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Ordinance No. 11,043 ORDINANCE NO. 11,043 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS, AUTHORIZING AND DIRECTING THE CITY MANAGER TO EXECUTE AND THE CITY CLERK TO ATTEST TO A PROFESSIONAL SERVICES AGREEMENT WITH JONES & CARTER, INC., FOR THE STEINMAN LIFT STATION PROJECT: AUTHORIZING PAYMENT BY THE CITY OF BAYTOWN IN AN AMOUNT NOT TO EXCEED FORTY-NINE THOUSAND AND NO/100 DOLLARS ($49,000.00); MAKING OTHER PROVISIONS RELATED THERETO; AND PROVIDING FOR THE EFFECTIVE DATE THEREOF. BE IT ORDAINED BY T1 E- CITY COUNCIL OF THE CITY OF BAYTOWN,TEXAS: Section 1: That the City Council of the City of Baytown, Texas, hereby authorizes and directs the City Manager to execute and the City Clerk to attest to a Professional Services Agreement with Jones & Carter, Inc., for the Steinman Lift Station Project. A copy of the agreement is attached hereto, marked Exhibit "A," and made a part hereof for all intents and purposes. Section 2: That the City Council of the City of Baytown authorizes payment to Jones & Carter, Inc.. in an amount not to exceed ONE HUNDRED FORTY-NINE THOUSAND AND NO/100 DOLLARS ($49,000.00) for engineering services in accordance with the agreement authorized in Section I hereinabove. Section 3: That the City Manager is hereby granted general authority to approve a decrease or an increase in costs by TWENTY-FIVE THOUSAND AND NO/100 DOLLARS ($25.000.00) or less, provided that the amount authorized in Section 2 hereof may not be increased by more than twenty-five percent(25%). Section 4: This ordinance shall take effect imXve and after its passage by the City Council of the City of Baytown. INTRODUCED, READ and PASSED by the affirm City Council of the City of Baytown this the 8`h day of January. 2009. ANY TA S PHE ONCARLOS, Mayor d v JNELt-rCitybeX �f Qd AS TO FORM: ACIO RAMIREZ. SR.. Ci ttorney VcobsM\LegaWaren\Files\City Council''Ardinances'�1009`Januan,Wonas&CanerSteinmanLiRStarion.doc ZgHM A STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES THIS AGREEMEri'r effective as ofthe_day of January, 2009("Effective Date'). Between City of Baytown ("OWNER") and Cobb, Fendley 8c Associates, Inc- ("ENGINEER'`) ENGINEER shall perform professional services necessary for the Sanitary Sewer and Drainage Improvements Project—Pinchurst Subdivision ("Project"). OWNER and ENGINEER in consideration oftheir mutual covenants as set forth herein agree as follows: Standard Form of Agreement 13erween E?witer and Engineer for Profcssionat Services Page I of I t TABLE OF CONTENTS Page ARTICLE1 -SERVICES OF ENGINEER........................................................................................................................3 1.01 Scope.................................................................................................................................................................3 ARTICLE2-OWNER'S RESPONSU31LITIES................................................................................................................3 2.01 General..............................................................................................................................................................3 ARTICLE 3-TIMES FOR RENDERING SERVICES......................................................................................................3 3.01 General..............................................................................................................................................................3 3.02 Suspension.........................................................................................................................................................3 ARTICLE4-PAYMENTS TO ENGINEER......................................................................................................................3 4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER............................................3 4.02 Other Provisions Concerning Payments...........................................................................................................3 ARTICLE5-OPINIONS OF COST...................................................................................................................................4 5.01 Opinions of Probable Construction Cost.........................................................................................................4 5.02 Designing to Construction Cost Limit.............................................................................................................4 5.03 Opinions of Total Project Costs.......................................................................................................................4 ARTICLE 6-GENERAL CONSIDERATIONS................................................................................................................4 6.01 Standards of Performance.................................................................................................................................4 6.02 Authorized Project Representatives..................................................................................................................5 6.03 Design without Construction Phase Services...................................................................................................5 6.04 Use of Documents.............................................................................................................................................5 6.05 Insurance............................................................................................................................................................6 6.06 Termination.......................................................................................................................................................6 6.07 Controlling Law................................................................................................................................................6 6.08 Successors,Assigns,and Beneficiaries............................................................................................................6 6.09 Dispute Resolution............................................................................................................................................7 6.10 Hazardous Environmental Condition...............................................................................................................7 6.11 Allocation of Risks............................................................................................................................................7 6.12 Notices...............................................................................................................................................................7 6.13 Survival..............................................................................................................................................................7 6.14 Severability........................................................................................................................................................7 6.15 Waiver...............................................................................................................................................................7 6.16 Headings............................................................................................................................................................8 ARTICLE7- DEFINITIONS.............................................................................................................................................8 7.01 Defined Terms..................................................................................................................................................8 ARTICLE 8-EXHIBITS AND SPECIAL PROVISIONS.................................................................................................9 8.01 Exhibits Included...............................................................................................................................................9 8.02 Total Agreement.............................................................................................................................................. 10 Standard Form of Agreement Between Owner and Engineer for Professional Services Page 2 of 11 ARTICLE I -SERVICES OF ENGINEER causes or contributes to the delay or suspension,ENGINEER shall have no right to seek additional compensation. 1.01 Scope ARTICLE 4-PAYMENTS TO ENGINEER A. ENGINEER shall provide the Basic and Additional Services set forth herein and in Exhibit A. 4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER B. Upon this Agreement becoming effective, ENGINEER is authorized to begin Basic Services as set forth A. For Basic Services. OWNER shall pay ENGINEER in Exhibit A. for Basic Services performed or famished under Exhibit A, Part 1,as set forth in Exhibit C. C.(Deleted). B. For Additional Services. OWNER shall pay ARTICLE 2-OWNER'S RESPONSIBILITIES ENGINEER for Additional Services performxd or furnished under Exhibit A,Part 2,as set forth in Exhibit C. 2.01 General C.(Modified) For Reimbursable Expenses. In addition to payments provided for in paragraphs 4.01.A and A. OWNER shall have the responsibilities set forth 4.013, OWNER shall pay ENGINEER for Reimbursable herein and in Exhibit B. Expenses incurred by ENGINEER and ENGINEER's Consultants as set forth in Exhibit C. ARTICLE 3-TIMES FOR RENDERING SERVICES 4.02 Other Provisions Concerning Payments A. Preparation of Invoices. Invoices will be prepared 3.01 General in accordance with ENGINEER's standard invoicing practices and will be submitted to OWNER periodically via A. (Modified) ENGINEER's services and mail or email by ENGINEER, unless otherwise agreed. compensation under this Agreement have been agreed to for ENGINEER shall supply detailed back-up information along the preparation of a preliminary master plan report for the with each invoice in order for the OWNER to effectively Project. ENGINEER's obligation to render services evaluate the fees and charges. The amount billed in each hereunder will be for whatever period necessary for the final invoice will be calculated as set forth in Exhibit C. completion of said services. B.(Modified) Payment of Invoices. Invoices are due B. (Deleted). and payable within 30 days after the receipt of the invoice and the necessary backup information. If OWNER fails to make C. (Modified)For purposes of this Agreement the term any payment due ENGINEER for services and expenses "day"means a calendar day of 24 hours. within 30 days after receipt of ENGINEER's invoice and the required backup documentation therefor, the amounts due 3.02 Suspension ENGINEER will accrue interest at the rate set forth in Section 2251.025 of the Texas Government Code (or the A.(Deleted) maximum rate of interest permitted by law, if less) after the 30th day. ENGINEER may after giving seven days' written B. (Modified) If ENGINEER's services are delayed or notice to OWNER suspend services under this Agreement suspended in whole or in part by OWNER,ENGINEER may until ENGINEER has been paid in full all amounts due for be entitled to equitable adjustment of rates and amounts of services, expenses,and other related charges. However, it is compensation provided for elsewhere in this Agreement to expressly understood and agreed that ENGINEER will not reflect, reasonable costs incurred by ENGINEER in charge any interest or penalty as set forth herein on any connection with, among other things, such delay or portion of an invoice that is disputed and/or withheld in suspension and reactivation and the fact that the time for accordance with paragraph 4.02 and that ENGINEER will not performance under this Agreement has been revised, unless suspend services under the agreement on account of a such delay or suspension is caused in whole or in part by the disputed invoice or on account of monies withheld. All ENGINEER, its officers,agents, or employees. If Engineer Standard Form of Agreement Between Owner and Engineer for Professional Services Page 3 of I 1 payments will be credited first to principal and then to Construction Cost prepared by ENGINEER. If OWNER interest wishes greater assurance as to probable Construction Cost, OWNER shall employ an independent cost estimator as C. Disputed Invoices. In the event of a disputed or provided in Exhibit B. contested invoice, only that portion so contested may be withheld from payment, and the undisputed portion will be 5.02 Designing to Construction Cost Limit paid. A. (Deleted) D. Paymen[s Upon Termination. 5.03 Opinions of Total Project Costs I. In the event of any termination under section 6.06, ENGINEER will be entitled to invoice OWNER A. (Deleted) and will be paid in accordance with Exhibit C for all services performed or furnished and all Reimbursable ARTICLE 6-GENERAL CONSIDERATIONS Expenses incurred through the effective date of termination; provided all instruments of service have been tendered to the OWNER 6.01 Standards of Performance 2.(Deleted) A. (Modified)The standard of care for all professional engineering and related services performed or fiunished by E.(Modified) Recordr of ENGINEER's Cosu. ENGINEER under this Agreement will be the care and skill Records of ENGINEER's costs pertinent to ENGINEER's ordinarily used by members of ENGINEER's profession compensation under this Agreement shall be kept in practicing under similar circumstances at the same time and in accordance with generally accepted accounting practices. the same locality. Copies of such records will be made available to OWNER upon request at no cost to OWNER. B. (Modified) ENGINEER shall be responsible for the technical accuracy of its services and documents resulting F. Legislative Action. In the event of legislative therefrom, and OWNER shall not be responsible for actions after the Effective Date of the Agreement by any level discovering deficiencies therein. ENGINEER shall correct of government that impose taxes, fees, or costs on such deficiencies without additional compensation except to ENGINEER's services or other costs in connection with this the extent such action is directly attributable to deficiencies in Project or compensation therefor, such new taxes, fees, or OWNER-i'umished information upon which ENGINEER is costs shall be invoiced to and paid by OWNER as a authorized to rely as provided in Section 6.0I.E. Reimbursable Expense to which a Factor of 1.0 shall be applied Should such taxes, fees, or costs be imposed, they C. ENGINEER shall perform or furnish professional shall be in addition to ENGINEER's estimated total engineering and related services in all phases of the Project to compensation. which this Agreement applies. ENGINEER shall serve as OWNER's prime professional for the Project ENGINEER ARTICLE 5-OPINIONS OF COST may employ such ENGINEER's Consultants as ENGINEER deems necessary to assist in the performance or Punishing of the services. ENGINEER shall not be required to employ any 5.01 Opinions of Probable Construction Cost ENGINEER's Consultant unacceptable to ENGINEER. A. ENGINEER's opinions of probable Construction D. ENGINEER and OWNER shall comply with Cost provided for herein are to be made on the basis of applicable Laws or Regulations and OWNER-mandated ENGINEER's experience and qualifications and represent standards. This Agreement is based on these requirements as ENGINEER's best judgment as an experienced and qualified of its Effective Date. Changes to these requirements after the professional generally familiar with the industry. However, Effective Date of this Agreement may be the basis for since ENGINEER has no control over the cost of labor, modifications to OWNER's responsibilities or to materials,equipment,or services furnished by others,or over ENGINEER's scope of services, times of performance, or the Contractor's methods of determining prices, or over compensation, competitive bidding or market conditions, ENGINEER cannot and does not guarantee that proposals,bids,or actual E.