
$50.00
$82.50
$15.90
$148.40
$74.20
Sen Proj Manager
4.0
$36.00
$59.40
$11.45
$106.85
$427.39
Senior Envir Sci
4.0
$30.00
$49.50
$9.54
$89.04
$356.16
Staff Envir Sci
26.0
$23.80
$39.27
$7.57
$70.64
$1,836.60
Clerk(Typist
2.0
$13.00
$21.45
$4.13
$38.58
$77.17
CAD Draftsperson
3.0
$20.50
$33.83
$6.52
$60.84
$182.53
K^9 5 Subtbtats. :: ,
w'395. ,: -:c'.
<.. ;
i w ,.3, ys:.
R., -L'i
Field Investigation,
and Surveys Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Sen Proj Manager
3.0
$36.00
$59.40
$11.45
$106.85
$320.54
Senior Envir Sci
2.0
$30.00
$49.50
$9.54
$89.04
$178.08
Staff Envir Sci
26.0
$23.80
$39.27
$7.57
$70.64
$1,836.60
Clerk/Typist
0.0
$13.00
$21.45
$4.13
$38.58
$0.00
CAD Draftsperson
0.0
$20.50
$33.83
$6.52
$60.84
$0.00
r,+
Report Preparation (Draft)
Expenses
Principal
2.0
$50.00
$82.50
$15.90
$148.40
$296.80
Sen Proj Manager
4.0
$36.00
$59.40
$11.45
$106.85
$427.39
Senior Envir Sci
16.0
$30.00
$49.50
$9.54
$89.04
$1,424.64
Staff Envir Sci
36.0
$23.80
$39.27
$7.57
$70.64
$2,542.98
Clerk/Typist
7.0
$13.00
$21.45
$4.13
$38.58
$270.09
CAD Draftsperson
11.0
$20.50
$33.83
$6.52
$60.84
$669.28
M-7,701 btotal'
:s 7.6.O:dt_
J:
;,,. ,r . r
K . x.. i .:.a • 63i`.1
Report Preparation (Final)
®
Principal
1.0
$50.00
$82.50
$15.90
$148.40
$148.40
Sen Proj Manager
6.0
$36.00
$59.40
$11.45
$106.85
$641.09
Senior Envir Sci
4.0
$30.00
$49.50
$9.54
$89.04
$356.16
Staff Envir Sci
4.0
$23.80
$39.27
$7.57
$70.64
$282.55
Clerk(typist
3.0
$13.00
$21.45
$4.13
$38.58
$115.75
CAD Drafts rson
1.0
$20.50
$33.83
$6.52
$60.84
$60.84
�"'.••a�.�:�:Stthtotal.,�a��s �'.
_. :19.0: {,
_�� " '�.:'E�. ++°;i.
I� ins a. ". = .� -:'s,?
`. �� ,a, =;.;. 5�o a .. r1,, _ �..
$1 ^604:
Attend Public Meetings
Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Sen Proj Manager
0.0
$36.00
$59.40
$11.45
$106.85
$0.00
Senior Envir Sci
0.0
$30.00
$49.50
$9.54
$89.04
$0.00
Staff Envir Sci
0.0
$23.80
$39.27
$7.57
$70.64
$0.00
Clerk(Typist
0.0
$13.00
$21.45
$4.13
$38.58
$0.00
CAD Drafts rson
0.0
$20.50
$33.83
$6.52
$60.84
$0.00
Expenses
Film
$42.91
Reproduction
$180.00
Deliveries
$75.00
Air Photos
$100.00
Environmental Records
$350.00
Travel
$250.00
.,!!S6btbtal tl k,,n ROWFURMITRZIMME
,y
472 E_�• c_
Cf'+$997
-i91
®
1 Subtotal 1
$14,763
Total Hours 1 182.0
n.aem MNSManew+a" norwa
Total Cost I $14,763
n
C]
ATTACHMENT D - FEE SCHEDULE
Geotechnical Investigation
Pedestrian Bridge Crossing for Goose Creek Hike and Bike Trail
City of Baytown
HVJ Job No. 02- 147GH-0 (Revised November 26, 2002)
Project Development
Principal
0.5
$50.00
$82.50
$15.90
$148.40
$74.20
Senior Engineer, A.E.
1.0
$48.90
$80.69
$15.55
$145.14
$145.14
Project Manager, P.E.
2.0
$26.80
$44.22
$8.52
$79.54
$159.08
Engineer Associate
0.0
$21.90
$36.14
$6.96
$65.00
$0.00
Clerk/Typist
0.0
$13.00
$21.45
$4.13
$38.58
$0.00
CAD Draftsperson
0.0
$20.50
$33.83
$6.52
$60.84
$0.00
` Siibtbtal
T1:0,•
c ,�A -
�u „• c,
$4.13
7W. •IFs
Data Collection, Review
and Evaluation Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Senior Engineer, P,E.
1.0
$48.90
$80.69
$15.55
$145.14
$145.14
Project Manager, P.E.
2.0
$26.80
$44.22
$8.52
$79.54
$159.08
Engineer Associate
4.0
$21.90
$36.14
$6.96
$65.00
$260.00
Clerk/Typist
2.0
$13.00
$21.45
$4.13
$38.58
$77.17
CAD Draftsperson
2.0
$20.50
$33.83
$6.52
$60.84
$121.69
"'h :subtotal`
T1:0,•
c ,�A -
�u „• c,
$4.13
7W. •IFs
M76574
Field Investigation,
and Surveys Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Senior Engineer, P.E.
0.0
$48.90
$80.69
$15.55
$145.14
$0.00
Project Manager, P.E.
0.0
$26.80
$44.22
$8.52
$79.54
$0.00
Engineer Associate
4.0
$21.90
$36.14
$6.96
$65.00
$260.00
Sr. Field Technician
30.0
$13.90
$22.94
$4.42
$41.26
$1,237.66
Field Technician
16.0
$12.40
$20.46
$3.94
$36.80
$588.85
Clerkrrypist
0.0
$13.00
$21.45
$4.13
$38.58
$0.00
CAD Draftsperson
0.0
$20.50
$33.83
$6.52
$60.84
$0.00
#,' ' ^Sllt}tdtal °. i�t'.. ..:k`tr
50.0°
:'7t'_:r; z+ ."3:-•°xt
•,'. ")•: :%r•�; _
.rCt;'sti ;9...
, 086E
Report Preparation (Draft)
Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Senior Engineer, P.E.
5.0
'$48.90
$80.69
$15.55
$145.14
$725.68
Project Manager, P.E.
8.0
$26.80
$44.22
$8.52
$79.54
$636.34
Engineer Associate
24.0
$21.90
$36.14
$6.96
$65.00
$1,559.98
Clerk/Typist
6.0
$13.00
$21.45
$4.13
$38.58
$231:50
CAD Drafts erson
6.0
$20.50
$33.83
$6.52
$60.84
$365.06
Subtotal 5� �gLl0
Report Preparation (Final)
Principal
0.5
$50.00
$82.50
$15.90
$148.40
$74.20
Senior Engineer, P.E.
2.0
$48.90
$80.69
$15.55
$145.14
$290.27
Project Manager, P.E.
2.0
$26.80
$44.22
$8.52
$79.54
$159.08
Engineer Associate
6.0
$21.90
$36.14
$6.96
$65.00
$390.00
ClerkrTypist
2.0
$13.00
$21.45
$4.13
$38.58
$77.17
CAD Draftsperson
2.0
$20.50
$33.83
$6.52
$60.84
$121.69
^�.�SutilotalW��.,"�z�1:4
=5
._Y?'�.,.�y:'�::�.�-___:.
_iE +.T
�;:_,. "_�. �.- �:':s: ,<.ti.�:,,,..a..$1.•e12�43
Attend Public Meetings
Expenses
Principal
0.0
$50.00
$82.50
$15.90
$148.40
$0.00
Senior Engineer, P.E.
0.0
$48.90
$80.69
$15.55
$145.14
$0.00
Project Manager, P.E.
0.0
$26.80
$44.22
$8.52
$79.54
$0.00
Engineer Associate
0.0
$21.90
$36.14
$6.96
$65.00
$0.00
Clerk/Typist
0.0
$13.00
$21.45
$4.13
$38.58
$0.00
CAD Drafts U rson
0.0
$20.50
$33.83
$6.52
$60.84
$0.00
fx -. .t ai.', r •C
rQ.O: J•
y'•. '7. -•. �
.�.�'ib._..
'?�: kXi ?'j`i � �i+� :.
Mobilization / Demobilization
ATV Surcharge
Site Clearance
Drilling and Sampling
Standard Laboratory Tests
Reproduction
Travel
Total Hours 128.0
$350.00
$800.00
$2,000.00
$2,800.00
$1,000.00
$175.00
$150.00
Subtotal $15,134
Total Cost $15,134
0
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown - Goose ' Creek Hike and Bike Trail, Phase IV
Civil Systems Engineering Inc.
Project Development
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
4
Project Manager
0
$35.00
$59.50
$11.34
$105.84
$0.00
$25.00
Design Engineer
0
$20.00
$34.00
$6.48
$60.48
$0,00
$18.70
Admin. Assistant
0
$11.00
$18.70
$3.56
$33.26
$0.00
$1.62
$15.12
$0.00
Expenses
Drainage Area
U1SGlJ1J6t-aI:', 911fl-111
6
Mileage
Delineation
Principal
4
$40.00
$68.00
$12.96
$120.96
$483.84
Project Manager
16
$35.00
$59.50
$11.34
$105.84
$1,693.44
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
Admin. Assistant
0
$11.00
$18.70
$3.56
$33.26
-$0.00
M-1'11R�-7.--'
Z7307,061
)Basic Engineering
Services
Total
$7,862.4
Paramters Estimation
Hydrologic Modeling
Hydraulic Modeling
Bridge Scour Analysis
Hydraulic Report
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
Project Manager
4
$35.00
$59.50
$11.34
$105.84
$423.36
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
CADD Technician
0
$11.00
$18.70
$3,56
$33.26
$0.00
Admin. Assistant
0
$5.00
$8.50
$1.62
$15.12
$0.00
Expenses
U1SGlJ1J6t-aI:', 911fl-111
6
Mileage
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
Project Manager
16
$35.00
$59.50
$11.34
$105.84
$1,693.44
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
CADD Technician
0
$11.00
$18.70
$3.56•
$33.26
$0.00
Admin. Assistant
0
$5.00
$8.50
$1.62
$15.12
$0.00
Expenses
U1SGlJ1J6t-aI:', 911fl-111
Mileage
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
Project Manager
8
$35.00
$59.50
$11.34
$105.84
$846.72
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
Admin, Assistant
0
$11.00
$18.70
$3.56
$33.26
$0.00
$18.70
$3.56
$33.26
$0.00
Expenses
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
Project Manager
6
$35.00
$59.50
$11.34
$105.84
$635.04
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
Admin. Assistant
0
$11.00
$18.70
$3.56
$33.26
$0.00
$18.70
$3.56
$33.26
$0.00
Principal
2
$40.00
$68.00
$12.96
$120.96
$241.92
Project Manager
6
$35.00
$59.50
$11.34
$105.84
$635.04
Design Engineer
0
$25.00
$42.50
$8.10
$75.60
$0.00
Admin. Assistant
0
$11.00
$18.70
$3.56
$33.26
$0.00
Expenses
Mileage
$0.00
$0.00
Printing, copies
$0.00
$0.00
Deliveries, postage
Misc. supplies
$0.00
WOO
$0.00
$0.00
riS6btbfat'l--'f"]'�-�-1--�o,��IL-,..' 'Al-
M-1'11R�-7.--'
Z7307,061
)Basic Engineering
Services
Total
$7,862.4
12/05/02 11:48 FAX 214 739 0108 HALFF ASSOC INC 4 HOUSTON t¢J001
TxDOT Form 1560 (Rev 04!2902) Previous Qdhions of this form may not be used.
Page 1 of 2
Texas Department of Transportation (TxDOT)
CERTIFICATE OF INSURANCE
Prior to the onorrina of vim. fie Conlrar shag obtain the mink u m ins == and endasenwrds spdcaned. Only Lure ThmOT cemlicata of fturere lotm Is
acceptable w Woof of hwrwwm for dQpartment Contracts. Agents &" corrhplate the form pmvrdrng all requested information then either fax or mail !his form
directly to ft address lstad on the bade orfhis form. Copies of ems bbd below am not requmed as attadvnaft to this mffiicote.