(Modified) OWNER shall be responsible for,and Construction Cost will not vary from opinions of probable ENGINEER may rely upon, the accuracy and completeness Standard Form of Agreement Between Owner and Engineer for Professional Services Page 4 of I I of all requirements,programs, instructions,reports,data,and ENGINEER shall be required to tender to OWNER all other information furnished by OWNER to ENGINEER Instruments of Service; provided OWNER has paid all pursuant to this Agreement, unless expressly stated or monies, excluding any disputed amount, due and owing to communicated otherwise by OWNER- ENGINEER may use ENGINEER in accordance with this Agreement. With such such requirements, reports, data, and information in ownership interest, it is expressly understood by the parties performing or furnishing services under this Agreement, hereto that the OWNER may use the Instruments of Service for any purposes which the OWNER sees fit, including,but F. OWNER shall make decisions and carry out its other not limited to, subsequent construction, reconstruction, responsibilities in a timely manner and shall bear all costs alteration,and/or repairs of the Project As a condition to the incident thereto so as not to delay the services of OWNER's use of the Instruments of Service, the OWNER ENGINEER. hereby expressly agrees to remove the ENGINEER's name and all references to the ENGINEER,and its consultants fi orn G. (Deleted). the Documents. The OWNER hereby releases any and all claims which the OWNER could make arising out of or in H.(Modified) ENGINEER shall not be required to sign connection with any reuse of the documents by the OWNER. any documents, no matter by whom requested, that would This release of claims for the matters covered in this result in ENGINEER's having to certify, guarantee or Paragraph 6.04.A shall be for the benefit of the ENGINEER, warrant the existence of conditions whose existence its officers, and employees and sub-consultants, as well as ENGINEER cannot ascertain;provided,that ENGINEER has their successors and assigns. exercised due diligence and was not otherwise required to certify,guarantee or warrant the existence of such conditions. B. (Modified) Copies of OWNER-furnished data that may be rclied upon by ENGINEER are limited to the printed I. (Deleted). copies that are delivered to ENGINEER pursuant to Exhibit B unless otherwise expressly stated or communicated by J.(Deleted) OWNER. Files in electronic media format of text, data, graphics,or of other types that are fiumished by OWNER to K.(Deleted). ENGINEER are only for convenience of ENGINEER. Any conclusion or information obtained or derived from such L.(Deleted). electronic files will be at the user's sole risk. 6.02 Authorized Project Representatives C. Copies of Documents that may be relied upon by OWNER are limited to the printed copies(also known as hard A. Contemporaneous with the execution of this copies)that are signed or scaled by the ENGINEER Files in Agreement, ENGINEER and OWNER shall designate electronic media format of text, data, graphics, or of other specific individuals to act as ENGINEER's and OWNER's types that arc furnished by ENGINEER to OWNER are only representatives with respect to the services to be performed or for convenience of OWNER. Any conclusion or information Punished by ENGINEER and responsibilities of OWNER obtained or derived from such electronic files will be at the under this Agreement. Such individuals shall have authority user's sole risk. to transmit instructions, receive information, and render decisions relative to the Project on behalf of each respective D. Because data stored in electronic media format can Party. deteriorate or be modified inadvertently or otherwise without authorization of the data's creator, the party receiving 6.03 Design without Construction Phase Services electronic files agrees that it will perform acceptance tests or procedures within 60 days, after which the receiving party (Deleted). shall be deemed to have accepted the data thus transferred The party delivering the electronic files will correct any errors 6.04 Use of Documents detected within the 60-day acceptance period ENGINEER shall not be responsible to maintain documents stored in A. (Modified) Upon execution of this Agreement,the electronic media format after acceptance by OWNER. ENGINEER grants to the OWNER an ownership interest in the Instruments of Service. The ENGINEER shall obtain E. When transferring documents in electronic media similar interests from the OWNER and the ENGINEER's format,ENGINEER makes no representations as to long-term consultants consistent with this Agrccmcnt. Within seven compatibility,usability,or readability of documents resulting days of any termination or expiration of this Agreement,the from the use of software application packages, operating Standard Form of Agreement Between Owner and Engineer for Professional Services Page 5 of 1 I systems, or computer hardware differing from those used by b. By ENGINEER upon seven days written ENGINEER at the beginning of this Project notice if ENGINEER is being requested by OWNER to furnish or perform services contrary to F. (Modified) Any use of the Documents on any ENGINEER's responsibility as a licensed extension of the Project or on any other project shall be at professional. OWNER's sole risk and OWNER hereby releases ENGINEER from any liability associated solely with the c. Notwithstanding the foregoing, this reuse of the Documents. Agreement will not terminate as a result of such substantial failure if the party receiving such notice G. If there is a discrepancy between the electronic files begins, within seven days of receipt of such notice, and the hard copies,the hard copies govern. to correct its failure to perform and proceeds diligently to cure such failure within no more than H. Any verification or adaptation of the Documents for 30 days of receipt thereof,provided,however,that if extensions of the Project or for any other project will entitle and to the extent such substantial failure cannot be ENGINEER to further compensation at rates to be agreed reasonably cured within such 30 day period, and if upon by OWNER and ENGINEER. such party has diligently attempted to cure the same and thereafter continues diligently to cure the same 6.05 Insurance then the cure period provided for herein shall extend up to,but in no case more than 60 days after the date A. ENGINEER shall procure and maintain insurance as of receipt of the notice. set forth in Exhibit G,"Insurance." 2. For convenience by OWNER effective upon the B. Not used. receipt of notice by ENGINEER C. Not used. B. Not used. D. Not used. 6.07 Controlling Law E. Not used. A. This Agreement is to be governed by the law of the state in which the Project is located. F. At any time, OWNER may request that ENGINEER, at OWNER's sole expense, provide additional 6.08 Successors,Assigns,and Beneficiaries insurance coverage, increased limits, or revised deductibles that are more protective than those specified in Exhibit G. If A. OWNER and ENGINEER each is hereby bound and so requested by OWNER, with the concurrence of the partners, successors, executors, administrators and legal ENGINEER, and if commercially available, ENGINEER representatives of OWNER and ENGINEER (and to the shall obtain and shall require ENGINEER's Consultants to extent permitted by paragraph 6.08,B the assigns of OWNER obtain such additional insurance coverage,different limits,or and ENGINEER) are hereby bound to the other party to this revised deductibles for such periods of time as requested by Agreement and to the partners, successors, executors, OWNER,and Exhibit G will be supplemented to incorporate administrators and legal representatives(and said assigns)of these requirements. such other party, in respect of all covenants,agreements and obligations of this Agreement. 6.06 Termination B. Neither OWNER nor ENGINEER may assign, A.(Modified) The obligations hereunder may be sublet,or transfer any rights under or interest(including,but terminated: without limitation, moneys that are due or may become due) in this Agreement without the written consent of the other, 1. For cause, except to the extent that any assignment, subletting, or transfer is mandated or restricted by law. Unless specifically a. (Modified) By either party upon 30 days' stated to the contrary in any written consent to an assignment, written notice in the event of failure by the other no assignment will release or discharge the assignor from any party to perform in accordance with the terms hereof duty or responsibility under this Agreement. through no fault of the terminating party;or Standard Form of Agreement Between Owner and Engineer for Professional Services Page 6 of 1 I C. Unless expressly provided otherwise in this 1990(CERCLA),which are or may be encountered at or near Agreement: the Site in connection with ENGINEER's activities under this Agreement. 1. Nothing in this Agreement shall be construed to create, impose, or give rise to any duty owed by F. If ENGINEER's services under this Agreement OWNER or ENGINEER to any Contractor,Contractor's cannot be performed because of a Hazardous Environmental subcontractor, supplier, other individual or entity, or to Condition, the existence of the condition shall justify any surety for or employee of any of them. ENGINEER's terminating this Agreement for cause on 30 days notice. 2. All duties and responsibilities undertaken pursuant to this Agreement will be for the sole and 6.11 Allocation of Risks exclusive benefit of OWNER and ENGINEER and not for the benefit of any other party. The OWNER agrees A. (Modified) Indemnification. Sce Exhibit K. that the substance of the provisions of this paragraph 6.08.0 shall appear in the Contract Documents. 6.12 Notices 6.09 Not Used. A. (Modified) Any notice required under this 6.10 Hazardous Environmental Condition Agreement will be in writing, addressed to the appropriate party at its address on the signature page and given A. OWNER represents to Engineer that to the best of its personally,or by registered or certified mail postage prepaid, knowledge a Hazardous Environmental Condition does not or by a commercial courier service. Additionally, notices exist may be given via facsimile or by electronic mail if such notice is also given personally,or by registered or certified mail or B.(Modified) OWNER has disclosed to the best of by a commercial courier service. All notices shall be effective its knowledge and belief to ENGINEER the existence of all upon the date of receipt. Asbestos, PCBs, Petroleum, Hazardous Waste, or Radioactive Material located at or near the Site, including 6.13 Survival type,quantity and location A. (Modified) All express representations, C.(Modified) If a Hazardous Environmental indemnifications, and limitations of liability included in this Condition is encountered or alleged,ENGINEER shall have Agreement will survive its completion or termination for any the obligation to notify OWNER on or before the next reason. business day of the same. 6.14 Severability D. It is acknowledged by both parties that ENGINEER's scope of services does not include any services A. Any provision or part of the Agreement held to be related to a Hazardous Environmental Condition. In the event void or unenforceable under any Laws or Regulations shall be ENGINEER or any other parry encounters a Hazardous deemed stricken,and all remaining provisions shall continue Environmental Condition,ENGINEER may,at its option and to be valid and binding upon OWNER and ENGINEER,who without liability for consequential or any other damages, agree that the Agreement shall be reformed to replace such suspend performance of services on the portion of the Project stricken provision or part thereof with a valid and enforceable affected thereby until OWNER: (i) retains appropriate provision that comes as close as possible to expressing the specialist consultant(s) or contractor(s) to identify and, as intention of the stricken provision. appropriate, abate, remediate, or remove the Hazardous Environmental Condition;and(ii)warrants that the Site is in 6.15 Waiver full compliance with applicable Laws and Regulations. A. Non-enforcement of any provision by either parry E. OWNER acknowledges that ENGINEER is shall not constitute a waiver of that provision, nor shall it performing professional services for OWNER and that affect the enforceabifiry of that provision or of the remainder ENGINEER is not and shall not be required to become an of this Agreement. "arranger," `operator," "generator," or "transporter" of hazardous substances, as defined in the Comprehensive Environmental Response,Compensation,and Liability Act of Standard Form of Agreement Between Owner and Engineer for Professional Services Page 7 of 1 I 6.16 Headings 13. Deleted A. The headings used in this Agreement are for general reference only and do not have special significance. 14. Deleted ARTICLE 7- DEFINITIONS 15. Deleted 16. Deleted 7.01 Dented Terms 17. Deleted A. Wherever used in this Agreement (including the Exhibits hereto)and printed with initial or all capital letters, 18. Deleted the terms listed below have the meanings indicated,which are applicable to both the singular and plural thereof: 19. Documents—Data, Reports, Drawings, Specifications,Record Drawings,and other deliverables, 1. Deleted whether in printed or electronic media format, provided or furnished in appropriate phases by ENGINEER to 2. Additional Services—The services to be OWNER pursuant to this Agreement. performed for or furnished to OWNER by ENGINEER in accordance with Exhibit A,Part 2 of this Agreement. 20. Drawings--That part of the Contract Documents prepared or approved by ENGINEER which graphically 3. Agreement—This"Standard Forth of Agreement shows the scope,extent,and character of the Work to be between OWNER and ENGINEER for Professional performed by Contractor. Shop Drawings are not Services," including those Exhibits listed in Article 8 Drawings as so defined hereof. 21. Deleted 4. Application for Payment—The form acceptable to ENGINEER which is to be used by Contractor in 22. Effective Date of the Agreement—The date requesting progress or final payments for the completion indicated in this Agreement on which it becomes of its Work and which is to be accompanied by such effective, but if no such date is indicated, it means the supporting documentation as is required by the Contract date on which the Agreement is signed and delivered by Documents. the last of the two parties to sign and deliver. 5. Asbestos—Any material that contains more than 23. ENGINE•ER's Consultants—Individuals or one percent asbestos and is friable or is releasing asbestos entities having a contract with ENGINEER to furnish fibers into the air above current action levels established services with respect to this Project as ENGINEER's by the United States Occupational Safety and Health independent professional associates, consultants, Administration. subcontractors, or vendors. The term ENGINEER includes ENGINEER's Consultants. 6. Basic Services—The services to be performed for or furnished to OWNER by ENGINEER in 24. Deleted accordance with Exhibit A,Part I,of this Agreement 25. Deleted 7. Deleted 26. Deleted 8. Deleted 27. Hazardous Environmental Condition—The 9. Deleted presence at the Site of Asbestos, PCBs, Petroleum, Hazardous Waste, or Radioactive Materials in such 10. Deleted quantities or circumstances that may present a substantial danger to persons or property exposed thereto in 11. Deleted connection with the Work. 12. Deleted 28. Hazardous Waste—The term Hazardous Waste shall have the meaning provided in Section 1004 of the Standard Form of Agreement Between Owner and Engineer for Professional Services Page 8 of 11 Solid Waste Disposal Act (42 USC Section 6903) as 42. Deleted amended from time to time. 43. Work—The entire completed construction or the 29. Laws and Regulations, Laws or Regulations-- various separately identifiable parts thereof required to be Any and all applicable laws, rules, regulations, provided under the Contract Documents with respect to ordinances, codes, standards, and orders of any and all this Project.. Work includes and is the result of governmental bodies, agencies, authorities, and courts performing or fumishing labor, services, and having jurisdiction. documentation necessary to produce such construction and famishing,installing,and incorporating all materials 30. PCB's—Polychlorinated biphenyls. and all equipment into such construction,all as required by the Contract Documents. 