Insured: Malff. Associates, Inc.
StreetfMailing Address , 8616 Narthwe5t Plcaza Drive
City/State/Zip: Dallas, TX 75225
_Phone Number. Area Code (214 ) 346 --6200
WORKERS' COMPENSATION INSURANCE COVERAGE:
Fndnvead with a Waiver of Subrooation in favor of TxDOT.
COMPREHENSIVE GENERAL LIABILITY INSURANCE:
Endorsed with TxMT as Additional Insured and With a Waiver of Subrogation in favor of TxDOT-
Carrier Name: Ci±7A 610 ViCt Or 0. Sci i==
Carrier Name: CNA
Cagier Phone#: 301 -961 -9300
Address: %Victor 0: SChinn�er Two Wi scone
, lip: Chevy CZase, i!1£? 1
Type of Insurance
I Policy Number
I Effective Pate
Expiration Date
Limits of Liebil' -
Workers' Compmnsakirxh
202418118
7112 Z02
7 03
1 Not Mess Than: Statutory— Texas
COMPREHENSIVE GENERAL LIABILITY INSURANCE:
Endorsed with TxMT as Additional Insured and With a Waiver of Subrogation in favor of TxDOT-
Carrier Name: Ci±7A 610 ViCt Or 0. Sci i==
Carrier Phone # - 9
Address: Two Wisconsin n e
CItY, State, Z1 p" r NO 212154
Type of Insurance:
Policy Number.
Effective Date:
Expiration Date:
Limits of Liablllty:
Comprehensive General
Umbrella policy
2025471230
1 7/]1/02
Not Less Than,
t.i Bodily Insurance
Injury
2026695404
7/12/02
7/12/03
S 500,000 each occurrence
Property Damage
S 100,000 each occurrence
OR
S 100,000 for aggregate
Commercial General
Uability Insurance
OR
$ 600,000 confined single limit
COMPREHENSIVE AUTOMOBILE LIABILITY WSURANCE:
Endorsed with Tx00T as Additional Insured and with a Waiver of Subrogation in favor of TxDOT.
Cartier Name: C/o V=Imr '
Carrier Phone #
Address: TWO W' ix arcle
City, State, Zip: crone, MU 21264
Type of Insurance:
Policy Number.
Effective Date.
Expiration Date:
Lirnits of Liability:
Comprehensive Automobile
Umbrella policy
2025471230
1 7/]1/02
9/12/02
Lbsblrfty Insurance ORTex w
202547806
7/12/02
7/12/03
Not Less Than:
13usinsss Aummabite Policy
S 250,000 each person
8WHy Injury
5 500,000 each occimnee
Property carnage
3 100.D00 each occurrence
UMBRELLA POLICY (if abollcablah
Agency Name Address City, State Zip Code
Bell. fiance 16980 Dallas ,�' , , Tx 75248
Area Gads ( 214 ) 561 -4800 7/26/02
Authorized Agent's Phonra Number Authorized Agent Original Signature Date
This Cerdfleate of Insurance neither affirrnadvely nor negatively amends, a>aands. or afters the coverage afforded by the above insurance policies issued
by the named insurance company. Cancellation of rho insurance policies shell not be made until THIRTY DAYS AFTER trim agant or the 6nsurance
company has sent written notice by certified mall to the Comrea r and the Texas Department of Tratsporration.
THIS IS TO CERTIFY to the Texas Deparulterrt of Transportation arcing on behalf of the State of Texas that the Insurance policies named meet all the
requirements stipulated and such polidea are in full face and afreu ff this form is sort by fvosunr7e mx,chine ftr), tha sender adapts the document
tteatmd by TxWT as a duplicate adginal and adopts the signature pmcfurgd by the racohing Pax rnacnfne as the sendWs afglnsf signature.
The Taxah: Department of Transportation maintidns Ihe'ehfonnabon collactad through this form- With few exceptions, you an- entitled on requeg to be
® kftrrned about the information that Vot Cotl= about you. Linder sections 552021 and SSE023 of the Tom Government Code, you also are enttled to
reCdve and revie- the information- Under section 555.004 of the Government Code, you are also entitled to have us correct brrformstron about you that
is incorrect
Carrier Name: CM c/b Victor 0- Sc:,hi tier
Carrier phone #.- 301-961-9800
Address: Two Wisconsin Circle
City, State ,Zip. vY Ar - /-12bT
Type of Insurance
Polley Number.
Effective Date:
Expiration DM
Limits of Liability:
Umbrella policy
2025471230
1 7/]1/02
9/12/02
1 $5,000,00
Agency Name Address City, State Zip Code
Bell. fiance 16980 Dallas ,�' , , Tx 75248
Area Gads ( 214 ) 561 -4800 7/26/02
Authorized Agent's Phonra Number Authorized Agent Original Signature Date
This Cerdfleate of Insurance neither affirrnadvely nor negatively amends, a>aands. or afters the coverage afforded by the above insurance policies issued
by the named insurance company. Cancellation of rho insurance policies shell not be made until THIRTY DAYS AFTER trim agant or the 6nsurance
company has sent written notice by certified mall to the Comrea r and the Texas Department of Tratsporration.
THIS IS TO CERTIFY to the Texas Deparulterrt of Transportation arcing on behalf of the State of Texas that the Insurance policies named meet all the
requirements stipulated and such polidea are in full face and afreu ff this form is sort by fvosunr7e mx,chine ftr), tha sender adapts the document
tteatmd by TxWT as a duplicate adginal and adopts the signature pmcfurgd by the racohing Pax rnacnfne as the sendWs afglnsf signature.
The Taxah: Department of Transportation maintidns Ihe'ehfonnabon collactad through this form- With few exceptions, you an- entitled on requeg to be
® kftrrned about the information that Vot Cotl= about you. Linder sections 552021 and SSE023 of the Tom Government Code, you also are enttled to
reCdve and revie- the information- Under section 555.004 of the Government Code, you are also entitled to have us correct brrformstron about you that
is incorrect
ATTACHMENT X
® Lobbying Certification
for Contracts, Grants, Loans, and Cooperative Agreements
The undersigned certifies to the best of his or her knowledge and belief, that:
(1) No federal appropriated funds have been paid or will be paid by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or employee of
any federal agency, a Member of Congress, an officer or employee of Congress, or an employee
of a Member of Congress in connection with the awarding of any federal contract, the making of
any federal grant, the making of any federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any federal contract,
grant, loan, or cooperative agreement.
(2) If any funds other than federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form - LLL, "Disclosure Form to Report
Lobbying," in accordance with its instructions.
(3) The undersigned shall require that the language of this certification be included in the
award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts
under grants, loans, and cooperative agreements) and that all subrecipients shall certify and
disclosure accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any
person who fails to file the required certification shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for each such failure.
Signa re
Vice President
Title
Halff Associates Inc
Agency
� Z S /2Zo 0
® Date
SDHFT
4 -90 LOBCERT.ATT
ATTACHMENT J
CIVIL RIGHTS COMPLIANCE
During the performance of this contract, Halff Associates, Inc., for itself, its assignees and successors in interest
(hereinafter referred to as the "Engineer "), agrees as follows:
(1) Compliance with Regulations: The Engineer shall comply with the Regulations relative to nondiscrimination
in Federally- assisted programs of the U.S. Department of Transportation, Title 49, Code of Federal Regulations,
Part 21, and Title 23, Code of Federal Regulations, Part 710.405(b), as they may be amended from time to time
(hereinafter referred to as the Regulations), which are herein incorporated by reference and made a part of thin
contract.
(2) Nondiscrimination: The Engineer, with regard to the work performed by him during the contract, shall not
discriminate on the grounds of race, color, sex, or national-origin in the selection and retention of subcontractors;
including procurements of materials and leases of equipment. The Engineer shall not participate either directly or
indirectly in the discrimination prohibited by Section 21.5 and Part 710.405(b) of the Regulations, including
employment practices when the contract covers a program set forth in Appendix B of the Regulations.
(3) Solicitations for Subcontracts, Including Procurements of Materials and Equipment: In all solicitations either
by competitive bidding or negotiation made by the Engineer for work to be performed under a subcontract,
including procurements of materials or leases of equipment, each potential subcontractor or supplier shall be
notified by the Engineer of the Engineer's obligations under this contract and the Regulations relative to
nondiscrimination on the grounds of race, color, sex, or national origin.
(4) Information and Reports: The Engineer shall provide all information and reports required by the Regulations,
or directives issued pursuant thereto, and shall permit access to his books, records, accounts, other sources 'of
information, and his facilities as may be determined by the Texas Department of Transportation or the Federal
Highway Administration to be pertinent to ascertain compliance with such Regulations or directives. Where any
information required of the Engineer is in the exclusive possession of another who fails or refuses to furnish this
information, the Engineer shall so certify to the Texas Department of Transportation or the Federal Highway
Administration, as appropriate, and shall set forth what efforts he has made to obtain the information.
(5) Sanctions for Noncompliance: In the event of the Engineer's noncompliance with the nondiscrimination
provisions of this contract, the Texas Department of Transportation shall impose such contract sanctions as it or the
Federal Highway Administration may determine to be appropriate, including, but not limited to:
(a) withholding of payments to the Engineer under the contract until the Engineer complies and/or
(b) cancellation, termination, or suspension of the contract, in whole or in part.
(6) Incorporation of Provisions: The Engineer shall include the provisions of paragraphs (1) through (6) in every
subcontract, including procurements of materials and leases of equipment, unless exempt by the Regulations or
directives issued pursuant thereto. The Engineer shall take such action with respect to any subcontract or
procurement as the Texas Department of Transportation or the Federal Highway Administration may direct as a
means of enforcing such provisions including sanctions for noncompliance provided, however, that in the event an
engineer becomes involved in, or is threatened with, litigation with a subcontractor or supplier as a result of such
direction, the Engineer may request the Texas Department of Transportation to enter into such litigation to protect
the interests of the State; and, in addition, the Engineer may request the United States to enter into such litigation to
protect the interests of the United States.
4/96
CIVRIGHT.ATT.DOC
ATTACHMENT K
CHILD SUPPORT STATEMENT
9 FOR NEGOTIATED CONTRACTS AND GRANTS
Under Section 231.006, Family Code, the vendor or applicant certifies that
the individual or business entity named in this contract, bid, or application is
eligible to receive the specified grant, loan, or payment and acknowledges
that this contract may be terminated and payment may be withheld if this
certification is inaccurate.
List below the name and social security number of the individual or sole proprietor and
each partner, shareholder, or owner with an ownership interest of at least 25% of the
business entity submitting the bid or application.
Section 231.006, Family Code, specifies that a child support obligor who is more than 30
days delinquent in paying child support and a business entity in which the obligor is a sole
proprietor, partner, shareholder, or owner with an ownership interest of at least 25 percent
is not eligible to receive payments from state funds under a contract to provide property,
materials, or services; or receive a state - funded grant or loan.
A child support obligor or business entity ineligible to receive payments described above
remains ineligible until all arrearage have been paid or the obligor is in compliance with a
written repayment agreement or court order as to any existing delinquency.
Except as provided by Section 231.302(d), Family Code, a social security number is
confidential and may be disclosed only for the purposes of responding to a request for
information from an agency operating under the provisions of Parts A and D of Title IV of
the federal Social Security Act (42 USC Section 601 -617 and 651 -669).
GSD, 10 -95
CHSUP_95.AiT
0
•
CCO -16 Form CCO -16 Debarment
DEBARMENT CERTIFICATION (5/2001)
ARCHITECTURAL, ENGINEERING AND SURVEYING Page 1 of 1
( "PROVIDER ") CONTRACTS
(1) The PROVIDER certifies to the best of its knowledge and belief, that it and its principals:
(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily
excluded from covered transactions by any federal department or agency:
(b) Have not within a three -year period preceding this proposal been convicted of or had a civil judgment
rendered against them for commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public' transaction or contract under a public transaction; violation
of federal or state antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification
or destruction of records, making false statements, or receiving stolen property;
(c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity' with
commission of any of the offenses enumerated in paragraph (1)(b) of this certification; and
(d) Have not within a three -year period preceding this application /proposal had one or more public
transactions" terminated for cause or default.
(e) Have not been disciplined or issued a formal reprimand by any State agency for professional
accreditation within the past three years.
(2) Where the PROVIDER is unable to certify to any of the statements in this certification, such PROVIDER
shall attach an explanation to this certification.
'federal, state or local
Halff Associates, Inc.
Name of Firm
F
Stwur of rti g Official
Vice President
Title
o,[5
Date
CCO -17 form CCO -17 LCNACf'r70r
. = �~ LOWER TIER PARTIClQANT DEBARMENT CERilFICATI�N p� 1�ljop 1j
(MWHiTEGTt IRAL, ENG]Nr= ~RING AND SURVEYING CONTRACTS)
XT•+•.�ai. 7.w
This ecrfficaUun i-, to be used by providers pursuant to 49CFR29 when any of the following occur.
0 any tr ar, ;ouuan trctwaian the provider and a subprovider (other than a procurement contract for goods and
ser iccs), ro(jordless of typa, under a primary covered transaction.
• Any procurement contraot for goods or services when the estimated cost is $25,000 or more
o Any pr-owion rent contract for goods or services between a provider and a subprovider, regardless of the amount,
under which ttte subprovider wig havo a critical influence on or substantive control over that covered transaction.
Such subpruvidc:rs Irclude principal investigators and providers of federally required audit services.
A °procurement trf:nssclion' is the prowss of acquiring goods and services.
A 'nonprocurcmei it iransection' is the granting of financial assistance to entities to assist in meeting objectives that
urc der and subprovider. rlutu•*y b.r ^tiGial to the prow
A calif, of ti)l+ ccrtificatton Is to be furnished to authorized representatives of the Stato
Or the U.S. Department of Transportation upon request.
being duly sworn or under penalty. of
W.M-1 Of SW),0r0'vid%-r IiCprcyontat:VO�
V,rjury u,',il'r thv la%'w; of the United States, cor'tifres that norther _ _ HVJ Associates, lnc.
Name of Firm
tsar IIt. l!iatc ;y; :•.s are preser+tly
dc'zarrcd, cutpo,:ded, proposed for debarment
e Ineligible
a voluriwrtlyr excluded feonm psrdcipation In this transaction by any federal department or agency
yGhoia i<,c obove idantiFicd strbp.rovider is unable to certify to any of the above statements in this
cerlific.t'_ion, such prospective sublrovider shall indicate below to whom the exception applies, the
ittiftlE:13t} opc`frcy, i nd (tales oloction,
Except €,j►', a will riot t r cei;s. rily result in denial of award but will be considered in determining contractor
revi onsilzility. Providing falso tnfonnation may result In criminal prosecution or adminlstrative sanctions.
Signature or Ce i ubprovtiler ftepresentativa
Vice President
Tittle
December 5, 2002
Data of Cortification
CCO -t 7 Form CCO -17 Low/2001)
LOWER TIER PARTICIPANT DEBARMENT CERTIFICATION (5/2001)
Page 1 of 1
(ARCHITECTURAL, ENGINEERING AND SURVEYING CONTRACTS)
oI TI�"Ipolbfloft
This certification is to be used by providers pursuant to 49CFR29 when any of the following occur:
• any transaction between the provider and a subprovider (other than a procurement contract for goods and
services), regardless of type, under a primary covered transaction.
• Any procurement contract for goods or services when the estimated cost is $25,000 or more
• Any procurement contract for goods or services between a provider and a subprovider, regardless of the amount,
under which the subprovider will have a critical influence on or substantive control over that covered transaction.
Such subproviders include principal investigators and providers of federally required audit services.
A "procurement transaction" is the process of acquiring goods and services.
A °nonprocurement transaction" is the granting of financial assistance to entities to assist in meeting objectives that
are mutually beneficial to the provider and subprovider.
A copy of this certification is to be furnished to authorized representatives of the State
Or the U.S. Department of Transportation upon request.
Deren Li , being duly sworn or under penalty of
Name of Subprovider Representative
perjury under the laws of the United States, certifies that neither ri vi 1 5yst Pms Fng; veering
Name of Firm
nor its principals are presently
• debarred, suspended, proposed for debarment
• declared ineligible
• voluntarily excluded from participation in this transaction by any federal department or agency
Where the above -kk" ified subprovider is unable to certify to any of the above statements in this cer ificatlIM such prospective
subprovider shall indicate below to whom the exception applies, the initiating agency, and dates of action.
Exceptions will not necessarily result in denial of award but will be considered in determining contractor responsibility.
Providing false information may result in criminal prosecution or administrative sanctions.
Exceptions: Q�
i
Signature of Certifying Subprovider Representative
jr-e s,'dz'21f-
Title
l
- A,s /d
Date of Certification
CM :
CSJ: 0912-71-697
STATE OF TEXAS §
COUNTY OF HARRIS §
THIS CONTRACT FOR ENGINEERING SERVICES is made by and between the City of Baytown,
hereinafter called City, and Halff Associates, Inc., having its principal business address at
3701 Kirby Drive,Suite 1290,Houston,Texas 77098,hereinafter called Engineer for the purpose
of contracting for engineering services.
WITNESSETH
WHEREAS, Government Code, Chapter 2254, Subchapter A, "Professional Services
Procurement Act" provides for the procurement of professional services of engineers; and
WHEREAS, 43 TAC §9.30-9.41 establishes the department's policies and procedures for
contracting for engineering services; and
WHEREAS, the City desires to contract for engineering services described as follows:
Prepare Plans Specifications,Estimates and Construction Phase services for the proposed Pedestrian
and Bicycle Trail (Hike and Bike Trail) along Goose Creek Stream—Phase IV in Baytown, Texas
(the "Project").
AGREEMENT
NOW,THEREFORE,the City and the Engineer,in consideration of the mutual covenants
and agreements herein contained, do hereby mutually agree as follows:
ARTICLE 1
SCOPE OF SERVICES TO BE PROVIDED BY CITY
The City will furnish items and perform those services for fulfillment of the contract as
identified in Attachment A-Services to be Provided by the City,attached hereto and made a part of
this contract.
1 of 16 4/96
ARTICLE 2
SCOPE OF SERVICES TO BE PROVIDED BY ENGINEER
The Engineer shall perform those engineering services for fulfillment of the contract as
identified in Attachment B -Services to be Provided by the Engineer, attached hereto and made a
part of this engineering contract.
ARTICLE 3
CONTRACT PERIOD
After execution of this contract,the Engineer shall not proceed with the work outlined under
Article 2 until authorized in writing by the City to proceed as provided in Article 6. This contract
shall terminate upon completion of the Construction Phase Services and final acceptance of the same
by the City or otherwise terminated as provided in Article 19-Termination. Any work performed or
cost incurred after the date of termination shall be ineligible for reimbursement.
ARTICLE 4
COMPENSATION
The City shall pay and the Engineer agrees to accept the lump sum amount shown below as
full compensation for the engineering services to be performed under this contract.
The lump sum amount payable under this contract without modification of the contract is:
$174,544.83 for engineering and surveying services,$14,763.00 for environmental services(DBE),
$15,134.00 for geotechnical services (DBE), and$ 7,862.40 for hydrologic and hydraulic services
(DBE), totaling$212,304.23 as shown in Attachment D—Fee Schedule. The lump sum amount
payable may be revised by supplemental agreement in the event of a change in scope as authorized
by the City.
The Engineer shall prepare and submit to the City monthly progress reports in sufficient
detail to support the progress of the work and in support of invoice requesting monthly payment.
Any preferred format will be identified in Attachment B. Satisfactory progress of work shall be
maintained as a condition of payment.
The fee may be adjusted if additional work is approved by supplemental agreement and
performed by the Engineer.
ARTICLE 5
METHOD OF PAYMENT
Payments to the Engineer for services rendered will be made while work is in progress. The
Engineer will prepare and submit to the City and TxDOT,no more frequently than once per month,
a progress report stating the percent completion of the work accomplished during the billing period
2 of 16 4/96
and to date,and one original and one copy of a certified invoice. The submittal shall also include the
progress assessment report,identified as Attachment H-2,if applicable. Payment of the lump sum
fee will be in proportion to the percent completion of the work tasks identified in Attachment D—
Fee Schedule. Upon receipt and approval of each statement by both the City and TxDOT,the City
shall make a good faith effort to pay amount which is due and payable within (30) days. Payment
later than 30 days shall include interest at 1 percent per month or lesser maximum enforceable
interest rate,from 30 days after the City receives the TxDOT approved invoice. Such interest is due
and payable when the overdue payment is made. The City shall reserve the right to withhold
payment without interest accruing pending verification of satisfactory work performed. The
Engineer must submit adequate proof to TxDOT and the City that the task was completed.
The certified statements shall show the total amount earned to the date of submission and the
amount due and payable as of the date of the current statement. Final payment does not relieve the
Engineer of the responsibility of correcting any errors and/or omissions.
ARTICLE 6
NOTICE TO PROCEED
The City will issue a written authorization to proceed with the work identified in the scope of
services. The City shall not be responsible for actions by the Engineer or any costs incurred by the
Engineer relating to additional work not included in Attachment B—Services to be Provided by the
Engineer.
ARTICLE 7
PROGRESS
The Engineer shall,from time to time during the progress of the work,confer with the City
and TxDOT. The Engineer shall prepare and present such information as may be pertinent and
necessary,or as may be requested by the City or TxDOT,in order to evaluate features of the work.
At the request of the City or TxDOT or the Engineer,conferences shall be provided at the
Engineer's office, the office of the City or TxDOT, or at other locations designated by the City.
These conferences shall also include evaluation of the Engineer's services and work when requested
by the City.
If state or federal funds are to be used on this contract,the work will be subject to periodic
review by the State and the U.S. Department of Transportation.
Should the City determine that the progress in production of work does not satisfy the Work
Schedule,the City shall review the work schedule with the Engineer to determine corrective action
needed.
The Engineer shall promptly advise the City in writing of events which have a significant
impact upon the progress of the work, including:
3 of 16 4/96
(1) problems, delays, adverse conditions which will materially affect the ability to attain
program objectives, prevent the meeting of time schedules and goals, or preclude the
attainment of project work units by established time periods; this disclosure will be
accompanied by statement of the action taken, or contemplated, and any City, State or
federal assistance needed to resolve the situation; and
(2) favorable developments or events which enable meeting the work schedule goals sooner
than anticipated.
ARTICLE 8
SUSPENSION
Should the City desire to suspend the work,but not terminate the contract,this may be done
by thirty (30) calendar days verbal notification followed by written confirmation from the City to
that effect. The thirty-day notice may be waived in writing by both parties. The work may be
reinstated and resumed in full force and effect within sixty(60)days of receipt of written notice from
the City to resume the work. The sixty-day notice may be waived in writing by both parties.
If the City suspends the work,the contract period as determined in Article 3 is not affected
and the contract will terminate on the date specified unless the contract is amended.
The City assumes no liability for work performed or costs incurred prior to the date
authorized by the City to begin work,during periods when work is suspended,or subsequent to the
contract completion date.
ARTICLE 9
ADDITIONAL WORK
If the Engineer is of the opinion that any work it has been directed to perform is beyond the
scope of this agreement and constitutes extra work,it shall promptly notify the City in writing. In
the event the City finds that such work does constitute extra work and exceeds the maximum amount
payable, the City shall so advise the Engineer and a written supplemental agreement will be
executed between the parties as provided in Article 11.
The Engineer shall not perform any proposed additional work or incur any additional costs
prior to the execution,by both parties, of a supplemental agreement. To the extent not included in
the scope of services identified in Attachment B, the following services can be provided as an
additional service to the contract, should they be required: hydraulic analyses of existing drainage
structures affected by the proposed trail,environmental investigation and assessments,geotechnical
investigation, wetland delineation report, right of way acquisition, including surveys, sketches
abstracting and metes and bounds descriptions,landscaping such as lighting and aesthetic features.
The City shall not be responsible for actions by the Engineer or any costs incurred by the Engineer
relating to additional work not directly associated with the performance of the work authorized in
this contract or as amended.
4 of 16 4/96
ARTICLE 10
CHANGES IN WORK
If the City finds it necessary to request changes to previously satisfactorily completed work
or parts thereof which involve changes to the original scope of services or character of work under
the contract,the Engineer shall make such revisions if requested and as directed by the City. This
will be considered as additional work and paid for as specified under Article 9-Additional Work.
The Engineer shall make such revisions to the work authorized in this contract which has
been completed as are necessary to correct errors appearing therein, when required to do so by the
City. No additional compensation shall be paid for this work.