31. Petroleum—Petroleum, including crude oil or any fraction thereof which is liquid at standard conditions 44. Deleted of temperature and pressure(60 degrees Fahrenheit and 14.7 pounds per square inch absolute), such as oil, 45. Written Amendment—A written amendment of petroleum, fuel oil, oil sludge, oil refuse, gasoline, the Contract Documents signed by OWNER and kerosene,and oil mixed with other non-Hazardous Waste Contractor on or after the Effective Date of the and crude oils. Construction Agreement and normally dealing with the non-engineering or non-technical rather than strictly 32. Radioactive Materials--Source, special nuclear, construction-related aspects of the Contract Documents. or byproduct material as defined by the Atomic Energy Act of 1954(42 USC Section 2011 et seq.)as amended from time to time. ARTICLE 8 - EXHIBITS AND SPECIAL PROVISIONS 33. Deleted 34, Reimbursable Expenses—"Ilse expenses incurred 8.01 Exhibits Included directly by ENGINEER in connection with the performing or furnishing of Basic and Additional A. Exhibit A, "ENGINEER's Services," consisting of Services for the Project for which OWNER shall pay five (5)pages. ENGINEER as indicated in Exhibit C. B. Exhibit B,"OWNER's Responsibilities,"consisting 35, Deleted of two(2)pages. 36. Samples—Physical examples of materials, C. Exhibit C, "Payments to Engineer for Services and equipment, or workmanship that are representative of Reimbursable Expenses,"consisting of two(2)pages. some portion of the Work and which establish the standards by which such portion of the Work will be D. Exhibit D, "Duties,Responsibilities and Limitations judged. of Authority of Resident Project Representative,"is not used. 37. Deleted E. Exhibit E,"Notice of Acceptability of Work,"is not used 38. Site—Lands or areas indicated in the Contract Documents as being furnished by OWNER upon which F. Exhibit F,"Construction Cost Limit," is not used the Work is to be performed, rights-of-way and easements for access thereto, and such other lands G. Exhibit G,"Insurance,"consisting of two(2) pages. famished by OWNER which are designated for use of Contractor. H. Exhibit H,"Dispute Resolution,"is not used. 39. Deleted I. Exhibit I,"Allocation of Risks,"is not used. 40. Deleted J. Exhibit J,"Special Provisions"is not used. 41. Deleted Standard Form of Agreement Between Owner and Engineer for Professional Services Page 9 of 11 K. (Added) Exhibit K, "Indemnification"consisting of two(2) pages. 8.O2 Total Agreement A. This Agreement (consisting of pages I to 11 inclusive, together with the Exhibits identified above) constitutes the entire agreement between OWNER and ENGINEER and supersedes all prior written or oral understandings. This Agreement may only be amended, supplemented, modified, or canceled by a duly executed written instrument. This Agreement along with the exhibits shall be read and construed as the same Agreement. Standard Form of Agreement Between Owner and Engineer for Professional Services Page 10 of I I IN WITNESS WHEREOF,the parties hereto have executed this Agreement,the Effective Date of which is indicated on page 1. OWNER:CITYOF BAYTOWN ENGINEER: COBB,FENDLEY&ASSOCIATES, Signature: Signature: Printed Name: Garrison C.Brumback Printed Name: 2A t.tC Ca'AJ 4 e$ Title: City Manager Title: t 1 felgr e'a41QMUJ7' Date Signed Date Signed: —12 • 23 yR Address for giving notices: Address for giving notices: P.O.Box 424 13430 Northwest Freeway,Suite 1100 Baytown,Texas 77522 Houston,TX 77040-6153 Designated Representative(paragraph 6.02.A): Designated Representative(paragraph 6.02A): Name:Richard E.Carter,P.E. Name:Dale Conger,P.E. Title:Director of Engineering Title: Vice President Phone Number. (281)420-7154 Phone Number:(713)462-3242 Facsimile Number. (281)420-6586 Facsimile Number:(713)462-3262 E-Mail Address•. dickcarter@baytown.org E-Mail Address:dconger@lcobfen.com Standard Form of Agreement Between Owner and Engineer for Professional Services Page 11 of 11 This is EXMBIT A, consisting of 5 pages, referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER ENGINEER's Services Article 1 of the Agreement is amended and supplemented to include the following agreement of the parties. ENGINEER shall provide Basic and Additional Services as set forth below. PART l —BASIC SERVICES(Modified) A 1.005 Initial Study Phase I. Consult with OWNER to define and clarify OWNER's requirements for the initial study concerning the Project and available data. 2. Advise OWNER as to the necessity of OWNER's providing data or services of the types described in Exhibit B,which are not part of ENGINEER's Basic Services, and assist OWNER in obtaining such data and services. 3. (Modified) Attend meetings with OWNER to receive input into OWNER'S requirements for the initial study concerning Project and to discuss design criteria and acquire pertinent information regarding the Project. 4. (Modified)Perform or provide the following additional Initial Study Phase tasks or deliverables: a. Review and develop the issue of the neighborhood's existing sanitary sewers within the back- lot easements to determine whether residents would rather contend with the major disruption of clearing their backyards for sewer construction or face the expense of running new service leads from the rear of the houses to a new sewer in the street. b. Field Reconnaissance ➢ Perform a field reconnaissance to gather information on the extent of disruption to backyard improvements; ➢ Conduct field visits to observe and take photos of vegetation and structures that exist along all existing sewer routes; ➢ where residents allow entry, inspect and take photos of the vegetation and structures that exist along all any proposed sewer route;and ➢ Display the information gathered during this field reconnaissance using publicly available aerial photos. c. Sewer Layout ➢ Using available lidar elevation data, prepare a preliminary sewer layout and design for both back-lot easement and street right-of-way replacement sewer designs to verify available grade and required pipe size; ➢ Estimate construction cost for each version, accounting for items such as street bores, tree bores,street repairs,and fence replacement; ➢ Estimate typical sewer service rerouting cost; Page I of 5 Pages (Exhibit A--ENGINEER's Services) d. Prepare exhibit material for public meeting,including,but not limited to: D Proposed sewer systems-Back-lot and strectside. D Exhibit of typical service reroute. D Exhibit of typical construction zone along a block of back yards; e. Attend and conduct neighborhood public mecting(s)to discuss the options and considerations for back-lot and suvctsidc sewer service routing; f. Distribute an opinion survey form at the neighborhood public meetings to gather opinions; g. Distribute door hangers for opinion survey form to gather remaining opinions; h. Analyze the data received from the citizens; i. Analyze easement and right-of-way requirements regarding the options considered;and j. Report results to the City in a letter report accompanied by layouts, cost estimates, opinion survey results,and recommendations. 5. (Modified) Prepare a letter report (the"Letter Report")which will,as appropriate,contain schematic layouts, opinion survey results, and ENGINEER's recommendations. This Letter Report will be accompanied by ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the Project with each component separately itemized,including the following,which will be separately itemized: opinion of probable Construction Cost,allowances for contingencies and for the estimated total costs of design,professional,and related services provided by ENGINEER and, on the basis of information furnished by OWNER, allowances for other items and services included within the definition of Total Project Costs. 8. Furnish six (6) review copies of the Draft Letter Report to OWNER within one hundred thirty-five (135)calendar days of authorization to begin services and review it with OWNER. 9. Revise the Draft PER in response to OWNER's and other patties' comments, as appropriate, and furnish six(6)final copies of the revised Letter Report to the OWNER within ten (10)calendar days after completion of reviewing it with OWNER B. (Modified) ENGINEER's services under the Initial Study Phase will be considered complete on the date when the final copies of the revised Letter Report have been delivered to and accepted by OWNER A 1.01 Preliminary Drainage Design Please A. ENGINEER for the drainage portion of the Project only shall: 1. Consult with OWNER to define and clarify OWNER's requirements for the Project and available data. 2. Advise OWNER as to the necessity of OWNER's providing data or services of the types described in Exhibit B, which are not part of ENGINEER's Basic Services, and assist OWNER in obtaining such data and services. 3. (Modified) Identify, consult with, and analyze requirements of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER,including,but not limited to,mitigating measures identified in the environmental assessment(if any). 4. Identify and evaluate potential solutions available to OWNER;and,after consultations with OWNER, recommend to OWNER those solutions which in ENGINEER's judgment meet OWNER's requirements for the Project. Page 2 of 5 Pages (Exhibit A--ENGINEER's Services) 5. (Modified) Attend meetings with OWNER to receive input into OWNER'S requirements for the Project and evaluation of potential solutions available to OWNER and to discuss and finalize design criteria and acquire pertinent information regarding the Project. 6. (Modified) Perform or provide the following additional Preliminary Drainage Design Phase tasks or deliverables: a. Drainage Topographic Study ➢ Survey roadway and driveway limits within rights-of-way; ➢ Survey existing outfalls to Cedar Bayou; ➢ Survey all culvert flow lines and sizes throughout the project area; ➢ Survey 100' cross sections including roadway elevations, ditch high banks and ditch flow lines; ➢ Tic survey to City of Baytown benchmark system;and D Basic survey does not include private and public utilities beyond the drainage system; b. Drainage Study ➢ Perform existing conditions analysis to include the following: i. Identify existing drainage areas; ii. Perform hydrologic calculations to determine flows to each drainage area; iii. Determine 100-year sbeet flow conditions; iv. Review existing outfall designs and incorporate into calculations; v. Determine existing overland storage for each drainage area;and vi. Identify source(s)of existing drainage problems;and D Perform proposed conditions analysis to include the following: ' i. Develop a proposed system of drainage improvements; H. Model proposed drainage system(design for 2-year event); iii. Analyze the proposed drainage system for the 2-and 100-year events;and iv. Identify areas which will need improvement for sufficient capacity and make adjustments. 7. (Modified)Prepare a preliminary drainage feasibility study report(the"Report")which will contain(i) a text portion of the study, (ii) exhibits, tables and graphs, (iii) preliminary plans of the proposed improvements,and(iv)as appropriate,schematic layouts,sketches,schedule of events,and conceptual design criteria, considerations involved, and those alternate solutions available to OWNER which ENGINEER recommends. This Report will be accompanied by ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the Project with each component separately itemized, including the following,which will be separately itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated total costs of design, professional, and related services provided by ENGINEER and,on the basis of information furnished by OWNER, allowances for other items and services included within the definition of Total Project Costs. 8. Fumish ten (10) review copies of the Draft Report to OWNER within one hundred thirty-five (135) calendar days of authorization to begin services and review it with OWNER. 9. Revise the Draft Report in response to OWNER's and other parties' comments, as appropriate, and furnish ten(10) final copies of the revised Report to the OWNER within ten(10) calendar days after completion of reviewing it with OWNER B. (Modified) ENGINEER's services under the Preliminary Drainage Design Phase will be considered complete on the date when the final copies of the revised Report has been delivered to and accepted by OWNER. Page 3 of 5 Pages (Exhibit A--ENGINEER's Services) A 1.02 Final Design Phase(Deleted in its entirety) A 1.03 Bidding or Negotiating Phase(Deleted in Its entirety) A 1.04 Construction Phase(Deleted in its entirety) A1.05 Past-Construction Phase(Deleted in its entirety) PART 2—ADDITIONAL SERVICES A2.01 Additional Services Requiring OWNER's Authorization in Advance A. If authorized in writing in advance by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the types listed below. These services will be paid for by OWNER as indicated in Article 4 of the Agreement;provided they are not already included as part of the Basic Services and they have been approved in writing by the OWNER prior to their performance, 1. (Modified) Preparation of applications and supporting documents (in addition to those famished under Basic Services) for private or governmental grants, loans or advances in connection with the Project; preparation or review of environmental assessments and impact statements;review and evaluation of the effects on the design requirements for the Project of any such statements and documents prepared by others; assistance in obtaining approvals of authorities having jurisdiction over the anticipated environmental impact of the Project; and assistance in obtaining on behalf of the OWNER permits not otherwise included with the scope of Basic Services from all governmental authorities having jurisdiction to approve all phases of the PROJECT designed or specified by ENGINEER- 2. Services to make measured drawings of or to investigate existing conditions or facilities,or to verify the accuracy of drawings or other information furnished by OWNER. 3. (Modified)Services resulting from significant changes in the scope,extent,or character of the portions of the Project designed or specified by ENGINEER or its design requirements including,but not limited to, changes in size, OWNER's schedule, or character of construction; and revising previously accepted studies,reports, Drawings, Specifications,or Contract Documents when such revisions are required by changes in Laws and Regulations enacted subsequent to the Effective Date of this Agreement. 4. (Modified) Services resulting from OWNER's request to evaluate additional Phase alternative solutions beyond those identified in paragraph A 1.0 LAA. 5. Services required as a result of OWNER's providing incomplete or incorrect Project information with respect to Exhibit B; provided, such information was to be relied upon by ENGINEER pursuant to Section 6.0 LE of the Agreement. 6. Providing renderings or models for OWNER's use. 7. Undertaking investigations and studies including,but not limited to,assistance in obtaining financing for the Project; evaluating processes available for licensing, and assisting OWNER in obtaining process licensing;detailed quantity surveys of materials,equipment,and labor,and audits or inventories required in connection with construction performed by OWNER 8. Furnishing services of ENGINEER's Consultants for other than Basic Services. 