ARTICLE 11
SUPPLEMENTAL AGREEMENTS
The terms of this contract maybe modified by supplemental agreement if the City determines
that there has been a significant change in(1)the scope,complexity or character of the service to be
performed; or (2) the duration of the work. Additional compensation, if appropriate, shall be
identified as provided in Article 4.
Any supplemental agreement must be executed by both parties within the contract period
specified in Article 3 - Contract Period.
It is distinctly understood and agreed that no claim for extra work done or materials furnished
shall be made by the Engineer until full execution of the supplemental agreement and authorization
to proceed is granted by the City. The City reserves the right to withhold payment without interest
accruing pending verification of satisfactory work performed.
ARTICLE 12
PUBLIC INFORMATION ACT
All data, basic sketches, charts, calculations, plans, specifications, and other documents
created or collected under the terms of this contract are the exclusive property of the City and shall
be furnished to the City upon request. All documents prepared by the Engineer and all documents
furnished to the Engineer by the City shall be delivered to the City upon completion or termination
of this contract. The Engineer, at its own expense, may retain copies of such documents or any
other data which it has furnished the City under this Contract. Release of information shall be in
conformance with the Texas Public Information Act.
It is expressly understood by the parties hereto that the City may use the documents created or
collected under the terms of this contract for any purposes which the City sees fit,including,but not
limited to, subsequent construction, reconstruction, alteration, and/or repairs of the Project. As a
condition to the City's use of these documents, the City hereby expressly agrees to remove the
Engineer's name and all references to the Engineer and its consultants from the Documents. The City
hereby releases any and all claims which the City could make arising out of or in connection with any
5 of 16 4/96
reuse of the documents by the City. This release of claims for the matters covered in this paragraph
shall be for the benefit of the Engineer, its officers, and employees, as well as their successors and
assigns.
ARTICLE 13
PERSONNEL,EQUIPMENT AND MATERIAL
The Engineer shall furnish and maintain,at its own expense,quarters for the performance of
all services,and adequate and sufficient personnel and equipment to perform the services as required.
All employees of the Engineer shall have such knowledge and experience as will enable them to
perform the duties assigned to them. Any employee of the Engineer who,in the opinion of the City,
is incompetent,or whose conduct becomes detrimental to the work, shall immediately be removed
from association with the project when so instructed by the City. The Engineer certifies that it
presently has adequate qualified personnel in its employment for performance of the services
required under this contract, or will be able to obtain such personnel from sources other than the
City.
The Engineer may not change the Project Manager without prior written consent of the City.
ARTICLE 14
BUY TEXAS
The Engineer shall buy Texas products and materials for use in providing the services
authorized in this contract when said products and materials are available at a comparable price and
in a comparable period of time. When requested by the City, the Engineer shall furnish
documentation of said purchases or a description of good faith efforts to do so.
ARTICLE 15
SUBCONTRACTING
The Engineer shall not assign, subcontract or transfer any portion of the work under this
contract without prior written approval from the City. All subcontracts shall include the provisions
required in this contract and shall be approved as to form,in writing,by the City prior to work being
performed under the subcontract.
No subcontract relieves the Engineer of any responsibilities under this contract.
6 of 16 4/96
ARTICLE 16
EVALUATION OF WORK
The City, State of Texas and, when federal funds are involved, the U.S. Department of
Transportation (USDOT) and any authorized representatives, shall have the right at all reasonable
times to review or otherwise evaluate the work performed or being performed hereunder and the
premises in which it is being performed. If any review or evaluation is made on the premises of the
Engineer or a subprovider, the Engineer shall provide and require its subproviders to provide all
reasonable facilities and assistance for the safety and convenience of the City, State or USDOT
representatives in the performance of their duties.
ARTICLE 17
SUBMISSION OF REPORTS
All applicable study reports shall be submitted in preliminary form for approval by the City
before final report is issued. The City's comments on the Engineer's preliminary report will be
addressed in the final report.
ARTICLE 18
VIOLATION OF CONTRACT TERMS/BREACH OF CONTRACT
Violation of contract terms or breach of contract by the Engineer shall be grounds for
termination of the contract and any increased cost arising from the Engineer's default, breach of
contract or violation of contract terms shall be paid by the Engineer. This agreement shall not be
considered as specifying the exclusive remedy for any default,but all remedies existing at law and in
equity may be availed of by either party and shall be cumulative.
ARTIC
LE 19
TERMINATION
The contract may be terminated before the stated termination date by any of the following
conditions:
(1) By mutual agreement and consent in writing of both parties;
(2) By the City by notice in writing to the Engineer as a consequence of failure by the
Engineer to perform the services set forth herein in a satisfactory manner;
(3) By either party,upon the failure of the other party to fulfill its obligations as set forth
herein;
(4) By the City for reasons of its own and not subject to the mutual consent of the
Engineer upon not less than thirty(30) days written notice to the Engineer; or
7 of 16 4/96
(5) By satisfactory completion of all services and obligations described herein.
Should the City terminate this contract as herein provided, no fees other than fees due and
payable at the time of termination shall thereafter be paid to the Engineer. In determining the value
of the work performed by the Engineer prior to termination, the City shall be the sole judge.
Compensation for work at termination will be based on a percentage of the work completed at that
time. Should the City terminate this contract under (4) of the paragraph identified above, the
Engineer shall cease work immediately upon receipt of the termination notice and no additional
amount may be charged during the thirty(30) day notice period.
If the Engineer defaults in the performance of this contract or if the City terminates this
contract for fault on the part of the Engineer, the City will give consideration to the actual costs
incurred by the Engineer in performing the work to the date of default,the amount of work required
which was satisfactorily completed to date of default, the value of the work which is usable to the
City, the cost to the City of employing another firm to complete the work required and the time
required to do so, and other factors which affect the value to the City of the work performed at the
time of default.
If the termination of this contract is due to the failure of the Engineer to fulfill its contract
obligations, the City may take over the project and prosecute the work to completion. In such case,
the Engineer shall be liable to the City for any additional cost occasioned the City.
The Engineer shall be responsible for the settlement of all contractual and administrative
issues arising out of the procurement made by the Engineer in support of the scope of services under
this contract.
ARTICLE 20
COMPLIANCE WITH LAWS
The Engineer shall comply with all applicable Federal,State and local laws,statutes,codes,
ordinances,rules and regulations,and the orders and decrees of any court,or administrative bodies or
tribunals in any manner affecting the performance of this contract, including, without limitation,
worker's compensation laws,minimum and maximum salary and wage statutes and regulations,and
licensing laws and regulations. When required,the Engineer shall furnish the City with satisfactory
proof of its compliance therewith.
ARTICLE 21
INDEMNIFICATION
THE ENGINEER AGREES TO AND SHALL INDEMNIFY AND
HOLD HARMLESS AND DEFEND THE CITY, ITS OFFICERS,
AGENTS, AND EMPLOYEES (HEREAFTER, WHETHER
SINGULAR OR PLURAL, COLLECTIVELY REFERRED TO AS THE
8 of 16 4/96
"CITY") FROM AND AGAINST ANY AND ALL CLAIMS, LOSSES,
DAMAGES, CAUSES OF ACTION, SUITS AND LIABILITY OF
EVERY KIND, INCLUDING ALL EXPENSES OF LITIGATION,
COURT COSTS, AND ATTORNEY'S FEES, FOR INJURY TO OR
DEATH OF THE ENGINEER OR THE ENGINEER'S EMPLOYEES
(HEREINAFTER, WHETHER SINGULAR OR PLURAL,
COLLECTIVELY REFERRED TO AS THE "ENGINEER"). IN THE
EVENT OF PERSONAL INJURY TO OR DEATH OF THE
ENGINEER, SUCH INDEMNITY SHALL APPLY (I) TO THE
FULLEST EXTENT ALLOWED BY LAW AND (II) TO THE EXTENT
ALLOWED REGARDLESS OF WHETHER THE CLAIMS,LOSSES,
DAMAGES, CAUSES OF ACTION, SUITS OR LIABILITY ARISE(I)
IN WHOLE OR IN PART FROM THE NEGLIGENCE OF THE CITY
OR (II) IN WHOLE OR IN PART FROM THE NEGLIGENCE OF
THE ENGINEER. IT IS THE EXPRESSED INTENTION OF THE
PARTIES HERETO,BOTH THE ENGINEER AND THE CITY,THAT
THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH IS
INDEMNITY BY THE ENGINEER TO INDEMNIFY AND PROTECT
THE CITY FROM THE CONSEQUENCES OF (I) THE CITY'S OWN
NEGLIGENCE TO THE EXTENT ALLOWED BY LAW, WHERE
THAT NEGLIGENCE IS A SOLE OR CONCURRING CAUSE OF
THE RESULTING INJURY OR DEATH OF THE ENGINEER
AND/OR (II) THE ENGINEER'S JOINT AND/OR SOLE
NEGLIGENCE. SUCH INDEMNITY SHALL NOT APPLY,
HOWEVER, TO LIABILITY ARISING FROM THE PERSONAL
INJURY,DEATH, OR PROPERTY DAMAGE OF PERSONS OTHER
THAN THE ENGINEER THAT IS CAUSED BY OR RESULTS FROM
THE NEGLIGENCE OF THE CITY. IN THE EVENT THAT ANY
ACTION OR PROCEEDING IS BROUGHT AGAINST THE CITY BY
REASON OF ANY OF THE ABOVE, THE ENGINEER FURTHER
AGREES AND COVENANTS TO DEFEND THE ACTION OR
PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE CITY
AND THE ENGINEER.
The indemnity provided hereinabove shall survive the termination and/or expiration of this
Agreement.
The Engineer assumes full responsibility for its work performed hereunder and hereby
releases,relinquishes and discharges the City,its officers,agents,and employees from
all claims,demands,and causes of action of every kind and character for any injury to
or death of any person and/or any loss of or damage to any property that is caused by
or alleged to be caused by,arising out of,or in connection with the Engineer's work to
9 of 16 4/96
be performed hereunder. This release shall apply with respect to the Engineer's work
regardless of whether said claims,demands,and causes of action are covered in whole
or in part by insurance.
The protections afforded to the City in this Article 21 shall control and supersede any
apportionment of liability or release of liability contained elsewhere in this Agreement.
ARTICLE 22
ENGINEER'S RESPONSIBILITY
The Engineer shall be responsible for the accuracy of its work and shall promptly make
necessary revisions or corrections resulting from its errors, omissions, or negligent acts without
compensation. The Engineer's responsibility for all questions arising from design errors and/or
omissions will be determined by the City and all decisions shall be in accordance with TxDOT's
"Errors or Omissions Policy" in accordance with 43 TAC §9.38(e). The Engineer will not be
relieved of the responsibility for subsequent correction of any such errors or omissions or for
clarification of any ambiguities.
ARTICLE 23
ENGINEER'S SEAL
The responsible Engineer shall sign,seal and date all appropriate engineering submissions to
the City in accordance with the Texas Engineering Practice Act and the Rules of the State Board of
Registration for Professional Engineers.
ARTICLE 24
NONCOLLUSION
The Engineer warrants that it has not employed or retained any company or persons, other
than a bona fide employee working solely for the Engineer,to solicit or secure this contract and that
it has not paid or agreed to pay any company or Engineer any fee, commission, percentage,
brokerage fee, gifts, or any other consideration, contingent upon or resulting from the award or
making of this contract. For breach or violation of this warranty, the City shall have the right to
annul this contract without liability or, in its discretion, to deduct from the contract price or
compensation,or otherwise recover,the full amount of such fee,commission,percentage,brokerage
fee, gift or contingent fee.
ARTICLE 25
INSURANCE
Throughout the term of this Agreement, the Engineer at its own expense shall purchase,
maintain and keep in force and effect insurance against claims for injuries to or death of persons or
damages to property which may arise out of or result from the Engineer's operations and/or
10of16 4/96
performance of the work under this Agreement,whether such operations and/or performance be by
the Engineer, its agents, representatives, volunteers, employees or subcontractors or by anyone
directly or indirectly employed by any of them, or by anyone for whose acts any of them may be
liable.
The Engineer's insurance coverage shall be primary insurance with respect to the City,its officers,
agents and employees. Any insurance or self-insurance maintained by the City,its officials,agents
and employees shall be considered in excess of the Engineer's insurance and shall not contribute to
it. Further,the Engineer shall include all subcontractors as additional insureds under its commercial
general liability policies or shall furnish separate certificates and endorsements for each
subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated
herein.
The following is a list of standard insurance policies along with their respective minimum coverage
amounts required in this contract:
Commercial General Liability(CGL)
General Aggregate: $1,000,000
Products &Completed Operations: $1,000,000
Personal &Advertising Injury: $1,000,000
Per Occurrence: $500,000
a. Coverage shall be at least as broad as ISO CG 00 01 10 93
b. No coverage shall be excluded from standard policy without notification of individual
exclusions being attached for review and acceptance.
Business Automobile Policy(BAP)
Combined Single Limits: $500,000
a. Coverage for"Any Auto."
Workers' Compensation Insurance
Statutory Limits
Employer's Liability$500,000
Waiver of Subrogation required
Errors & Omissions (E&O)
Limit: $500,000
a. For all engineers, and/or design companies.
b. Claims-made form is acceptable.
c. Coverage will be in force for three (3) years after project is completed.
Upon execution of this contract,the Engineer shall file with the City valid Certificates of Insurance
and endorsements acceptable to the City. Such Certificates shall contain a provision that coverage
afforded under the policies will not be canceled, suspended, voided, or reduced until at least thirty
(30)days'prior written notice has been given to the City via certified mail,return receipt requested.
The Engineer shall also file with the City valid Certificates of Insurance covering all subcontractors.
11 of 16 4/96
The following are general requirements applicable to all policies:
a. AM Best Rating of A:VII or better.
b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted.
c. Liability policies will be on occurrence form. E & 0 can be on claims-made form.
d. City of Baytown, its officials and employees are to be added as Additional Insured to liability
policies.
e. Upon request of and without cost to City of Baytown, certified copies of all insurance policies
and/or certificates of insurance shall be furnished to City of Baytown's representative.
Certificates of insurance showing evidence of insurance coverage shall be provided to City of
Baytown's representative prior to execution of this agreement.
f. Upon request of and without cost to City of Baytown,loss runs(claims listing)of any and/or all
insurance coverage shall be furnished to City of Baytown's representative.
Additionally, the Engineer shall furnish the City a properly completed Certificate of
Insurance (Texas Department of Transportation Form 20.102) approved by the City prior to
beginning work under this contract and shall maintain such insurance through the contract period.
The completed Certificate of Insurance shall be attached hereto and identified as Attachment G.
ARTICLE 26
GRATUITIES
Any person doing business with or who may reasonably speaking do business with the City
or State under this contract may not make any offer of benefits, gifts or favors to departmental
employees, except ordinary business lunches and items that have received the advance written
approval of the Texas Department of Transportation Executive Director. Failure on the part of the
Engineer to adhere to this policy may result in the termination of this contract.
ARTICLE 27
DISADVANTAGED BUSINESS ENTERPRISE OR HISTORICALLY
UNDERUTILIZED BUSINESS REQUIREMENT
The parties shall comply with the Disadvantaged/Minority Business Enterprise Program
requirements established in 49 CFR Part 26. The Engineer shall make good faith efforts to award
subcontracts or supply agreements in at least 15 percent of the value of this contract to
Disadvantaged Business Enterprises. The Engineer shall apprise themselves of the requirements for
good faith efforts as found in the aforementioned code, and will comply with them.
12 of 16 4/96
ARTICLE 28
INSPECTION OF ENGINEER'S BOOKS AND RECORDS
AND AUDIT REQUIREMENTS
The City shall have the exclusive right to examine the books and records of the Engineer for
the purpose of checking the amount of work performed by the Engineer at the time of contract
termination. The Engineer shall maintain all books, documents, papers, accounting records and
other evidence pertaining to cost incurred and shall make such materials available at its office during
the contract period and for four(4) years from the date of final payment under this contract or until
pending litigation has been completely and fully resolved,whichever occurs last. The City, State or
any of its duly authorized representatives,the Federal Highway Administration,the U.S.Department
of Transportation Office of Inspector General and the Comptroller General shall have access to any
and all books, documents, papers and records of the Engineer which are directly pertinent to this
contract for the purpose of making audits, examinations, excerpts and transcriptions.
ARTICLE 29
PAYMENT OF FRANCHISE TAX
Pursuant to the Business Corporation Act,Texas Civil Statutes,Article 2.45 which prohibit
the City from awarding a contract to a corporation that is delinquent in paying taxes under Tax Code,
Chapter 171, the Engineer hereby certifies that he/she is not delinquent in its Texas franchise tax
payments, or that it is exempt from, or not subject to, such a tax. A false statement concerning
corporation's franchise tax status shall constitute grounds for termination of the contract at the sole
option of the City.
ARTICLE 30
DEBARMENT, SUSPENSION AND DISCIPLINARY ACTION
The Engineer warrants that the representations included in the Debarment Certification
(Negotiated Contracts) submitted with the offer to provide services are current and still valid.
ARTICLE 31
LOBBYING CERTIFICATION
The Engineer shall comply with "Lobbying Certification\Disclosure Form" in federal aid
contracts in excess of$100,000 or subcontracts in excess of$50,000, identified as Attachment I, if
applicable.
13 of 16 4/96
ARTICLE 32
CIVIL RIGHTS COMPLIANCE
The Engineer shall comply with the regulations of the Department of Transportation (49
C.F.R. Part 21 and 23 C.F.R. §710.405) as they relate to nondiscrimination; also,Executive Order
11246 titled Equal Employment Opportunity as amended by Executive Order 11375 and as
supplemented in Department of Labor Regulation (41 C.F.R. Part 60). See Civil Rights
Compliance," attached hereto and identified as Attachment J.
ARTICLE 33
PATENT RIGHTS AND COPYRIGHTS
Not Applicable.
ARTICLE 34
PROPERTY MANAGEMENT AND PROCUREMENT STANDARDS
The Engineer agrees to comply with the property management standards specified in OMB
Circular A-102 and 49 C.F.R. §18.36,in its control,use and disposition of property and equipment
governed by those standards.
The Engineer agrees to comply with the procurement standards specified in OMB Circular
A-102 and 49 C.F.R. §18.32, in its procurement of property and equipment governed by those
standards.
ARTICLE 35
COMPUTER GRAPHICS FILES
The Engineer agrees to comply with the Special Provision "Computer Graphics Files for
Document and Information Exchange,"if determined by the City to be applicable to this contract and
if so stated in Attachment B and attached hereto.
ARTICLE 36
CHILD SUPPORT STATEMENT
Under Section 231.006 of the Family Code, the Engineer certifies that the individuals or
business entity named in this contract is eligible to receive the specified grant or payment and
acknowledges that this contract may be terminated and payment withheld if this certification is
inaccurate. The Engineer further acknowledges that he or she has read Attachment K and has
provided the names and social security numbers required therein.
14 of 16 4/96
ARTICLE 37
DISPUTES
The Engineer shall be responsible for the settlement of all contractual and administrative
issues arising out of any procurement made by the Engineer in support of this contract's work. Any
disputes concerning the work hereunder or additional costs,or any non-procurement issues shall be
settled in accordance with Title 43, Texas Administrative Code, §1.68.
ARTICLE 38
SUCCESSORS AND ASSIGNS
The Engineer, and the City, do hereby bind themselves, their successors, executors,
administrators and assigns to each other party of this agreement and to the successors, executors,
administrators, and assigns of such other party in respect to all covenants of this contract. The
Engineer shall not assign,subcontract or transfer its interest in this contract without the prior written
consent of the City.
ARTICLE 39
SEVERABILITY
In the event any one or more of the provisions contained in this contract shall for any reason,
be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or
unenforceability shall not affect any other provision thereof and this contract shall be construed as if
such invalid, illegal, or unenforceable provision had never been contained herein.
ARTICLE 40
PRIOR CONTRACT SUPERSEDED
This contract constitutes the sole and only agreement of the parties hereto and supersedes any
prior understandings or written or oral contracts between the parties respecting the subject matter
defined herein.
ARTICLE 41
NOTICES
All notices to either party by the other required under this contract shall be personally
delivered or mailed to such party at the following respective address:
CITY ENGINEER
City of Baytown Halff Associates, Inc.
2401 Market Street 3701 Kirby Dr., Suite 1290
Baytown, Texas Houston, Texas 77098-3926
Attn: Gary Jackson Attn: Raul E. Wong, P.E.
15 of 16 4/96
ARTICLE 42
SIGNATORY WARRANTY
The undersigned signatory or signatories for the Engineer hereby represent and warrant that
the signatory is an officer of the organization for which he or she has executed this contract and that
he or she has full and complete authority to enter into this contract on behalf of the firm. The above-
stated representations and warranties are made for the purpose of inducing the City to enter into this
contract.
IN WITNESS HEREOF, the City and the Engineer have executed these presents in duplicate.
OF t YTO
HALFF ASSOCIATES,INC.
THE ENGINEER By: �� i
�/.
Gary Jacks--n
City Man- :e
By:
a
Raul . Wong, P.E. Date
Printed Name
Vice President
Title
!rt/S126'a7i
Date
LIST OF ATTACHMENTS
Attachment A - Services to be Provided by the City
Attachment B - Services to be Provided by the Engineer
Attachment C - Work Schedule(Not Applicable)
Attachment D - Fee Schedule
Attachment E - Work Authorizations (Not Applicable)
Attachment F - Supplemental Work Authorizations (Not Applicable)
Attachment G - Certificate of Insurance
Attachment H - Disadvantaged Business Enterprise or Historically
Underutilized Business Program Requirements (Not Applicable)
Attachment I - Lobbying Certification/Disclosure Form(Not Applicable)
Attachment J - Civil Rights Compliance
Attachment K - Child Support Statement
16 of 16 4/96
ATTACHMENT A
Services Provided by the City
City of Baytown, Texas
Harris County
CSJ: 0912-71-697
VA: Goose Creek Hike and Bike Trail—Phase IV
From West Texas Avenue to Garth Road in Baytown
I. Input and Guidance
A. Periodically during the Project, as reasonably requested by the Engineer,
the City is to provide input and guidance to the Engineer. The City will
also make all necessary optional choices on project elements developed as
part of final Project Design.
II. Existing Construction Plans and Surveys
A. As reasonably requested by the Engineer, the City will provide access to
existing plans, surveys, electronic design files, data, etc. related to the
Project.
III. Liaison with TxDOT
A. The City shall submit the Engineer's completed plans to the State for
review and approval.
1
ATTACHMENT B
Services Provided by the Engineer
Halff Associates, Inc.
Harris County
CSJ: 0912-71-697
VA: Goose Creek Hike and Bike Trail—Phase IV
From West Texas Avenue to Garth Road in Baytown
Project Development
A. Develop project planning and organization.
B. Provide supervision and coordination.
C. Provide planning and control to include quality management.
D. Provide general management and administrative functions.
II. Data Collection,Review &Evaluation
A. Assemble base data and reports.
1. Obtain necessary plans,reports, and data from TxDOT, City of Baytown,
and other applicable agencies.
2. Obtain such other information as may be applicable.
B. Conduct field reconnaissance.
C. Initiate investigations as required.
1. Arrange for field survey.
D. Review and evaluate all data provided by TxDOT and other agencies.
E. Review and evaluate results of field survey information.
F. Review applicable design criteria.
III. Surveying
A. Field Survey
1. Establish project baseline on the ground for limits of project and tie to TxDOT
control points. The project baseline must be coincidental with, or parallel to,
the stationed "Design Centerline". Locate existing baseline control points of
P.C.'s, P.I.'s, and P.T.'s of horizontal curves and at 1,000 feet maximum.
2. Perform supplemental topographic survey as required to update project
1
information.
3. Perform topographic survey and obtain cross sections of existing public
cross street intersections. Cross section at 50 feet and 100 feet from proposed right of
way line.
4. Obtain existing ground cross sections, every 100 feet.
5. Provide additional field surveying to include:
a. Existing crossroad and side road drainage structures.
b. Profiles of existing drainage facilities.
c. Above ground and below ground utilities (both public and private).
6. Field tie to the project baseline all existing utilities (underground and over
head) within the existing and proposed right of way for the limits of the
project. Tie of utilities to the project baseline will be performed by the
surveyor by station, offset, and elevation.
7. Provide office computations and drafting as needed in support of the above services.
8. Document all field work and submit field data to City, if required.
IV. Design Plans
A. Pedestrian and Bicycle Trail Plans
1. Plot existing topographic features.
2. Plot all existing utilities in plan and profile,including those which are in
conflict with the proposed construction.