9. Services attributable to more prime construction contracts than specified in paragraph A 1.03.C. 10. Services during out-of-town travel required of ENGINEER other than for visits to the Site or OWNER's office. Page 4 of 5 Pages (Exhibit A--ENGINEER's Services) (swumS s.,IgaNjDNH--V 31g14E3) sailed SJo S a9ad (palaiaa)sast,uaslouoljJPPVPannbay Zo'ZV -sm.m luooufpe pus`auS otp limfojd aril of se sotpnls lwmltto w letuatwonAuo )trgnalaj jayto pus 'sttrauranrts toedwt pug suottdpsohtq `snpno 'stuatussasse le�traunronnug (pow '81 's1ulod aouara3ar tuenalw 9utt{stlgg3sa 8trtpnlotn 'nep w sAanms lgtoods jatpo pue 'Agm 3o-14gu `tuawam `Awdoid (pa3lPoW) 'L1 ,suopdwsap&i*dojd 191 pus'.sivana ltvjunu mA-OOl Pus-Z loj sVomiau 29mimip uotttpuoo pa�e9gnu A18W (p) pug tSwawanojdwt posodwd tp!m palgloosse s4osdtul omutwgo m 31g8Lm3!algtssod ojagm sanngt mle dolanaa (o) :s,'IdSM uoutpuoo 9unstxa of a;srggeo 01 alglssod ajat{m 29erow aptnard of sagaltp Ajt W (q) :moll uourpuoo 9tnistxa rn molpno wolsts pasodojd alwgllg3 01 suanlna pug sagotlp aplspeur A3!PoW (a) slsAleuV uonrpuoO uopvgntW (0) '.stuawanojtltttl pasodojd 4tlm pmumoss8 mudun Apuopt of(svoutpuoa noA-OoI pus-Z)suonlpuoo posodard pus 9u!ls!xo traaA minsa,arardwoO (e) stsAlsuV uoncpuoO posodoM (£) !suotttpuoa 9 lm ups Ism of aleigrleo of slapotu 1snfpV (Z) 'stuatjranoniun pow"tmm patetoosss s Mww!l wap!m suonlpuoo 9unsnca mp 3o aaueuuojnd ogn&TAq otp atenlma of stsAlaus =A-001 atll UuO3wd (a) `-tumsfts uogtpuoa gutts!xo otp jo aouuuuq;jad otlnvVAq otp menlena of stsAlous n oA-Z uuop2d (q) wMsAs gosa jo3 3lrom3au a9aucejpzUo-uru uotltpuoa 9utlstxa lapoptl (e) sls6pttrV uoptpuoD stnlstxg (I) (GDdJH w AlunOD sragwegO`SaNM0,(q PwmbwP),(praS uong9glW 'e :9utm llo;otp Butpnlout `ua V slgr u! mj papinojd astmragto tou 103NIDM3 Aq pags!unl jo paturojmd saoutm jaipo 'Sl -tuaw=BV agt jo D*10'9 gdgamd japun 2I3NMO Aq paimbar suotieogP= jo saowu anssl of gggNIDRU olgeua of pannbaj sanuas aetsuma ajow gulpinOM 'ql ,(auras mp of fww s lou st 21g3NI'JNS 3t mfoid atlt of parslaj sswcud uonnlosw outdstp mtpo w uogagtgm 'uone9pq Atm ut daNMO jo3 ssatq!m jo urallnmw a sg 9umms jo anus of SuLmdaM (poglpoW) '£1 -suoueln9a-1 pug smel waimo ip!m aougtldwoo to uoutpuoo lsluowuonnug snoPnnH Atm 9utn10sat ut aauels!m 9utpinojd 'ZI vassaaojd mamas Bons jo ilnsm g w s uatunma 9ulpptg jatgo jo 'suougayloadS `autmwa 'suodaj 'satpms astnaj of pannbw saotnjos Stngsttun3 to8utww.;wd pug `•dEINMO Aq papmboj matnw 14l1!gwruwuoa pue `9utjaatrt9u2 amen 'momw=d loofoad '9utrwt=isoo yuawa9eusar uonottnsuoo'ot po3wq lou inq Igutpnloul 'sassaoojd malnaj iuopwdapul pamtatuts rn 9utpuodsar pus ut 9tniedtagjed 'yttm 9ugsutpjooa 'w3 9utredard •l l This is EXHIBIT B, consisting of 2 pages, referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER OWNER's Responsibilities Article 2 of the Agreement is amended and supplemented to include the following agreement of the parties. B2.01 In addition to other responsibilities of OWNER as set forth in this Agreement,OWNER shall: A. Provide ENGINEER with all criteria and full information as to OWNER's requirements for the Project, including design objectives and constraints, space, capacity and performance requirements, flexibility, and expandability, and any budgetary limitations; and furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications; and furnish copies of OWNER's standard forms,conditions,and related documents for ENGINEER to include in the Bidding Documents,when applicable. B. Fumish to ENGINEER any other available information pertinent to the Project including reports and data relative to previous designs,or investigation at or adjacent to the Site. C. (Modified) Following ENGINEER's assessment of initially-available Project information and data and upon ENGINEER's written request,fumish or otherwise make available such additional available Project related information and data as is reasonably required to enable ENGINEER to complete its Basic and Additional Services,if any. I. (Deleted). 2. (Deleted). 3. (Deleted). 4. (Deleted). S. (Deleted). 6. (Deleted). D. (Deleted). E. (Modified)Authorize ENGINEER to provide Additional Services as set forth in Part 2 of Exhibit A of the Agreement as the OWNER determines is necessary. F. (Modified)Arrange for access to and make all provisions for ENGINEER to enter upon public and private property as required for ENGINEER to perform services under the Agreement. G. Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals, and other documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor, and other advisors or consultants as OWNER deems appropriate with respect to such examination)and render in writing timely decisions pertaining thereto. H. (Deleted). Page 1 of 2 Pages (Exhibit B—OWNER's Responsibilities) 1. (Deleted). J. Advise ENGINEER of the identity and scope of services of any independent consultants employed by OWNER to perform or furnish services in regard to the Project,including,but not limited to,cost estimating,project peer review,value engineering,and constructability review. K. Deleted L. Deleted M. Deleted N. Deleted Page 2 of 2 Pages (Exhibit B—OWNER's Responsibilities) This is EXHIBIT C,consisting of 2 pages,referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER Payments to ENGINEER for Services and Reimbursable Expenses Article 4 of the Agreement is amended and 4. Deleted. supplemented to include the following agreement of the parties: S. The portion of the amount billed for ENGINEER's services will be based upon total ARTICLE 4-PAYMENTS TO THE ENGINEER services actually completed during the billing period. C4.01 For Basic Services Having A Determined Scope - Cast not to Exceed Method of Payment C4.02 For Basic Services Having An Undetermined Scope- Direct Labor Costs rimes a Factor A. OWNER shall pay ENGINEER for Basic MethodofPayment Services set forth in Exhibit A as follows: A. (Deleted). 1. (Modified) A cost not to exceed amount of 5141.500.00. based upon the rate C4.03 For Additional Services schedule, which is attached as Appendix I of Exhibit C and incorporated herein for all intents A. OWNER shall pay ENGINEER for and purposes. This amount does not include Additional Services as follows: those Engineer's Consultant's charges as provided below in this Article 4, Subparagraph 1. General. For services of ENGINEER's C4.05. The cost not to exceed will be distributed employees engaged directly on the Project at the completion of each of the phases in an pursuant to paragraph A2.01 or A2.02 of Exhibit amount not exceeding the following for each A of the Agreement, except for services as a task: consultant or witness under paragraph A2.01.A.13, an amount based upon the actual a. Initial Study Phase............................S 100,000 hours worked and the rate schedule, which is b. Preliminary Drainage Design Phase attached as Appendix 1 of Exhibit C and Drainage Topographic Survey.............20,000 incorporated herein for all intents and purposes, Drainage Study.....................................21,500 plus Reimbursable Expenses and ENGINEER's Consultant's charges, if any. No Additional 2. (Modified) ENGINEER may with the Services shall be preformed without the prior consent of OWNER alter the distribution of written consent of the Owner. compensation between individual tasks noted herein to be consistent with services actually 2. (Deleted). rendered, but shall not exceed the total cost not to exceed amount unless approved in writing by C4.04 For Reimbursable Expenses the OWNER A. (Modified) When not included in 3. The cost not to exceed includes compensation for Basic Services under paragraph compensation for ENGINEER's services. C4.01, OWNER shall pay ENGINEER for Appropriate amounts have been incorporated in Reimbursable Expenses as the rate set forth in the cost not to exceed to account for labor, Appendix 2 of this Exhibit C. Before the OWNER overhead,and profit. shall be liable for any reimbursable expenses, the ENGINEER must obtain prior written approval of the Page I of 2 Pages (Exhibit C-Basic Services With Determined Scope--Cost not to exceed Method) OWNER of any expense that exceeds $1,000 for which the ENGINEER seeks reimbursement. Reimbursable Expenses shall not exceed $3,500.00 for the Project,whether incurred by the ENGINEER or ENGINEER's consultant(s). B. (Modified) Reimbursable Expenses include the following categories: mileage,parking,tolls,long distance, reproduction of Drawings, Specifications, Bidding Documents,and similar Project-related items in addition to those required under Exhibit A,and,if authorized in advance by OWNER. C. The amounts payable to ENGINEER for Reimbursable Expenses will be the Project-related internal expenses actually incurred or allocated by ENGINEER based upon the rate schedule for reimbursable expenses, plus all invoiced external Reimbursable Expenses allocable to the Project, the latter multiplied by a Factor of 1.1. D. (Deleted). E. (Deleted) C4.05(Deleted). C4.06 Direct Labor Costs A. (Deleted). B. (Deleted). 4.07 Factors A. (Deleted). B. (Deleted). C4.08 Other Provisions Concerning Payment A. Progress Payments. The portion of the amounts billed for services which are identified in paragraphs C4.01, C4.03, and C4.05 will be based on the rate schedule for the cumulative hours charged to the Project during the billing period by all of B. ENGINEER's employees and consultant(s), plus Reimbursable Expenses. APPENDIX 1 OF EXHIBIT C RATESCHEDULE Page 2 of 2 Pages (Exhibit C-All Other Services/Charges--Cost not to Exceed Method of Payment) Employee Classification Billlne Rate Principal..........................................................................................................................$225.00/HR ProjectManager..............................................................................................................$150.00/HR ProjectEngineer III.........................................................................................................5145.00/m ProjectEngineer II..........................................................................................................5125.00/HR ProjectEngineer i............................................................................................................5 95.00/EIR SeniorEngineer...............................................................................................................$190.00/HR SeniorHydrologist..........................................................................................................$175.00/HR Senior Technician............................................................................................................5115.00/HR TechnicianIII...................................................................................................................5 95.001HR TechnicianII....................................................................................................................$85.00/HR TechnicianI..................................................................................................................... S 75.00/17IR LicensedState Land Surveyor.........................................................................................$200.00/HR Registered Professional Land Surveyor..........................................................................SI 12.00/HR 4-Man Survey Crew........................................................................................................5148.00/HR 3-Man Survey Crew........................................................................................................$132.001HR 2-Man Survey Crew........................................................................................................$115.00/HR ConstructionManager.....................................................................................................S 120.00/HR FieldConstruction Observer............................................................................................S 80.00/HR UtilitySpecialist..............................................................................................................5105.00/HR Telecommunications Designer.........................................................................................5 78.00/HR Telecommunications Fieldman........................................................................................5 66.00/HR GISManager...................................................................................................................$125.00/HR GISAnalyst............................................................................................... ....$90.00/HR ................... Post Processing GPS Data................................................................................................5 92.00/IIR Right-of-Way Agent........................................................................................................5100.00/HR Clerical......................................................................................................................... ..S 60.00/1-IR GPS ...................................................................................................................$32.00/HR/Rccciver SUBSURFACE UTILITY ENGINEERING Level C&D(Without Level B) ......................................................................................$0.37/Foot Level B-Designation(Without Level C&D) ................................................................S 1.35/Foot Level A-Location(Non-Destructive Excavation): Vertical Depth: OFt.--5 Ft............................................................................$1,075/Hole 5 Ft.--8 Ft...........................................................................$1,390/Holc 8 Ft. 13 Ft.........................................................................$1,680/liole 13 Ft.—20 Ft.......................................................................$2,420/Hole >20 Ft. ................................................................................$3,450/Hole Ground Penetrating Radar.....................................................................................To Be Negotiated SUETechnician(With Equipment) ......................................................................................$90/HR Locating(With Equipment&Two(2)Technicians) ..........................................................$315/HR TrafficControl Officer ...........................................................................................................@ Cost Traffic Control(Lane Closures,etc.) ....................................................................To Be Negotiated Permits(Local,State,etc.) ......................................................................................................@Cost Designation&Traffic Control Vehicles ..........................................................................53.30/Mile Location Vehicles.............................................................................................................$6.50/Mile Page I of I Pages (Appendix 1 of Exhibit C—Hourly Rates) APPENDIX 2 OF EXHIBIT C REIMBURSEMENT OF COSTS RE1MBl1R.SABLE EXPFNSU TechnologyFee(")..........................................................................................................$3.75/HR Consultant or Specialty Contractor(Outside Firm)..................................................@ Cost+ 10% Courier,Special Equipment Rental..........................................................................@ Cost+ 10% Reasonable Out of Town Travel Expenses(Air,Hotel, Rental,etc.)..................................@ Cost Mileage(Standard Car or Truck).....................................................................IRS Approved Rate Per Diem for Out of Town Travel(Per Day/Person)..........................................................$35/Day TitlePlant Charges.................................................................................................@ Cost+ 10% Other Misc.Expenses Related to the Project..........................................................@ Cost+ 10% In-House Reproduction......................................................................................................@Cost Such costs will not exceed the following: ➢ Copies(Up to I I"x IT)..........................................................................$0.15/Each ➢ Color Prints(Up to 1 I"x 1 TJ..................................................................$1.50/Each ➢ Color Prints(Larger than I I"x 1 TJ.......................................................$3.00/Sq.Ft. ➢ Bluelines(All Sizes)...................................................................................$1.00/Each ➢ Bond Prints(All Sizes)................................................................................$2.00/Each ➢ Mylar Prints...............................................................................................$12.00/Each ➢ Vellum Prints...............................................................................................