3. Prepare plans to avoid utility adjustments where possible.
4. Determine the horizontal and vertical alignment of the bikeway.
5. Prepare schematic layout of the bikeway showing the existing and proposed
right of way lines and the existing and proposed centerline alignment of the
route along with typical sections.
6. Develop the design plan and profiles in accordance with TxDOT and
AASHTO Bicycle Facility Guidelines and with applicable Americans with
Disabilities Act Guidelines.
7. Develop the grading design to include:
a. Typical sections
b. Design cross sections
8. Incorporate the pavement design as developed by TxDOT, if required.
9. Develop plan details as necessary to supplement any standard sheets.
10. The engineer will investigate the impact that the proposed bikeway will have on
adjacent trees and recommend measures to protect any affected trees.
B. Drainage
1. Provide hydraulic design, documentation and computation.
a. Prepare hydraulic computations for culverts,bridge waterways and channel.
b. Prepare a cross drainage culvert hydrology sheet consisting of the proposed drainage
area map (with D.A. in acres), hydraulic calculations for cross drainage culverts.
2. Provide layout, structural design, and detailing of drainage features.
3. Prepare the Storm Water Pollution Prevention plans. The plans will indicate
the control devices required to reduce the pollutants in storm water discharges
associated with the construction site.
a. Incorporate drawings, details, and modify as necessary, and quantities into
2
the PS&E.
4. The engineer shall perform the Hydraulic Impact Analysis for the proposed bikeway
improvements.
a. If necessary, the engineer shall perform a mitigation analysis should the proposed
improvements adversely impact the 100-year flood levels along the watercourse.
b. If necessary, the engineer shall identify alternative solutions to alleviate any adverse
impacts to the flood levels with the project. Both channel modifications and
detention options should be considered for the project.
C. Special Utility Details
1. Determine the extent and nature of any conflicts between existing utilities
and the proposed improvements.
2. Evaluate any utility conflicts and determine the appropriate adjustments and
approximate cost.
3. Coordinate as necessary.
4. Prepare drawings for any utility agreements in accordance with TxDOT guidelines and
submit to City.
a. Reproducible drawings for major crossings, 11"x17", and title sheet for
each utility adjustment.
b. Drawing will include the following:
1. Existing and proposed right of way drawings.
2. Existing and proposed bikeways.
3. Existing and proposed storm sewers.
4. Underground utility in plan and profile.
5. Limits of existing conflicts.
6. Owner of utility.
7. Benchmark data.
c. Copies of correspondence with utility companies.
d. If contact was made by phone,provide name of company and representative's
name and telephone number.
e. Prepare detailed list of all conflicts with existing utilities after preliminary design
of storm sewer design and preparation of bridge layouts. List must include the
following:
1. Highway station number.
2. Name of utility company and type of facility.
3. Proposed highway facility—the conflict with: storm sewer, bikeway,
drainage ditch, drillshaft,etc.
D. Signing,Markings, &Signalization
1. Determine location and type of warning signs,regulatory signs, and guide
signs according to criteria furnished by TxDOT Manual on Uniform Traffic
Control Devices (MUTCD), and AASHTO Bikeway Guidelines, and prepare
signing plans and details.
2. Prepare plans and details for all required pavement markings and delineation.
3. Prepare plans and details of safety lighting and traffic signals at each
Signalized intersection.
a. Coordinate with Houston District.
4. Bikeway Illumination (if applicable)
a. Permanent field lighting is not required for this project.
3
5. Geotechnical
a. Perform soil borings per TxDOT guidelines. The define soil boring are as
follows: 2 -75 foot borings at the proposed pedestrian bridge and 2 - 25 foot
borings at the proposed culvert crossing.
b. Perform any geotechnical design analysis required for bridge or earth fill.
6. Environmental—Categorical Exclusion (CE)
a. Prepare a CE document addressing the proposed improvement.
b. The report will be prepared to provide environmental documentation according
to the TxDOT procedures obtained from the TxDOT Operations and
Procedures Manual.
E. Bridge Layouts and Structural Details
1. Prepare bridge layout for the proposed pedestrian bridge across a natural drainage
swale located approximately 300 feet north of Goose Creek.
2. The Engineer shall make final design calculations and final detail drawings in
accordance with standard requirements of the TxDOT. All bridge design shall be in
conformance with the Texas Department of Transportation Division of Bridges and
Structures Operation and Planning Manual, the current American Association of State
Highway and Transportation Officials, Standard Specification for Highway Bridges,
including applicable interim specifications, and the Division of Bridges and Structures,
Foundation Exploration and Design Manual.
3. Conduct a detailed hydrologic and hydraulic analysis
a. Preparation of drainage area map.
b. Estimation of physical and runoff parameters of drainage areas.
c. HEC-1 or HEC-HMS hydrologic modeling.
d. HEC-2 or HEC-RAS hydraulic modeling.
e. Bridge scours analysis for southern pedestrian bridge.
f. Preparation of hydraulic report
V. Construction Documents
A. Construction Drawings
1. Develop the project index of drawings.
2. Draft the final drawings.
B. General Notes, Specifications, & Standard Drawings
1. Develop required general notes and special provisions.
2. Prepare any additional special provisions and special specifications—in the TxDOT
format—that may be required. Prepare Special Provision "Description of Project and
Sequence of Work".
3. Prepare general notes, specifications and estimate on a 3.5-inch diskette in accordance
with the requirements under Section X—Document and Information Exchange.
4. TxDOT will approve the standard TxDOT drawings applicable to the project. The
engineer will modify the drawings (if required).
5. All drawings shall use the standard TxDOT signature block and title sheet.
6. All drawings for the project shall be submitted on Sheets that are 11 inches by 17
inches.
4
C. Quantities and Cost Estimates
1. Prepare list of construction bid items.
2. Where applicable, obtain quantity input data from TxDOT.
3. Compute estimated quantities for all bid items.
4. Develop basis of estimate.
5. Compute estimated cost of construction work bases on current unit prices and
estimated quantities.
6. Prepare Estimate of Quantity Sheets showing a separate breakdown of quantities for
any local participation that may be involved.
D. Estimate Construction Time Schedule
1. Prepare an estimate for the time required to construct the project in accordance
with TxDOT Administrative Circular No. 17-93.
E. Prepare PS &E package complete and suitable for bidding and award of a
construction contract.
VI. Reviews and Approvals
A. Review project performance on a periodic basis including both in-house requirements and
those established by TxDOT.
1. Submit monthly progress reports to City.
B. Obtain regulatory agency approvals as required.
C. The engineer will address all TxDOT review comments submitted at each stage of the
project.
VII. Construction Phase Services
A. Attend construction meetings
1. Participate in pre-construction kickoff meeting
2. Provide monthly Site Observation Reports to City.
B. Review project field changes and submit as-built drawings for the City
5
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown Proposed Hike and Bike Trail - Phase IV
Half Associates, Inc.
Classification Estimated Direct Overhead Profit Total Total
Hours Labor Rate(1.7) Rate(12.0%) Fee
Project Development
Principal 8 $46.15 $78.46 $14.95 $139.56 $1,116.46
Project Manager 30 $40.39 $68.66 $13.09 $122.14 $3,664.18
Design Engineer 16 $26.61 $45.24 $8.62 $80.47 $1,287.50
Admin.Assistant 4 $14.50 $24.65 $4.70 $43.85 $175.39
Subtotal 58 ;$6,243,53
Data Collection, Review
and Evaluation Principal 4 $46.15 $78.46 $14.95 $139.56 $558.23
Project Manager 40 $40.39 $68.66 $13.09 $122.14 $4,885.57
Design Engineer 120 $26.61 $45.24 $8.62 $80.47 $9,656.24
Survey Manager 8 $40.39 $68.66 $13.09 $122.14 $977.11
Admin.Assistant 8 $14.50 $24.65 $4.70 $43.85 $350.78
Subtotal 180 $16,427.94'
Surveying
Principal 8 $46.15 $78.46 $14.95 $139.56 $1,116.46
Project Manager 16 $40.39 $68.66 $13.09 $122.14 $1,954.23
Design Engineer 24 $26.61 $45.24 $8.62 $80.47 $1,931.25
Survey Manager 96 $40.39 $68.66 $13.09 $122.14 $11,725.38
Survey Crew(2 Man) 192 $30.36 $51.61 $9.84 $91.81 $17,627.26
CADD Technician 96 $17.55 $29.84 $5.69 $53.07 $5,094.84
Admin.Assistant 8 $14.50 $24.65 $4.70 $43.85 $350.78
Design Plans
Principal 10 $46.15 $78.46 $14.95 $139.56 $1,395.58
Project Manager 80 $40.39 $68.66 $13.09 $122.14 $9,771.15
Design Engineer 280 $26.61 $45.24 $8.62 $80.47 $22,531.22
Structural Engineer 60 $40.39 $68.66 $13.09 $122.14 $7,328.36
Survey Manager 8 $40.39 $68.66 $13.09 $122.14 $977.11
CADD Technician 640 $17.55 $29.84 $5.69 $53.07 $33,965.57
Admin.Assistant 20 $14.50 $24.65 $4.70 $43.85 $876.96
Construction Documents
Principal 8 $46.15 $78.46 $14.95 $139.56 $1,116.46
Project Manager 20 $40.39 $68.66 $13.09 $122.14 $2,442.79
Design Engineer 80 $26.61 $45.24 $8.62 $80.47 $6,437.49
CADD Technician 0 $17.55 $29.84 $5.69 $53.07 $0.00
Admin.Assistant 8 $14.50 $24.65 $4.70 $43.85 $350.78
Subtotal 116 $10,347.52
Reviews and Approvals
Principal 8 $46.15 $78.46 $14.95 $139.56 $1,116.46
Project Manager 24 $40.39 $68.66 $13.09 $122.14 $2,931.34
Design Engineer 80 $26.61 $45.24 $8.62 $80.47 $6,437.49
CADD Technician 16 $17.55 $29.84 $5.69 $53.07 $849.14
Admin.Assistant 24 $14.50 $24.65 $4.70 $43.85 $1,052.35
Construction Phase Services
Principal 4 $46.15 $78.46 $14.95 $139.56 $558.23
Project Manager 40 $40.39 $68.66 $13.09 $122.14 $4,885.57
Design Engineer 25 $26.61 $45.24 $8.62 $80.47 $2,011.72
CADD Technician 40 $17.55 $29.84 $5.69 $53.07 $2,122.85
Admin.Assistant 12 $14.50 $24.65 $4.70 $43.85 $526.18