$9.00/Each (•)TeclmolM chuga added to each billable mum-hour. Pagel of 1 Pages (Appendix 2 of Exhibit C—Consultant's Hourly Rates) This is EXHIBIT G,consisting of 2 pages,referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER Insurance Paragraph 6.05 of the Agreement is amended and supplemented to include the following agreement of the parties. G6.05 Insurance Throughout the term of this Agreement,the ENGINEER at its own expense shall purchase, maintain and keep in force and effect insurance against claims for injuries to or death of persons or damages to property which may arise out of or result from the ENGINEER's operations and/or performance of the work under this Agreement,whether such operations and/or performance be by the ENGINEER, its agents, representatives, volunteers, employees or subcontractors or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of them may be liable. The ENGINEER's insurance coverage shall be primary insurance with respect to the OWNER,its officers,agents and employees. Any insurance or self-insurance maintained by the OWNER, its officials, agents and employees shall be considered in excess of the ENGINEER's insurance and shall not contribute to it. Further,the ENGINEER shall include all subcontractors as additional insureds under its commercial general liability policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein. The following is a list of standard insurance policies along with their respective minimum coverage amounts required in this contract: Commercial General Liability(CGL) General Aggregate: $1,000,000 Products&Completed Operations: S 1,000,000 Personal&Advertising Injury: S1,000,000 Per Occurrence: S500,000 a. Coverage shall be at least as broad as ISO CG 00 01 10 93 b. No coverage shall be excluded from standard policy without notification of individual exclusions being attached for review and acceptance. Business Automobile Policy(BAP) Combined Single Limits: $1,000,000 a. Coverage for"Any Auto." Workers'Compensation Insurance Statutory Limits Employer's Liability S500,000 Waiver of Subrogation required Errors&Omissions(E&O) Limit: $500,000 a. For all engineers,and/or design companies. b. Claims-made form is acceptable. Page 1 of 2 Pages (Exhibit G-Insurance) c. Coverage will be in force for one(I)year after project is completed. Upon execution of this contract, ENGINEER shall file with the OWNER valid Certificates of Insurance and endorsements acceptable to the OWNER. Such Certificates shall contain a provision that coverage afforded under the policies will not be canceled, suspended, voided, or reduced until at least thirty(30)days'prior written notice has been given to the OWNER via certified mail,return receipt requested. The ENGINEER shall also file with the OWNER valid Certificates of Insurance covering all subcontractors. The following are general requirements applicable to all policies: a. AM Best Rating of B+:VII or better. b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted. c. Liability policies will be on occurrence form. E&O can be on claims-made form. d. The City of Baytown, its officers, agents and employees are to be added as Additional Insured to the commercial general liability and business automobile policies. e. Upon request of and without cost to the City of Baytown, certified copies of all insurance policies and/or certificates of insurance shall be furnished to the City of Baytown's representative. Certificates of insurance showing evidence of insurance coverage shall be provided to the City of Baytown's representative prior to execution of this agreement. f. Upon request of and without cost to the City of Baytown,loss runs(claims listing)of any and/or all insurance coverage shall be famished to the City of Baytown's representative. Page 2 of 2 Pages (Exhibit G•Insurance) This is EXHIBIT K, consisting of 2 pages, referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER AGREES TO AND SHALL INDEMNIFY AND HOLD HARMLESS AND DEFEND THE OWNER, ITS OFFICERS, AGENTS, AND EMPLOYEES (HEREINAFTER REFERRED TO AS THE "OWNER") FROM AND AGAINST ANY AND ALL CLAIMS, LOSSES, DAMAGES, CAUSES OF ACTION, SUITS AND LIABILITY OF EVERY KIND, INCLUDING ALL EXPENSES OF LITIGATION, COURT COSTS, AND ATTORNEY'S FEES, FOR INJURY TO OR DEATH OF ANY PERSON, FOR DAMAGE TO ANY PROPERTY, OR FOR ANY BREACH OF CONTRACT, ARISING OUT OF, OR IN CONNECTION WITH THE WORK DONE BY ENGINEER UNDER THIS CONTRACT CAUSED BY THE SOLE OR JOINT NEGLIGENCE OF ENGINEER. IT IS THE EXPRESSED INTENTION OF THE PARTIES HERETO, BOTH ENGINEER AND THE OWNER, THAT THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH IS INDEMNITY BY ENGINEER TO INDEMNIFY AND PROTECT THE OWNER FROM THE CONSEQUENCES OF ENGINEER'S OWN NEGLIGENCE, WHETHER THAT NEGLIGENCE IS THE SOLE OR A CONCURRING CAUSE OF THE RESULTING INJURY, DEATH OR DAMAGE. SUCH INDEMNITY SHALL NOT APPLY, HOWEVER, TO LIABILITY ARISING FROM THE PERSONAL INJURY, DEATH, OR PROPERTY DAMAGE OF PERSONS THAT IS CAUSED BY OR RESULTS FROM THE NEGLIGENCE OF THE OWNER. IN THE EVENT THAT ANY ACTION OR PROCEEDING IS BROUGHT AGAINST THE OWNER FROM WHICH THE OWNER IS INDEMNIFIED, ENGINEER FURTHER AGREES AND COVENANTS TO DEFEND THE ACTION OR PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE OWNER. THE INDEMNITY PROVIDED FOR IN THIS EXHIBIT K SHALL SURVIVE THE TERMINATION OR EXPIRATION OF THIS AGREEMENT. By this Agreement, the OWNER does not consent to litigation or suit, and the OWNER hereby expressly revokes any consent to litigation that It may have granted by the terms of this Contract or any other contract or agreement, any charter, or applicable state law. Nothing herein shall be construed so as to limit or Page I of 2 Pages (Exhibit K-Indemnification) waive OWNER'S sovereign immunity. ENGINEER assumes full responsibility for Its work performed hereunder and hereby releases, relinquishes and discharges OWNER,its officers, agents,and employees from all claims,demands, and causes of action of every kind and character for any injury to or death of any person and/or any loss of or damage to any property that is caused by or alleged to be caused by, arising out of, or in connection with ENGINEER's work to be performed hereunder. This release shall apply with respect to ENGINEER's work regardless of whether said claims, demands, and causes of action are covered in whole or in part by insurance. The protections afforded to OWNER In this Exhibit K shall control and supercede any apportionment of liability or release of liability contained elsewhere in the Contract Documents. Furthermore, the provisions contained in this Exhibit KK" shall survive the termination and/or expiration of this Agreement. Page 2 of 2 Pages (EAffilt K-Indemnification) STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES THIS AGREEMENT effective as of th l day of January,2009("Effective Date"). Between City of Baytown ("OWNER") and Jones & Carter,Inc.("ENGINEER") ENGINEER shall perform professional services necessary for the Steinman Lift Station Project("Project"). OWNER and ENGINEER in consideration of their mutual covenants as set forth herein agree as follows: Standard Form of Agreement Between Owner and Engineer for Professional Services Page 1 of 11 TABLE OF CONTENTS P, ale ARTICLE 1 -SERVICES OF ENGINEER........................................................................................................................3 1.01 Scope.................................................................................................................................................................3 ARTICLE 2-OWNER'S RESPONSIBILITIES................................................................................................................3 2.01 General..............................................................................................................................................................3 ARTICLE 3-TIMES FOR RENDERING SERVICES......................................................................................................3 3.01 General..............................................................................................................................................................3 3.02 Suspension.........................................................................................................................................................3 ARTICLE 4-PAYMENTS TO ENGINEER......................................................................................................................3 4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER............................................3 4.02 Other Provisions Concerning Payments...........................................................................................................3 ARTICLE 5-OPINIONS OF COST...................................................................................................................................4 5.01 Opinions of Probable Construction Cost.........................................................................................................4 5.02 Designing to Construction Cost Limit.............................................................................................................4 5.03 Opinions of Total Project Costs.......................................................................................................................4 ARTICLE 6-GENERAL CONSIDERATIONS................................................................................................................4 6.01 Standards of Performance.................................................................................................................................4 6.02 Authorized Project Representatives..................................................................................................................5 6.03 Design without Construction Phase Services...................................................................................................5 6.04 Use of Documents.............................................................................................................................................5 6.05 Insurance............................................................................................................................................................6 6.06 Termination.......................................................................................................................................................6 6.07 Controlling Law................................................................................................................................................6 6.08 Successors,Assigns,and Beneficiaries............................................................................................................6 6.09 Dispute Resolution............................................................................................................................................7 6.10 Hazardous Environmental Condition...............................................................................................................7 6.11 Allocation of Risks............................................................................................................................................7 6.12 Notices...............................................................................................................................................................7 6.13 Survival..............................................................................................................................................................7 6.14 Severability........................................................................................................................................................7 6.15 Waiver...............................................................................................................................................................7 6.16 Headings............................................................................................................................................................8 ARTICLE7- DEFINITIONS.............................................................................................................................................8 7.01 Defined Terms..................................................................................................................................................8 ARTICLE 8-EXHIBITS AND SPECIAL PROVISIONS.................................................................................................9 8.01 Exhibits Included...............................................................................................................................................9 8.02 Total Agreement.............................................................................................................................................. 10 Standard Form of Agreement Between Owner and Engineer for Professional Services Page 2 of 11 ARTICLE 1 -SERVICES OF ENGINEER causes or contributes to the delay or suspension,ENGINEER shall have no right to seek additional compensation. 1.01 Scope ARTICLE 4-PAYMENTS TO ENGINEER A. ENGINEER shall provide the Basic and Additional Services set forth herein and in Exhibit A. 4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER B. Upon this Agreement becoming effective, ENGINEER is authorized to begin Basic Services as set forth A. For Basic Services. OWNER shall pay ENGINEER in Exhibit A. for Basic Services performed or furnished under Exhibit A, Part 1,as set forth in Exhibit C. C. (Deleted). B. For Additional Services. OWNER shall pay ARTICLE 2-OWNER'S RESPONSIBILITIES ENGINEER for Additional Services performed or furnished under Exhibit A,Part 2,as set forth in Exhibit C. 2.01 General C.(Modified) For Reimbursable Expenses. In addition to payments provided for in paragraphs 4.01.A and A. OWNER shall have the responsibilities set forth 4.01.B, OWNER shall pay ENGINEER for Reimbursable herein and in Exhibit B. Expenses incurred by ENGINEER and ENGINEER's Consultants as set forth in Exhibit C. ARTICLE 3-TIMES FOR RENDERING SERVICES 4.02 Other Provisions Concerning Payments A. Preparation of Invoices. Invoices will be prepared 3.01 General in accordance with ENGINEER's standard invoicing practices and will be submitted to OWNER periodically via A. (Modified) ENGINEER's services and mail or email by ENGINEER, unless otherwise agreed. compensation under this Agreement have been agreed to for ENGINEER shall supply detailed back-up information along the preparation of a preliminary master plan report for the with each invoice in order for the OWNER to effectively Project. ENGINEER's obligation to render services evaluate the fees and charges. The amount billed in each hereunder will be for whatever period necessary for the final invoice will be calculated as set forth in Exhibit C. completion of said services. B.(Modified) Payment of Invoices. Invoices are due B. (Deleted). and payable within 30 days after the receipt of the invoice and the necessary backup information. If OWNER fails to make C. (Modified)For purposes of this Agreement the term any payment due ENGINEER for services and expenses "day"means a calendar day of 24 hours. within 30 days after receipt of ENGINEER's invoice and the required backup documentation therefor, the amounts due 3.02 Suspension ENGINEER will accrue interest at the rate set forth in Section 2251.025 of the Texas Government Code (or the A.