Subtotal 121 $10,104.54„
12-.02 F.Sc.lu4 Attachment D:
Expenses
Travel $513.36 (24 trips @ 62 round-trip mi./trip @ 0.345/mi.) $513.36
Printing,copies $1,200.00 (Computer drawing plots, reproduction,faxes) $1,200.00
Deliveries, postage $675.00 (Lone Star shipping services, postal fees) $675.00
Subtotal $2,388.36
Basic Engineering Services Subtotal $174,544.83
Subconsultant: HVJ, Inc. (Environmental Services) $14,763.00
Subconsultant: HVJ, Inc. (Geotechnical Services) $15,134.00
Subconsultant: Civil Systems Engineering (H & H Services) $7,862.40
Total Hours I 2,165 Total Cost $212,304.23
12 0402...Ira.Dais
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown Proposed Hike and Bike Trail Along Goose Creek
Environmental Assessment-Categorical Exclusion
HVJ Associates,Inc.-Job No.02-121EH-0(Revised November 18,2002)
Project Development F >-' 4{
:;it::. :::y,,,tvs3o5o.•,,e:iift,.!Atrtifrmt.',-trtrit:szitrogtor:7: 1 , ::. - 41'
Principal 0.5 $50.00 $82.50 $15.90 $148.40 $74.20
Sen Proj Manager 1.0 $36.00 $59.40 $11.45 $106.85 $106.85
Senior Envir Sci 4.0 $30.00 $49.50 $9.54 $89.04 $356.16
Staff Envir Sci 8.0 $23.80 $39.27 $7.57 $70.64 $565.11
Clerk/Typist 2.0 $13.00 $21.45 $4.13 $38.58 $77.17
CAD Draftsperson 1.0 $20.50 $33.83 $6.52 $60.84 $60 84
a ,it "$1,240.3
Data Collection,Review
and Evaluation Principal 0.5 $50.00 $82.50 $15.90 $148.40 $74.20
Sen Proj Manager 4.0 $36.00 $59.40 $11.45 $106.85 $427.39
Senior Envir Sci 4.0 $30.00 $49.50 $9.54 $89.04 $356.16
Staff Envir Sci 26.0 $23.80 $39.27 $7.57 $70.64 $1,836.60
Clerk/Typist 2.0 $13.00 $21.45 $4.13 $38.58 $77.17
CAD Draftsperson 3.0 $20.50 $33.83 $6.52 $60.84 $182.53
Field Investigationi:it,
and Surveys Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Sen Proj Manager 3.0 $36.00 $59.40 $11.45 $106.85 $320.54
Senior Envir Sci 2.0 $30.00 $49.50 $9.54 $89.04 $178.08
Staff Envir Sci 26.0 $23.80 $39.27 $7.57 $70.64 $1,836.60
Clerk/Typist 0.0 $13.00 $21.45 $4.13 $38.58 $0.00
CAD Draftsperson 0.0 $20.50 $33.83 $6.52 $60.84 $0.00
Report Preparation(Draft)
Principal 2.0 $50.00 $82.50 $15.90 $148.40 $296.80
Sen Proj Manager 4.0 $36.00 $59.40 $11.45 $106.85 $427.39
Senior Envir Sci 16.0 $30.00 $49.50 $9.54 $89.04 $1,424.64
Staff Envir Sci 36.0 $23.80 $39.27 $7.57 $70.64 $2,542.98
Clerk/Typist 7.0 $13.00 $21.45 $4.13 $38.58 $270.09
CAD Draftsperson 11.0 $20.50 $33.83 $6.52 $60.84 $669.28
Report Preparation(Final)
Principal 1.0 $50.00 $82.50 $15.90 $148.40 $148.40
Sen Proj Manager 6.0 $36.00 $59.40 $11.45 $106.85 $641.09
Senior Envir Sci 4.0 $30.00 $49.50 $9.54 $89.04 $356.16
Staff Envir Sci 4.0 $23.80 $39.27 $7.57 $70.64 $282.55
Clerk/Typist 3.0 $13.00 $21.45 $4.13 $38.58 $115.75
CAD Draftsperson 1.0 $20.50 $33.83 $6.52 $60.84 $60.84
Attend Public Meetings
Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Sen Proj Manager 0.0 $36.00 $59.40 $11.45 $106.85 $0.00
Senior Envir Sci 0.0 $30.00 $49.50 $9.54 $89.04 $0.00
Staff Envir Sci 0.0 $23.80 $39.27 $7.57 $70.64 $0.00
Clerk/Typist 0.0 $13.00 $21.45 $4.13 $38.58 $0.00
CAD Draftsperson 0.0 $20.50 $33.83 $6.52 $60.84 $0.00
_
Expenses
Film
$42.91
Reproduction $180.00
Deliveries
Air Photos 100.00
$100.00
Environmental Records $350.00
Travel
$250.00
Subtotal $14,7631 I
Total Hours I 182.0 Total Cost $14,763
11-26021NJ EmWo,,,enld Roressb
ATTACHMENT D- FEE SCHEDULE
Geotechnical Investigation
Pedestrian Bridge Crossing for Goose Creek Hike and Bike Trail
City of Baytown
HVJ Job No.02-147GH-0(Revised November 26,2002)
Project Development Classification Estimated Direct Overhead Profit Total Total
Hours Labor 1.65 12% Fee
Principal 0.5 $50.00 $82.50 $15.90 $148.40 $74.20
Senior Engineer,P.E. 1.0 $48.90 $80.69 $15.55 $145.14 $145.14
Project Manager,P.E. 2.0 $26.80 $44.22 $8.52 $79.54 $159.08
Engineer Associate 0.0 $21.90 $36.14 $6.96 $65.00 $0.00
Clerk/Typist 0.0 $13.00 $21.45 $4.13 $38.58 $0.00
CAD Draftsperson 0.0 $20.50 $33.83 $6.52 $60.84 $0.00
Data Collection,Review
and Evaluation Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Senior Engineer,P.E. 1.0 $48.90 $80.69 $15.55 $145.14 $145.14
Project Manager,P.E. 2.0 $26.80 $44.22 $8.52 $79.54 $159.08
Engineer Associate 4.0 $21.90 $36.14 $6.96 $65.00 $260.00
Clerk/Typist 2.0 $13.00 $21.45 $4.13 $38.58 $77.17
CAD Draftsperson 2.0 $20.50 $33.83 $6.52 $60.84 $121.69
Field Investigation,
and Surveys Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Senior Engineer,P.E. 0.0 $48.90 $80.69 $15.55 $145.14 $0.00
Project Manager,P.E. 0.0 $26.80 $44.22 $8.52 $79.54 $0.00
Engineer Associate 4.0 $21.90 $36.14 $6.96 $65.00 $260.00
Sr.Field Technician 30.0 $13.90 $22.94 $4.42 $41.26 $1,237.66
Field Technician 16.0 $12.40 $20.46 $3.94 $36.80 $588.85
Clerk/Typist 0.0 $13.00 $21.45 $4.13 $38.58 $0.00
CAD Draftsperson 0.0 $20.50 $33.83 $6.52 $60.84 $0.00
Report Preparation(Draft)
Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Senior Engineer,P.E. 5.0 $48.90 $80.69 $15.55 $145.14 $725.68
Project Manager,P.E. 8.0 $26.80 $44.22 $8.52 $79.54 $636.34
Engineer Associate 24.0 $21.90 $36.14 $6.96 $65.00 $1,559.98
Clerk/Typist 6.0 $13.00 $21.45 $4.13 $38.58 $231.50
CAD Draftsperson 6.0 $20.50 $33.83 $6.52 $60.84 $365.06
Report Preparation(Final)
Principal 0.5 $50.00 $82.50 $15.90 $148.40 $74.20
Senior Engineer,P.E. 2.0 $48.90 $80.69 $15.55 $145.14 $290.27
Project Manager,P.E. 2.0 $26.80 $44.22 $8.52 $79.54 $159.08
Engineer Associate 6.0 $21.90 $36.14 $6.96 $65.00 $390.00
Clerk/Typist 2.0 $13.00 $21.45 $4.13 $38.58 $77.17
CAD Draftsperson 2.0 $20.50 $33.83 $6.52 $60.84 $121.69
Attend Public Meetings
Principal 0.0 $50.00 $82.50 $15.90 $148.40 $0.00
Senior Engineer,P.E. 0.0 $48.90 $80.69 $15.55 $145.14 $0.00
Project Manager,P.E. 0.0 $26.80 $44.22 $8.52 $79.54 $0.00
Engineer Associate 0.0 $21.90 $36.14 $6.96 $65.00 $0.00
Clerk/Typist 0.0 $13.00 $21.45 $4.13 $38.58 $0.00
CAD Draftsperson 0.0 $20.50 $33.83 $6.52 $60.84 $0.00
Expenses
Mobilization/Demobilization $350.00
ATV Surcharge $800.00
Site Clearance $2,000.00
Drilling and Sampling $2,800.00
Standard Laboratory Tests $1,000.00
Reproduction $175.00
Travel
$150.00
',Subtotal 0.0 tk. niti
t}
Subtotal $15,134
Total Hours I 128.0 Total Cost $15,134
I.2,02 HVJ Geoed„u
ATTACHMENT "D" - FEE SCHEDULE
City of Baytown -Goose Creek Hike and Bike Trail, Phase IV
Civil Systems Engineering Inc.
Project Development Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 0 $35.00 $59.50 $11.34 $105.84 $0.00
Design Engineer 0 $20.00 $34.00 $6.48 $60.48 $0.00
Admin.Assistant 0 $11.00 $18.70 $3.56 $33.26 $0.00
Drainage Area
Delineation Principal 4 $40.00 $68.00 $12.96 $120.96 $483.84
Project Manager 16 $35.00 $59.50 $11.34 $105.84 $1,693.44
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
Admin.Assistant 0 $11.00 $18.70 $3.56 $33.26 $0.00
Q i ',)i- 1 �r ' ., A ,- k ha .„ h ,.�x .::.� . .', a '„,' :
Paramters Estimation
Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 4 $35.00 $59.50 $11.34 $105.84 $423.36
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
CADD Technician 0 $11.00 $18.70 $3.56 $33.26 $0.00
Admin.Assistant 0 $5.00 $8.50 $1.62 $15.12 $0.00
Hydrologic Modeling
Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 16 $35.00 $59.50 $11.34 $105.84 $1,693.44
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
CADD Technician 0 $11.00 $18.70 $3.56 $33.26 $0.00
Admin.Assistant 0 $5.00 $8.50 $1.62 $15.12 $0.00
Hydraulic Modeling
Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 8 $35.00 $59.50 $11.34 $105.84 $846.72
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
Admin.Assistant 0 $11.00 $18.70 $3.56 $33.26 $0.00
Bridge Scour Analysis
Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 6 $35.00 $59.50 $11.34 $105.84 $635.04
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
Admin.Assistant 0 $11.00 $18.70 $3.56 $33.26 $0.00
Hydraulic Report
Principal 2 $40.00 $68.00 $12.96 $120.96 $241.92
Project Manager 6 $35.00 $59.50 $11.34 $105.84 $635.04
Design Engineer 0 $25.00 $42.50 $8.10 $75.60 $0.00
Admin.Assistant 0 $11.00 $18.70 $3.56 $33.26 $0.00
441m _V 7, T fit , : A '
Expenses
Mileage $0.00 $0.00
Printing,copies $0.00
$0.00
Deliveries, postage $0.00
$0.00
Misc.supplies $0.00
$0.00 II
Subtotal ,LL _ s ... _. $00
Basic Engineering Services Total $7,862.40
11.ZSM C01 SYSern Attachment 0 xis
12/05/02 11:48 FAX 214 739 0108 HALFF ASSOC INC -> HOUSTON 0 001
TxDOT Form 1560 (Rev 002002)Previous editions of this farm may not be used.
Page 1 of 2
Texas Department of Transportation (TxDOT)
CERTIFICATE OF INSURANCE
Prior to the beginning of work,the Contractor shall obtain the minimum insurance and endorsements s rs fled. Only the TxDOT cerificate of Insurance form Is
acceptable as proof of insurance for department contracts.Agents should complete the form proving all requested information then either fax or mail this form
directly to the address listed on the back of this form" Copies of endorsements listed below are not required as attachments to this certificate-
Insured: Hal tf Associates, Inc.
StreettMailing Address: 8616 Northwest Playa Drive
City/State/Zip: Dal.1a°, TX 75225
_Phone Number: Area Code(2l4 } 346-6200
WORKERS'COMPENSATION INSURANCE COVERAGE:
Endorsed with a Waiver of Subrogation in favor of TxDOT.
Carrier Name: CNA I Carrier Phone it 301-961-9800
Address: c/o Victor 0. Schinnerer Two Wisconsin eitiVaile,zip: Chevy" Chase, MD 21264
Type of insurance Polictr Number Effective Date Expiration Date Limits of Liability:
Workers'Compensation 202418118 7/12/02 7/12/03 Not Less Than: Statutory—Texas
COMPREHENSIVE GENERAL LIABILITY INSURANCE:
Endorsed with TxDOT as Additional Insured and with a Waiver of Subroq lion in favor of TxDOT_
Carrier Name: CNA c/o Victor O. Schirmer Carrier Phone 301-961-9800
Address: T WiSC OnS n Circle City,State,Zip: Chevy C t-lase, NL 21264
Type of Insurance: Policy Number: Effective Date: Expiration Date; Limits of Liability:
Comprehensive General Not Less Than;
Liability Insurance 2026695404 7/12/02 7/12/03
Bodily Injury $500,000 each occurrence
" Property Damage $100,000 each occurrence
OR $100,000 for aggregate
Commercial General OR
Liability Insurance $600,000 combined single limit
COMPREHENSIVE AUTOMOBILE LIABILITY INSURANCE:
Endorsed with TxDOT as Additional insured and with a Waiver of Subrogation in favor of TxlOT.