(Deleted) maximum rate of interest permitted by law, if less) after the 30th day. ENGINEER may after giving seven days' written B. (Modified) If ENGINEER's services are delayed or notice to OWNER suspend services under this Agreement suspended in whole or in part by OWNER,ENGINEER may until ENGINEER has been paid in full all amounts due for be entitled to equitable adjustment of rates and amounts of services, expenses, and other related charges. However, it is compensation provided for elsewhere in this Agreement to expressly understood and agreed that ENGINEER will not reflect, reasonable costs incurred by ENGINEER in charge any interest or penalty as set forth herein on any connection with, among other things, such delay or portion of an invoice that is disputed and/or withheld in suspension and reactivation and the fact that the time for accordance with paragraph 4.02 and that ENGINEER will not performance under this Agreement has been revised, unless suspend services under the agreement on account of a such delay or suspension is caused in whole or in part by the disputed invoice or on account of monies withheld. All ENGINEER, its officers, agents, or employees. If Engineer Standard Form of Agreement Between Owner and Engineer for Professional Services Page 3 of 11 payments will be credited first to principal and then to Construction Cost prepared by ENGINEER. If OWNER interest. wishes greater assurance as to probable Construction Cost, OWNER shall employ an independent cost estimator as C. Disputed Invoices. In the event of a disputed or provided in Exhibit B. contested invoice, only that portion so contested may be withheld from payment, and the undisputed portion will be 5.02 Designing to Construction Cost Limit paid. A. (Deleted) D. Payments Upon Termination. 5.03 Opinions of Total Project Costs 1. In the event of any termination under section 6.06, ENGINEER will be entitled to invoice OWNER A. (Deleted) and will be paid in accordance with Exhibit C for all services performed or furnished and all Reimbursable ARTICLE 6-GENERAL CONSIDERATIONS Expenses incurred through the effective date of termination; provided all instruments of service have been tendered to the OWNER. 6.01 Standards of Performance 2. (Deleted) A. (Modified) The standard of care for all professional engineering and related services performed or furnished by E.(Modified) Records of ENGINEER's Costs. ENGINEER under this Agreement will be the care and skill Records of ENGINEER's costs pertinent to ENGINEER's ordinarily used by members of ENGINEER's profession compensation under this Agreement shall be kept in practicing under similar circumstances at the same time and in accordance with generally accepted accounting practices. the same locality. Copies of such records will be made available to OWNER upon request at no cost to OWNER. B. (Modified) ENGINEER shall be responsible for the technical accuracy of its services and documents resulting F. Legislative Actions. In the event of legislative therefrom, and OWNER shall not be responsible for actions after the Effective Date of the Agreement by any level discovering deficiencies therein. ENGINEER shall correct of government that impose taxes, fees, or costs on such deficiencies without additional compensation except to ENGINEER's services or other costs in connection with this the extent such action is directly attributable to deficiencies in Project or compensation therefor, such new taxes, fees, or OWNER-furnished information upon which ENGINEER is costs shall be invoiced to and paid by OWNER as a authorized to rely as provided in Section 6.01.E. Reimbursable Expense to which a Factor of 1.0 shall be applied. Should such taxes, fees, or costs be imposed, they C. ENGINEER shall perform or furnish professional shall be in addition to ENGINEER's estimated total engineering and related services in all phases of the Project to compensation. which this Agreement applies. ENGINEER shall serve as OWNER's prime professional for the Project. ENGINEER ARTICLE 5-OPINIONS OF COST may employ such ENGINEER's Consultants as ENGINEER deems necessary to assist in the performance or furnishing of the services. ENGINEER shall not be required to employ any 5.01 Opinions of Probable Construction Cost ENGINEER's Consultant unacceptable to ENGINEER. A. ENGINEER's opinions of probable Construction D. ENGINEER and OWNER shall comply with Cost provided for herein are to be made on the basis of applicable Laws or Regulations and OWNER-mandated ENGINEER's experience and qualifications and represent standards. This Agreement is based on these requirements as ENGINEER's best judgment as an experienced and qualified of its Effective Date. Changes to these requirements after the professional generally familiar with the industry. However, Effective Date of this Agreement may be the basis for since ENGINEER has no control over the cost of labor, modifications to OWNER's responsibilities or to materials, equipment, or services furnished by others, or over ENGINEER's scope of services, times of performance, or the Contractor's methods of determining prices, or over compensation. competitive bidding or market conditions, ENGINEER cannot and does not guarantee that proposals, bids, or actual E.(Modified) OWNER shall be responsible for, and Construction Cost will not vary from opinions of probable ENGINEER may rely upon, the accuracy and completeness Standard Form of Agreement Between Owner and Engineer for Professional Services Page 4 of 11 of all requirements, programs, instructions, reports, data, and ENGINEER shall be required to tender to OWNER all other information furnished by OWNER to ENGINEER Instruments of Service; provided OWNER has paid all pursuant to this Agreement, unless expressly stated or monies, excluding any disputed amount, due and owing to communicated otherwise by OWNER. ENGINEER may use ENGINEER in accordance with this Agreement. With such such requirements, reports, data, and information in ownership interest, it is expressly understood by the parties performing or furnishing services under this Agreement. hereto that the OWNER may use the Instruments of Service for any purposes which the OWNER sees fit, including, but F. OWNER shall make decisions and carry out its other not limited to, subsequent construction, reconstruction, responsibilities in a timely manner and shall bear all costs alteration, and/or repairs of the Project. As a condition to the incident thereto so as not to delay the services of OWNER's use of the Instruments of Service, the OWNER ENGINEER. hereby expressly agrees to remove the ENGINEER's name and all references to the ENGINEER,and its consultants from G. (Deleted). the Documents. The OWNER hereby releases any and all claims which the OWNER could make arising out of or in H. (Modified) ENGINEER shall not be required to sign connection with any reuse of the documents by the OWNER. any documents, no matter by whom requested, that would This release of claims for the matters covered in this result in ENGINEER's having to certify, guarantee or Paragraph 6.04.A shall be for the benefit of the ENGINEER, warrant the existence of conditions whose existence its officers, and employees and sub-consultants, as well as ENGINEER cannot ascertain;provided,that ENGINEER has their successors and assigns. exercised due diligence and was not otherwise required to certify,guarantee or warrant the existence of such conditions. B. (Modified) Copies of OWNER-furnished data that may be relied upon by ENGINEER are limited to the printed I. (Deleted). copies that are delivered to ENGINEER pursuant to Exhibit B unless otherwise expressly stated or communicated by J.(Deleted) OWNER. Files in electronic media format of text, data, graphics, or of other types that are furnished by OWNER to K.(Deleted). ENGINEER are only for convenience of ENGINEER. Any conclusion or information obtained or derived from such L.(Deleted). electronic files will be at the user's sole risk. 6.02 Authorized Project Representatives C. Copies of Documents that may be relied upon by OWNER are limited to the printed copies(also known as hard A. Contemporaneous with the execution of this copies)that are signed or sealed by the ENGINEER. Files in Agreement, ENGINEER and OWNER shall designate electronic media format of text, data, graphics, or of other specific individuals to act as ENGINEER's and OWNER's types that are furnished by ENGINEER to OWNER are only representatives with respect to the services to be performed or for convenience of OWNER. Any conclusion or information furnished by ENGINEER and responsibilities of OWNER obtained or derived from such electronic files will be at the under this Agreement. Such individuals shall have authority user's sole risk. to transmit instructions, receive information, and render decisions relative to the Project on behalf of each respective D. Because data stored in electronic media format can party. deteriorate or be modified inadvertently or otherwise without authorization of the data's creator, the party receiving 6.03 Design without Construction Phase Services electronic files agrees that it will perform acceptance tests or procedures within 60 days, after which the receiving party (Deleted). shall be deemed to have accepted the data thus transferred. The party delivering the electronic files will correct any errors 6.04 Use of Documents detected within the 60-day acceptance period. ENGINEER shall not be responsible to maintain documents stored in A. (Modified) Upon execution of this Agreement, the electronic media format after acceptance by OWNER. ENGINEER grants to the OWNER an ownership interest in the Instruments of Service. The ENGINEER shall obtain E. When transferring documents in electronic media similar interests from the OWNER and the ENGINEER's format,ENGINEER makes no representations as to long-term consultants consistent with this Agreement. Within seven compatibility,usability, or readability of documents resulting days of any termination or expiration of this Agreement, the from the use of software application packages, operating Standard Form of Agreement Between Owner and Engineer for Professional Services Page 5 of 11 systems, or computer hardware differing from those used by b. By ENGINEER upon seven days written ENGINEER at the beginning of this Project. notice if ENGINEER is being requested by OWNER to furnish or perform services contrary to F. (Modified) Any use of the Documents on any ENGINEER's responsibility as a licensed extension of the Project or on any other project shall be at professional. OWNER's sole risk and OWNER hereby releases ENGINEER from any liability associated solely with the c. Notwithstanding the foregoing, this reuse of the Documents. Agreement will not terminate as a result of such substantial failure if the party receiving such notice G. If there is a discrepancy between the electronic files begins, within seven days of receipt of such notice, and the hard copies,the hard copies govern. to correct its failure to perform and proceeds diligently to cure such failure within no more than H. Any verification or adaptation of the Documents for 30 days of receipt thereof;provided,however,that if extensions of the Project or for any other project will entitle and to the extent such substantial failure cannot be ENGINEER to further compensation at rates to be agreed reasonably cured within such 30 day period, and if upon by OWNER and ENGINEER. such party has diligently attempted to cure the same and thereafter continues diligently to cure the same 6.05 Insurance then the cure period provided for herein shall extend up to,but in no case more than 60 days after the date A. ENGINEER shall procure and maintain insurance as of receipt of the notice. set forth in Exhibit G,"Insurance." 2. For convenience by OWNER effective upon the B. Not used. receipt of notice by ENGINEER. C. Not used. B. Not used. D. Not used. 6.07 Controlling Law E. Not used. A. This Agreement is to be governed by the law of the state in which the Project is located. F. At any time, OWNER may request that ENGINEER, at OWNER's sole expense, provide additional 6.08 Successors,Assigns,and Beneficiaries insurance coverage, increased limits, or revised deductibles that are more protective than those specified in Exhibit G. If A. OWNER and ENGINEER each is hereby bound and so requested by OWNER, with the concurrence of the partners, successors, executors, administrators and legal ENGINEER, and if commercially available, ENGINEER representatives of OWNER and ENGINEER (and to the shall obtain and shall require ENGINEER's Consultants to extent permitted by paragraph 6.08.B the assigns of OWNER obtain such additional insurance coverage, different limits, or and ENGINEER) are hereby bound to the other party to this revised deductibles for such periods of time as requested by Agreement and to the partners, successors, executors, OWNER, and Exhibit G will be supplemented to incorporate administrators and legal representatives (and said assigns) of these requirements. such other party, in respect of all covenants, agreements and obligations of this Agreement. 6.06 Termination B. Neither OWNER nor ENGINEER may assign, A.(Modified) The obligations hereunder may be sublet, or transfer any rights under or interest (including, but terminated: without limitation, moneys that are due or may become due) in this Agreement without the written consent of the other, 1. For cause, except to the extent that any assignment, subletting, or transfer is mandated or restricted by law. Unless specifically a. (Modified) By either party upon 30 days' stated to the contrary in any written consent to an assignment, written notice in the event of failure by the other no assignment will release or discharge the assignor from any party to perform in accordance with the terms hereof duty or responsibility under this Agreement. through no fault of the terminating party;or Standard Form of Agreement Between Owner and Engineer for Professional Services Page 6 of 11 C. Unless expressly provided otherwise in this 1990(CERCLA),which are or may be encountered at or near Agreement: the Site in connection with ENGINEER's activities under this Agreement. 1. Nothing in this Agreement shall be construed to create, impose, or give rise to any duty owed by F. If ENGINEER's services under this Agreement OWNER or ENGINEER to any Contractor, Contractor's cannot be performed because of a Hazardous Environmental subcontractor, supplier, other individual or entity, or to Condition, the existence of the condition shall justify any surety for or employee of any of them. ENGINEER's terminating this Agreement for cause on 30 days notice. 2. All duties and responsibilities undertaken pursuant to this Agreement will be for the sole and 6.11 Allocation of Risks exclusive benefit of OWNER and ENGINEER and not for the benefit of any other party. The OWNER agrees A. (Modified) Indemnification. See Exhibit K. that the substance of the provisions of this paragraph 6.08.0 shall appear in the Contract Documents. 6.12 Notices 6.09 Not Used. A. (Modified) Any notice required under this 6.10 Hazardous Environmental Condition Agreement will be in writing, addressed to the appropriate party at its address on the signature page and given A. OWNER represents to Engineer that to the best of its personally, or by registered or certified mail postage prepaid, knowledge a Hazardous Environmental Condition does not or by a commercial courier service. Additionally, notices exist. may be given via facsimile or by electronic mail if such notice is also given personally, or by registered or certified mail or B.(Modified) OWNER has disclosed to the best of by a commercial courier service. All notices shall be effective its knowledge and belief to ENGINEER the existence of all upon the date of receipt. Asbestos, PCB's, Petroleum, Hazardous Waste, or Radioactive Material located at or near the Site, including 6.13 Survival type,quantity and location. A. (Modified) All express representations, C.