Garner Name: c/o Victor O, ez Carrier Phone# 3 1-961-98'00
Address; Two Wiscnri ni_Circle - City,State,zip: Chevy Chase, MD 21264
Type of Insurance: Policy Number: Effective Date: Expiration Date: Limits of Liability:
Comprehensive Automobile
Liability Insurance OR Texas 202547806 '1/12/02 7/12/03 Not Less Than:
Business Automobile Policy $250,000 each person
Bodily Injury $500,000 each occurrence
$100,000 each occurrence
Property Damage
UMBRELLA POLICY(if applicable):
Carrier Narrie: Q . c/o Victor O. Schirmer Carrier Phone#: 301-961-9800
Address: Two Wisconsin Circle City,State,Zip: CneVY Chaser ' 04
Type of Insurance: Policy Number: Effective Date: Expiration Date: Limits of Liability:
Umbrella Policy 2025471230 1/12/02 9/12/02 $5,000,000
1
Agency Name Address • City, State Zip Code
Bell Insurance Agency 16980 Dallas,P_, r..tj 1 jam._, .as, TX 75248
.. 214 j' r, �''
Area Code ( ) 581-4000 7/26/02
Authorized Agent's Phone Number Authorized Agent Original Signature Date
This Certificate of insurance neither affirmatively nor negatively amends,extends,or altars the coverage afforded by the above insurance policies issued
by the named insurance company, Cancellation of the insurance policies shall not be made until THIRTY DAYS AFTER the agent or the Insurance
company has sent written notice by certified mail to the contractor and the Texas Department of Transportation.
THiS IS TO CERTIFY to the Texas Department of Transportation acting on behalf of the State of Texas that the insurance policies named meet all the
requirements stipulated and such policies are in full force and effect_ If this form is sent by facsimile machine(fax), the sender adopts the document
received by TxDOT as a duplicate original and adopts the signature produced by the receiving fax machine as the sender's original signature,
The Texas Department of Transportation maintains the information collected through this form. With few exceptions,you are entitled on request to be
informed about the information that we collect about you. Under sections 552.021 and 552.023 of the Texas Government Code,you also are entitled to
receive and review the information. Under section 559.004 of the Government Code.you are also entitled to have us correct information about you that
is incorrect
ATTACHMENT I
Lobbying Certification
for Contracts, Grants, Loans, and Cooperative Agreements
The undersigned certifies to the best of his or her knowledge and belief, that:
(1) No federal appropriated funds have been paid or will be paid by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or employee of
any federal agency, a Member of Congress, an officer or employee of Congress, or an employee
of a Member of Congress in connection with the awarding of any federal contract, the making of
any federal grant, the making of any federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any federal contract,
grant, loan, or cooperative agreement.
(2) If any funds other than federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report
Lobbying," in accordance with its instructions.
(3) The undersigned shall require that the language of this certification be included in the
award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts
under grants, loans, and cooperative agreements) and that all subrecipients shall certify and
disclosure accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any
person who fails to file the required certification shall be subject to a civil penalty of not less than
$10,000 and not more than$100,000 for each such failure.
Signa ur
Jr L
Vice President
Title
Halff Associates, Inc
Agency
/0/Z002
Date
SDHPT
4-90 LOBCERT.ATT
ATTACHMENT J
CIVIL RIGHTS COMPLIANCE
During the performance of this contract, Half Associates. Inc., for itself, its assignees and successors in interest
(hereinafter referred to as the "Engineer"),agrees as follows:
(1) Compliance with Regulations: The Engineer shall comply with the Regulations relative to nondiscrimination
in Federally-assisted programs of the U.S. Department of Transportation,Title 49, Code of Federal Regulations,
Part 21, and Title 23,Code of Federal Regulations,Part 710.405(b), as they may be amended from time to time
(hereinafter referred to as the Regulations), which are herein incorporated by reference and made a part of this
contract.
(2) Nondiscrimination: The Engineer,with regard to the work performed by him during the contract,shall not
discriminate on the grounds of race,color,sex,or national origin in the selection and retention of subcontractors,
including procurements of materials and leases of equipment. The Engineer shall not participate either directly or
indirectly in the discrimination prohibited by Section 21.5 and Part 710.405(b) of the Regulations, including
employment practices when the contract covers a program set forth in Appendix B of the Regulations.
(3) Solicitations for Subcontracts.Including Procurements of Materials and Equipment: In all solicitations either
by competitive bidding or negotiation made by the Engineer for work to be performed under a subcontract,
including procurements of materials or leases of equipment, each potential subcontractor or supplier shall be
notified by the Engineer of the Engineer's obligations under this contract and the Regulations relative to
nondiscrimination on the grounds of race,color, sex,or national origin.
(4) Information and Reports: The Engineer shall provide all information and reports required by the Regulations,
or directives issued pursuant thereto, and shall permit access to his books, records, accounts, other sources of
information, and his facilities as may be determined by the Texas Department of Transportation or the Federal
Highway Administration to be pertinent to ascertain compliance with such Regulations or directives. Where any
information required of the Engineer is in the exclusive possession of another who fails or refuses to furnish this
information, the Engineer shall so certify to the Texas Department of Transportation or the Federal Highway
Administration,as appropriate,and shall set forth what efforts he has made to obtain the information.
(5) Sanctions for Noncompliance: In the event of the Engineer's noncompliance with the nondiscrimination
provisions of this contract,the Texas Department of Transportation shall impose such contract sanctions as it or the
Federal Highway Administration may determine to be appropriate,including,but not limited to:
(a) withholding of payments to the Engineer under the contract until the Engineer complies and/or
(b) cancellation,termination, or suspension of the contract,in whole or in part.
(6) Incorporation of Provisions: The Engineer shall include the provisions of paragraphs(1)through(6)in every
subcontract, including procurements of materials and leases of equipment, unless exempt by the Regulations or
directives issued pursuant thereto. The Engineer shall take such action with respect to any subcontract or
procurement as the Texas Department of Transportation or the Federal Highway Administration may direct as a
means of enforcing such provisions including sanctions for noncompliance provided,however,that in the event an
engineer becomes involved in,or is threatened with,litigation with a subcontractor or supplier as a result of such
direction,the Engineer may request the Texas Department of Transportation to enter into such litigation to protect
the interests of the State;and,in addition,the Engineer may request the United States to enter into such litigation to
protect the interests of the United States.
4/96
CIVRIGHT.ATT.DOC
ATTACHMENT K
CHILD SUPPORT STATEMENT
FOR NEGOTIATED CONTRACTS AND GRANTS
Under Section 231.006, Family Code, the vendor or applicant certifies that
the individual or business entity named in this contract, bid, or application is
eligible to receive the specified grant, loan, or payment and acknowledges
that this contract may be terminated and payment may be withheld if this
certification is inaccurate.
List below the name and social security number of the individual or sole proprietor and
each partner, shareholder, or owner with an ownership interest of at least 25% of the
business entity submitting the bid or application.
None
Section 231.006, FamilyCode, specifies
p ies that a child support obligor who is more than 30
days delinquent in paying child support and a business entity in which the obligor is a sole
proprietor, partner, shareholder, or owner with an ownership interest of at least 25 percent
is not eligible to receive payments from state funds under a contract to provide property,
materials, or services; or receive a state-funded grant or loan.
A child support obligor or business entity ineligible to receive payments described above
remains ineligible until all arrearage have been paid or the obligor is in compliance with a
written repayment agreement or court order as to any existing delinquency.
Except as provided by Section 231.302(d), Family Code, a social security number is
confidential and may be disclosed only for the purposes of responding to a request for
information from an agency operating under the provisions of Parts A and D of Title IV of
the federal Social Security Act (42 USC Section 601-617 and 651-669).
GSD, 10-95
CHSUP_95.ATT
CCO-16 Form CCO-16 Debarment
DEBARMENT CERTIFICATION (5/2001)
j°Department ARCHITECTURAL, ENGINEERING AND SURVEYING Page 1 of 1
'T`a"=°°""`°" ("PROVIDER") CONTRACTS
(1) The PROVIDER certifies to the best of its knowledge and belief, that it and its principals:
(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily
excluded from covered transactions by any federal department or agency:
(b) Have not within a three-year period preceding this proposal been convicted of or had a civil judgment
rendered against them for commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public*transaction or contract under a public transaction; violation
of federal or state antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification
or destruction of records, making false statements, or receiving stolen property;
(c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity*with
commission of any of the offenses enumerated in paragraph (1)(b) of this certification; and
(d) Have not within a three-year period preceding this application/proposal had one or more public
transactions*terminated for cause or default.
(e) Have not been disciplined or issued a formal reprimand by any State agency for professional
accreditation within the past three years.
(2) Where the PROVIDER is unable to certify to any of the statements in this certification, such PROVIDER
shall attach an explanation to this certification.
*federal, state or local
Halff Associates, Inc.
Name of Firm elgntur of rtifying fficial
Vice President
Title
(Z Sizvuz
Date
Form CGO-17 Lower Tier
CCO-17
•::-:M:. LOWER TIER PARTICIPANT DEBARMENT CERTIFICATION Pagel off1
(A}ICHiTECTt IRAL,ENGINEERING AND SURVEYING CONTRACTS)
This rcr-Gi-,ciion is to be used by providers pursuant to 49CFR29 when any of the following occur:
• :any trarr:4.), i,on between the provider and a subprovider(other than a procurement contract for goods and
service:;), regardless of type, under a primary covered transaction.
• • Any procurement contract for goods or services when the estimated cost is$25,000 or more
o Any procurement Contract for goods or services between a provider and a subprovider, regardless of the amount,
under which the subprovider wiii have a critical influence on or substantive control over that covered transaction.
Such subproviders include principal investigators and providers of federally required audit services.
A"procurement transaction'is the process of acquiring goods and services.
A"nonprocurcinent transaction"is the granting of financial assistance to entities to assist in meeting objectives that
cadet rriutuAlly bee.ficial to the provider and subprovider.
A copy of ti ii;co-Lineation is to be furnished to authorized representatives of the State
Or the V$. Department of Transportation upon request.
Ell Ziotnik ,being duly sworn or under penalty of
--C.;;;a 5uGpc o iid�r i�Cprc,ontat;vo
pe iury u;,deyr tilt;lnotis of the Wilted States,certifies that neither HVJ Associates, Inc.
Nano of Firm
nor l€:.piincip is are presently
• cie:?arred,ct:sf,citdcd, proposed for debarment
• titi:Ciarett ihcligibte
• voiuitzriiy excluded from)participation in this transaction by any federal department or agency
Whet a tt.e,fthove identified subprovider is unable to certify to any of the above statements in this
cedific.ittion,such prospective subprovider shall indicate below to whom the exception applies,the
i► ;t4,tin j,^-galley,and dates cif action,
Exception will riot ucce:;sv city result in denial of award but will be considered in determining contractor
reoponsi.rifity.Providing false information may result In criminal prosecution or administrative sanctions.
Signature of Ce fyi eubprovider Representative
Vice President
Title
December 5,2002
1] to of 6-edification ""�'
CCO-17 Form CCO-17 Lower Tier
LOWER TIER PARTICIPANT DEBARMENT CERTIFICATION (5erTie
Page 1 of 1
/2001)
T°X°' (ARCHITECTURAL, ENGINEERING AND SURVEYING CONTRACTS)Department
of Transportation
This certification is to be used by providers pursuant to 49CFR29 when any of the following occur:
• any transaction between the provider and a subprovider(other than a procurement contract for goods and
services), regardless of type, under a primary covered transaction.
• Any procurement contract for goods or services when the estimated cost is $25,000 or more
• Any procurement contract for goods or services between a provider and a subprovider, regardless of the amount,
under which the subprovider will have a critical influence on or substantive control over that covered transaction.
Such subproviders include principal investigators and providers of federally required audit services.
A"procurement transaction" is the process of acquiring goods and services.
A "nonprocurement transaction" is the granting of financial assistance to entities to assist in meeting objectives that
are mutually beneficial to the provider and subprovider.
A copy of this certification is to be furnished to authorized representatives of the State
Or the U.S. Department of Transportation upon request.
Deren Li , being duly sworn or under penalty of
Name of Subprovider Representative
perjury under the laws of the United States, certifies that neither Civil Systems Engineering
Name of Firm
nor its principals are presently
• debarred, suspended, proposed for debarment
• declared ineligible
• voluntarily excluded from participation in this transaction by any federal department or agency
Where the above-identified subprovider is unable to certify to any of the above statements in this certification,such prospective
subprovider shall indicate below to whom the exception applies,the initiating agency, and dates of action.
Exceptions will not necessarily result in denial of award but will be considered in determining contractor responsibility.
Providing false information may result in criminal prosecution or administrative sanctions.
Exceptions:
Signature of Certifying Subprovider Representative
P.
Title
/ Z u S--Ah L
Date of Ce ification