(Modified) If a Hazardous Environmental indemnifications, and limitations of liability included in this Condition is encountered or alleged, ENGINEER shall have Agreement will survive its completion or termination for any the obligation to notify OWNER on or before the next reason. business day of the same. 6.14 Severability D. It is acknowledged by both parties that ENGINEER's scope of services does not include any services A. Any provision or part of the Agreement held to be related to a Hazardous Environmental Condition. In the event void or unenforceable under any Laws or Regulations shall be ENGINEER or any other party encounters a Hazardous deemed stricken, and all remaining provisions shall continue Environmental Condition, ENGINEER may,at its option and to be valid and binding upon OWNER and ENGINEER,who without liability for consequential or any other damages, agree that the Agreement shall be reformed to replace such suspend performance of services on the portion of the Project stricken provision or part thereof with a valid and enforceable affected thereby until OWNER: (i) retains appropriate provision that comes as close as possible to expressing the specialist consultant(s) or contractor(s) to identify and, as intention of the stricken provision. appropriate, abate, remediate, or remove the Hazardous Environmental Condition; and(ii)warrants that the Site is in 6.15 Waiver full compliance with applicable Laws and Regulations. A. Non-enforcement of any provision by either party E. OWNER acknowledges that ENGINEER is shall not constitute a waiver of that provision, nor shall it performing professional services for OWNER and that affect the enforceability of that provision or of the remainder ENGINEER is not and shall not be required to become an of this Agreement. "arranger," "operator," "generator," or "transporter" of hazardous substances, as defined in the Comprehensive Environmental Response, Compensation,and Liability Act of Standard Form of Agreement Between Owner and Engineer for Professional Services Page 7 of 11 6.16 Headings 13. Deleted A. The headings used in this Agreement are for general reference only and do not have special significance. 14. Deleted ARTICLE 7- DEFINITIONS 15. Deleted 16. Deleted 7.01 Defined Terms 17. Deleted A. Wherever used in this Agreement (including the Exhibits hereto)and printed with initial or all capital letters, 18. Deleted the terms listed below have the meanings indicated, which are applicable to both the singular and plural thereof: 19. Documents--Data, Reports, Drawings, Specifications, Record Drawings, and other deliverables, 1. Deleted whether in printed or electronic media format, provided or furnished in appropriate phases by ENGINEER to 2. Additional Services--The services to be OWNER pursuant to this Agreement. performed for or furnished to OWNER by ENGINEER in accordance with Exhibit A,Part 2 of this Agreement. 20. Drawings--That part of the Contract Documents prepared or approved by ENGINEER which graphically 3. Agreement--This"Standard Form of Agreement shows the scope, extent, and character of the Work to be between OWNER and ENGINEER for Professional performed by Contractor. Shop Drawings are not Services," including those Exhibits listed in Article 8 Drawings as so defined. hereof. 21. Deleted 4. Application for Payment--The form acceptable to ENGINEER which is to be used by Contractor in 22. Effective Date of the Agreement--The date requesting progress or final payments for the completion indicated in this Agreement on which it becomes of its Work and which is to be accompanied by such effective, but if no such date is indicated, it means the supporting documentation as is required by the Contract date on which the Agreement is signed and delivered by Documents. the last of the two parties to sign and deliver. 5. Asbestos--Any material that contains more than 23. ENGINEER's Consultants--Individuals or one percent asbestos and is friable or is releasing asbestos entities having a contract with ENGINEER to furnish fibers into the air above current action levels established services with respect to this Project as ENGINEER's by the United States Occupational Safety and Health independent professional associates, consultants, Administration. subcontractors, or vendors. The term ENGINEER includes ENGINEER's Consultants. 6. Basic Services--The services to be performed for or furnished to OWNER by ENGINEER in 24. Deleted accordance with Exhibit A,Part 1,of this Agreement. 25. Deleted 7. Deleted 26. Deleted 8. Deleted 27. Hazardous Environmental Condition--The 9. Deleted presence at the Site of Asbestos, PCB's, Petroleum, Hazardous Waste, or Radioactive Materials in such 10. Deleted quantities or circumstances that may present a substantial danger to persons or property exposed thereto in 11. Deleted connection with the Work. 12. Deleted 28. Hazardous Waste--The term Hazardous Waste shall have the meaning provided in Section 1004 of the Standard Form of Agreement Between Owner and Engineer for Professional Services Page 8 of 11 Solid Waste Disposal Act (42 USC Section 6903) as 42. Deleted amended from time to time. 43. Work--The entire completed construction or the 29. Laws and Regulations; Laws or Regulations-- various separately identifiable parts thereof required to be Any and all applicable laws, rules, regulations, provided under the Contract Documents with respect to ordinances, codes, standards, and orders of any and all this Project. Work includes and is the result of governmental bodies, agencies, authorities, and courts performing or furnishing labor, services, and having jurisdiction. documentation necessary to produce such construction and furnishing, installing, and incorporating all materials 30. PCB's--Polychlorinated biphenyls. and all equipment into such construction, all as required by the Contract Documents. 31. Petroleum--Petroleum, including crude oil or any fraction thereof which is liquid at standard conditions 44. Deleted of temperature and pressure (60 degrees Fahrenheit and 14.7 pounds per square inch absolute), such as oil, 45. Written Amendment--A written amendment of petroleum, fuel oil, oil sludge, oil refuse, gasoline, the Contract Documents signed by OWNER and kerosene,and oil mixed with other non-Hazardous Waste Contractor on or after the Effective Date of the and crude oils. Construction Agreement and normally dealing with the non-engineering or non-technical rather than strictly 32. Radioactive Materials--Source, special nuclear, construction-related aspects of the Contract Documents. or byproduct material as defined by the Atomic Energy Act of 1954 (42 USC Section 2011 et seq.) as amended from time to time. ARTICLE 8 - EXHIBITS AND SPECIAL PROVISIONS 33. Deleted 34. Reimbursable Expenses--The expenses incurred 8.01 Exhibits Included directly by ENGINEER in connection with the performing or furnishing of Basic and Additional A. Exhibit A, "ENGINEER's Services," consisting of Services for the Project for which OWNER shall pay four (4)pages. ENGINEER as indicated in Exhibit C. B. Exhibit B, "OWNER's Responsibilities," consisting 35. Deleted of two(2)pages. 36. Samples--Physical examples of materials, C. Exhibit C, "Payments to Engineer for Services and equipment, or workmanship that are representative of Reimbursable Expenses,"consisting of two(2)pages. some portion of the Work and which establish the standards by which such portion of the Work will be D. Exhibit D, "Duties, Responsibilities and Limitations judged. of Authority of Resident Project Representative,"is not used. 37. Deleted E. Exhibit E, "Notice of Acceptability of Work," is not used. 38. Site--Lands or areas indicated in the Contract Documents as being furnished by OWNER upon which F. Exhibit F,"Construction Cost Limit," is not used. the Work is to be performed, rights-of-way and easements for access thereto, and such other lands G. Exhibit G,"Insurance,"consisting of two(2) pages. furnished by OWNER which are designated for use of Contractor. H. Exhibit H,"Dispute Resolution,"is not used. 39. Deleted I. Exhibit I,"Allocation of Risks,"is not used. 40. Deleted J. Exhibit J,"Special Provisions"is not used. 41. Deleted Standard Form of Agreement Between Owner and Engineer for Professional Services Page 9 of 11 K. (Added) Exhibit K, "Indemnification" consisting of two(2) pages. 8.02 Total Agreement A. This Agreement (consisting of pages 1 to 11 inclusive, together with the Exhibits identified above) constitutes the entire agreement between OWNER and ENGINEER and supersedes all prior written or oral understandings. This Agreement may only be amended, supplemented, modified, or canceled by a duly executed written instrument. This Agreement along with the exhibits shall be read and construed as the same Agreement. Standard Form of Agreement Between Owner and Engineer for Professional Services Page 10 of 11 IN WITNESS WHEREOF,the parties hereto have executed this Agreement,the Effective Date of which is indicated on page 1. OWNER: CITYOF BA WN ENGINEER: JONES CAR ,INC. Signature: Signature: Printed Name: Garr' on rumback Printed Name: Title: Citv Manq�g Title: r� Date Signed: Date Signed: 1 Z 23 Address for giving notices: Address for giving notices: P.O.Box 424 6335 Gulfton, Suite 100 Baytown,Texas 77522 Houston,TX 77081-1169 Designated Representative(paragraph 6.02.A): Designated Representative(paragraph 6.02.A): Name:Richard E.Carter,P.E. Name:Tobin Synatschk,P.E. Title: Director of Engineering Title: Vice President Phone Number: (281)420-7154 Phone Number: (713)777-5337 Facsimile Number: (281)420-6586 Facsimile Number:(713)777-5976 E-Mail Address: dick.carter@baytown.org E-Mail Address:tts@jonescarter.com Standard Form of Agreement Between Owner and Engineer for Professional Services Page 11 of 11 This is EXHIBIT A, consisting of 4 pages, referred to in and part of the Agreement between W R and ENGINEER for Professional Services dated o� Initial: OWNE ENGINEER ENGINEER's Services Article 1 of the Agreement is amended and supplemented to include the following agreement of the parties. ENGINEER shall provide Basic and Additional Services as set forth below. PART 1 --BASIC SERVICES(Modified) A 1.01 Preliminary Design Phase A. ENGINEER shall: 1. Consult with OWNER to define and clarify OWNER's requirements for the Project and available data. 2. Advise OWNER as to the necessity of OWNER's providing data or services of the types described in Exhibit B, which are not part of ENGINEER's Basic Services, and assist OWNER in obtaining such data and services. 3. (Modified) Identify, consult with, and analyze requirements of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER, including,but not limited to,mitigating measures identified in the environmental assessment(if any). 4. Identify and evaluate potential solutions available to OWNER; and, after consultations with OWNER, recommend to OWNER those solutions which in ENGINEER's judgment meet OWNER's requirements for the Project. 5. (Modified) Attend meetings with OWNER to receive input into OWNER'S requirements for the Project and evaluation of potential solutions available to OWNER and to discuss and finalize design criteria and acquire pertinent information regarding the Project. 6. (Modified)Perform or provide the following additional Preliminary Design Phase tasks or deliverables: a. Determination of Design Flow 1. Flow Monitoring-ENGINEER will coordinate with OWNER for the installation of a flow monitoring device and data collector on the existing force main near where the force main exits the existing Steinman Lift Station. The meter will be temporarily attached to the exterior of the existing force main for the sole purpose of monitoring and recording the volume of flow pumped through the force main from the Steinman Lift Station to the West District Waste Treatment Plant. The goal of the flow monitoring will be to record dry weather and wet weather flow volumes. Flow monitoring will continue as long as practical in order to capture a representative wet- weather event. If no such event occurs during the data collection period, ENGINEER will use his best judgment to estimate a wet-weather flow. Additionally, ENGINEER or its Consultant will review the number of equivalent single-family service connections (ESFC) served by the Steinman Lift Station. The ENGINEER will Page 1 of 4 Pages (Exhibit A--ENGINEER's Services) ,it analyze the flow monitoring data to estimate the required pump capacity and will perform engineering calculations to determine the capacity of the existing force main. 2. Review of Historical Flow Records - ENGINEER will review existing electric bills, runtime meters, chart recorder data, and other records provided by the OWNER as part of the analysis. This data will be compared to the existing force main capacity calculations for verification. b. Preliminary Sizing of Pump Station - ENGINEER will utilize the results of the flow monitoring, the ESFC count, the recorded or estimated wet weather flow, and other pertinent data to determine the number, size, and required capacity of the proposed lift pumps. ENGINEER will use the preliminary pump data to verify the available wet well volume, and configure a dry well to house the pumps. c. Preliminary Sizing of Force Main - ENGINEER will review the dry and wet weather flow data, the length of the force main, the head losses associated with the force main size and length, and perform engineering calculations to determine the optimal size of the proposed force main(s). d. Analysis of the Suitability of the Existing Force Main Alignment- The ENGINEER will drive the alignment of the existing force main to identify known above and under ground conflicts, review dry utility maps, review OWNER construction documents for existing public utilities, communicate with other public agencies regarding planned infrastructure improvements that may conflict with the location of the existing and proposed force main, perform a cursory preliminary environmental review to identify any environmental issues that may impact the force main route, and include in the report an analysis of the route along with a recommendation as to whether the route is suitable for the existing or proposed force main(s). 7. (Modified) Prepare a letter report (the "Report") which will contain findings, comparisons of alternatives, and recommendations for the proposed lift station structural modifications and additions, the required pump capacity, the proposed pumps, emergency standby generators, generator fuel systems (diesel versus natural gas), the existing force main alignment, identification of conflicts that may cause the alignment to deviate from the existing route, proposed alternate routes, and the size of the proposed force main. Additionally, the report will identify any easements or fee strips needed to construct the project. This Report will be accompanied by ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the Project with each component separately itemized, including the following, which will be separately itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated total costs of design, professional, and related services provided by ENGINEER, including reimbursable costs (i.e. geotechnical fees, construction material testing costs, structural engineering fees, land acquisition expenses, estimated easement/fee strip costs based on HCAD, etc., and, on the basis of information furnished by OWNER, allowances for other items and services included within the definition of Total Project Costs. 8. Furnish six (6) review copies of the Draft Report to OWNER within ninety (90) calendar days of authorization to begin services and review it with OWNER. 9. Revise the Draft Report in response to OWNER's and other parties' comments, as appropriate, and furnish fourteen (14) final copies of the revised Report to the OWNER within ten (10) calendar days after completion of reviewing it with OWNER. Page 2 of 4 Pages (Exhibit A--ENGINEER's Services) B. (Modified)ENGINEER's services under the Preliminary Design Phase will be considered complete on the date when the final copies of the revised Report has been delivered to and accepted by OWNER. A 1.02 Final Design Phase(Deleted in its entirety) A 1.03 Bidding or Negotiating Phase(Deleted in its entirety) A 1.04 Construction Phase(Deleted in its entirety) A 1.05 Post-Construction Phase(Deleted in its entirety) PART 2--ADDITIONAL SERVICES A2.01 Additional Services Requiring 0WNER's Authorization in Advance A. If authorized in writing in advance by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the types listed below. These services will be paid for by OWNER as indicated in Article 4 of the Agreement;provided they are not already included as part of the Basic Services and they have been approved in writing by the OWNER prior to their performance. 1. (Modified) Preparation of applications and supporting documents (in addition to those furnished under Basic Services) for private or governmental grants, loans or advances in connection with the Project; preparation or review of environmental assessments and impact statements; review and evaluation of the effects on the design requirements for the Project of any such statements and documents prepared by others; assistance in obtaining approvals of authorities having jurisdiction over the anticipated environmental impact of the Project; and assistance in obtaining on behalf of the OWNER permits not otherwise included with the scope of Basic Services from all governmental authorities having jurisdiction to approve all phases of the PROJECT designed or specified by ENGINEER. 2. Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the accuracy of drawings or other information furnished by OWNER. 3. (Modified)Services resulting from significant changes in the scope,extent,or character of the portions of the Project designed or specified by ENGINEER or its design requirements including,but not limited to, changes in size, OWNER's schedule, or character of construction; and revising previously accepted studies, reports, Drawings, Specifications, or Contract Documents when such revisions are required by changes in Laws and Regulations enacted subsequent to the Effective Date of this Agreement. 4. (Modified) Services resulting from OWNER's request to evaluate additional Phase alternative solutions beyond those identified in paragraph A 1.01.A.4. 5. Services required as a result of OWNER's providing incomplete or incorrect Project information with respect to Exhibit B; provided, such information was to be relied upon by ENGINEER pursuant to Section 6.01.E of the Agreement. 6. Providing renderings or models for OWNER's use. 7. Undertaking investigations and studies including,but not limited to, assistance in obtaining financing for the Project; evaluating processes available for licensing, and assisting OWNER in obtaining process licensing;detailed quantity surveys of materials,equipment,and labor; and audits or inventories required in connection with construction performed by OWNER. 8. Furnishing services of ENGINEER's Consultants for other than Basic Services. 9. Services attributable to more prime construction contracts than specified in paragraph A 1.03.C. Page 3 of 4 Pages (Exhibit A--ENGINEER's Services) 10. Services during out-of-town travel required of ENGINEER other than for visits to the Site or OWNER's office. 11. Preparing for, coordinating with, participating in and responding to structured independent review processes, including, but not limited to, construction management, cost estimating, project peer review, value engineering, and constructability review requested by OWNER; and performing or furnishing services required to revise studies, reports, Drawings, Specifications, or other Bidding Documents as a result of such review processes. 12. Providing assistance in resolving any Hazardous Environmental Condition in compliance with current Laws and Regulations. 13. (Modified) Preparing to serve or serving as a consultant or witness for OWNER in any litigation, arbitration or other dispute resolution process related to the Project if ENGINEER is not a party to the same). 14. Providing more extensive services required to enable ENGINEER to issue notices or certifications requested by OWNER under paragraph 6.0 LG of the Agreement. 15. Property descriptions. 16. (Modified) Property, easement, right-of-way, and other special surveys or data, including establishing relevant reference points. 17. (Added) Environmental assessments, audits, investigations and impact statements, and other relevant environmental or cultural studies as to the Project,the Site,and adjacent areas. A2.02 Required Additional Services(Deleted) Page 4 of 4 Pages (Exhibit A--ENGINEER's Services) This is EXHIBIT B, consisting of 2 pages, referred to in and part of the Agreement between O N R and ENGINEER for Professional Services dated Initial: OWN ENGINEER OWNER's Responsibilities Article 2 of the Agreement is amended and supplemented to include the following agreement of the parties. 132.01 In addition to other responsibilities of OWNER as set forth in this Agreement,OWNER shall: A. Provide ENGINEER with all criteria and full information as to OWNER's requirements for the Project, including design objectives and constraints, space, capacity and performance requirements, flexibility, and expandability, and any budgetary limitations; and furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications; and furnish copies of OWNER's standard forms,conditions,and related documents for ENGINEER to include in the Bidding Documents,when applicable. B. Furnish to ENGINEER any other available information pertinent to the Project including reports and data relative to previous designs,or investigation at or adjacent to the Site. C. (Modified) Following ENGINEER's assessment of initially-available Project information and data and upon ENGINEER's written request,furnish or otherwise make available such additional available Project related information and data as is reasonably required to enable ENGINEER to complete its Basic and Additional Services,if any. 1. (Deleted). 2. (Deleted). 3. (Deleted). 4. (Deleted). 5. (Deleted). 6. (Deleted). D. (Deleted). E. (Modified) Authorize ENGINEER to provide Additional Services as set forth in Part 2 of Exhibit A of the Agreement as the OWNER determines is necessary. F. (Modified) Arrange for access to and make all provisions for ENGINEER to enter upon public and private property as required for ENGINEER to perform services under the Agreement. G. Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals, and other documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor, and other advisors or consultants as OWNER deems appropriate with respect to such examination) and render in writing timely decisions pertaining thereto. H. (Deleted). Page 1 of 2 Pages (Exhibit B—OWNER's Responsibilities) I. (Deleted). J. Advise ENGINEER of the identity and scope of services of any independent consultants employed by OWNER to perform or furnish services in regard to the Project, including, but not limited to, cost estimating, project peer review,value engineering,and constructability review. K. Deleted L. Deleted M. Deleted N. Deleted Page 2 of 2 Pages (Exhibit B—OWNER's Responsibilities) This is EXHIBIT C, consisting of 2 pages, referred to in and part of the Agreement between OWN nd ENGINEER for Professional Services dated o� Initial: OWN ENGINEER Payments to ENGINEER for Services and Reimbursable Expenses Article 4 of the Agreement is amended and 5. The portion of the amount billed for supplemented to include the following agreement of ENGINEER's services will be based upon total the parties: services actually completed during the billing period. ARTICLE 4--PAYMENTS TO THE ENGINEER C4.01 For Basic Services Having A Determined C4.02 For Basic Services Having An Undetermined Scope — Cost not to Exceed Method of Scope -- Direct Labor Costs Times a Factor Payment Method of Payment A. OWNER shall pay ENGINEER for Basic A. (Deleted). Services set forth in Exhibit A as follows: C4.03 For Additional Services 1. (Modified) A cost not to exceed amount of $45,100.00, based upon the rate A. OWNER shall pay ENGINEER for schedule, which is attached as Appendix 1 of Additional Services as follows: Exhibit C and incorporated herein for all intents and purposes. This amount does not include 1. General. For services of ENGINEER's those Engineer's Consultant's charges as employees engaged directly on the Project provided below in this Article 4, Subparagraph pursuant to paragraph A2.01 or A2.02 of Exhibit C4.05. The cost not to exceed will be distributed A of the Agreement, except for services as a at the completion of each of the phases in an consultant or witness under paragraph amount not exceeding the following for each A2.0l.A.13, an amount based upon the actual task: hours worked and the rate schedule, which is attached as Appendix 1 of Exhibit C and a. Preliminary Design Phase $45,100 incorporated herein for all intents and purposes, plus Reimbursable Expenses and ENGINEER's Consultant's charges, if any. No Additional 2. (Modified) ENGINEER may with the Services shall be preformed without the prior consent of OWNER alter the distribution of written consent of the Owner. compensation between individual tasks noted herein to be consistent with services actually 2. (Deleted). rendered, but shall not exceed the total cost not to exceed amount unless approved in writing by C4.04 For Reimbursable Expenses the OWNER. A. (Modified) When not included in 3. The cost not to exceed includes compensation for Basic Services under paragraph compensation for ENGINEER's services. C4.01, OWNER shall pay ENGINEER for Appropriate amounts have been incorporated in Reimbursable Expenses as the rate set forth in the cost not to exceed to account for labor, Appendix 2 of this Exhibit C. Before the OWNER overhead, and profit. shall be liable for any reimbursable expenses, the ENGINEER must obtain prior written approval of the 4. Deleted. OWNER of any expense that exceeds $1,000 for which the ENGINEER seeks reimbursement. Page 1 of 2 Pages (Exhibit C-Basic Services With Determined Scope--Cost not to exceed Method) 41 Reimbursable Expenses shall not exceed the following for the Project, whether incurred by the ENGINEER or ENGINEER's consultant(s): a. Preliminary Design Phase $3,900 B. (Modified) Reimbursable Expenses include the following categories: mileage, parking,tolls, long distance, reproduction of Drawings, Specifications, Bidding Documents, and similar Project-related items in addition to those required under Exhibit A, and, if authorized in advance by OWNER. C. The amounts payable to ENGINEER for Reimbursable Expenses will be the Project-related internal expenses actually incurred or allocated by ENGINEER based upon the rate schedule for reimbursable expenses, plus all invoiced external Reimbursable Expenses allocable to the Project, the latter multiplied by a Factor of 1.1. D. (Deleted). E. (Deleted) C4.05 For ENGINEER's Consultant's Charges A. (Deleted). C4.06 Direct Labor Costs A. (Deleted). B. (Deleted). 4.07 Factors A. (Deleted). B. (Deleted). C4.08 Other Provisions Concerning Payment A. Progress Payments. The portion of the amounts billed for services which are identified in paragraphs C4.01, C4.03, and C4.05 will be based on the rate schedule for the cumulative hours charged to the Project during the billing period by all of ENGINEER's employees and consultant(s), plus Reimbursable Expenses. Page 2 of 2 Pages (Exhibit C-All Other Services/Charges--Cost not to Exceed Method of Payment) APPENDIX 1 OF EXHIBIT C RATE SCHEDULE ENGINEERING PERSONNEL SURVEYING PERSONNEL Engineer I.....................................................$ 76 4-Man Field Crew..........................................$150 Engineer II....................................................$ 82 3-Man Field Crew..........................................$140 Engineer III...................................................$ 90 2-Man Field Crew..........................................$116 Engineer IV..................................................$100 4-Man Field Crew w/Robotic Survey System$180 Engineer V....................................................$115 3-Man Field Crew w/Robotic Survey System$170 Engineer VI..................................................$130 2-Man Field Crew w/Robotic Survey System$146 Staff Engineer...............................................$140 1-Man Field Crew w/Robotic Survey System$125 Project Engineer...........................................$150 4-Man Field Crew w/GPS System.................$210 Sr, Project Engineer......................................$155 3-Man Field Crew w/GPS System.................$200 Sr. Project Manager......................................$160 2-Man Field Crew w/GPS System.................$170 Department Manager....................................$170 1-Man Field Crew w/GPS System.................$150 Division Manager.........................................$180 Survey Technician I....................................... $ 50 Officer—Regional Manager.........................$190 Survey Technician II.....................................$ 60 Officer—Corporate Manager.......................$200 Project Surveyor I..........................................$ 65 Officer—President........................................$225 Project Surveyor II........................................$ 78 Project Surveyor III.......................................$ 90 Chief of Survey Crews..................................$ 90 Registered Prof.Land Surveyor....................$130 Survey Manager............................................. $140 CONSTRUCTION PERSONNEL (includes mileage) Project Representative I................................$ 48 Project Representative II..............................$ 55 DESIGNERS/DRAFTING PERSONNEL Project Representative III.............................$ 65 CAD Operator I.............................................$ 42 Project Representative IV.............................$ 75 CAD Operator II............................................$ 48 Project Representative Coordinator..............$ 80 CAD Operator III..........................................$ 57 Construction Engineer I................................$ 76 CAD Operator IV.......................................... 66 Construction Engineer II..............................$ 82 CAD Operator V ...........................................$ 76 Construction Engineer III.............................$ 90 CAD Manager...............................................$ 90 Construction Engineer IV.............................$100 Designer I......................................................$ 80 Construction Engineer V..............................$115 Designer II.....................................................$ 90 Construction Manager..................................$150 Chief Designer...............................................$ 93 Design Coordinator.......................................$100 Design Coordinator II....................................$110 GIS Operator I...............................................$ 55 OFFICE PERSONNEL GIS Operator II..............................................$ 75 Office Assistant............................................$ 25 Computer Tech..............................................$ 50 Clerk.............................................................$ 30 Computer Manager........................................$100 Engineer's Assistant I...................................$ 45 Engineer's Assistant II.................................$ 60 Secretary I.....................................................$ 37 Secretary II...................................................$ 45 Secretary III..................................................$ 55 Contract Coordinator....................................$ 60 Bookkeeper...................................................$ 65 Staff Assistant...............................................$ 70 Chief Accountant..........................................$ 90 Page 1 of 1 Pages (Appendix 1 of Exhibit C—Hourly Rates) APPENDIX 2 OF EXHIBIT C REIMBURSEMENT OF COSTS 1. Reproduction performed in office Size Black&White Color 8'/2"x 11"(single-sided) $0.10/page $0.50/page 8'/2"x 11"(double-sided) $0.15/page $ 1.00/page 8'/2"x 11"(double-sided) $0.15/page $0.75/page 11"x 17" $0.20/page $ 1.00/page Large Document Prints/Plots Black&White Color Translucent Bond $0.20/page $ 5.00/sq ft Color Bond $0.30/page $ 6.00/sq ft Photographic Bond $5.00/page $10.00/sq ft Vellum $ 1.00/page N/A Mylar $2.00/page N/A Aerial Backgrounds All sizes $5.00/sheet 2. Facsimiles sent: $1.00/each 3. Transportation(mileage): $0.55/mile 4. Subcontracts and all other outside expenses and fees: Actual cost plus 10%service charge 5. Surveying Expenses a. Crew Rates: Includes time charged portal to portal and the first 120 miles of transportation and standard survey equipment b. Special Rental Equipment: Actual cost plus 10% c. Stakes: Cost plus 10%service charge where an excessive number of wooden stakes or any special stakes are required d. Iron Rods and Pipes: Cost plus 10% e. All-Terrain Vehicle(ATV): $150/day f. Overnight Stays: $190/night g. Overtime Rates: Jobs requiring work on weekends or holidays billed at 1.5 times the standard rate h. Sales Tax: To be paid on boundary-related services. i. Deliveries,abstracting services,outside reproduction costs,and other reimbursable expenses charged at cost plus 10% 6. Flow meter: $800/month. Page 1 of 1 Pages (Appendix 2 of Exhibit C—Consultant's Hourly Rates) This is EXHIBIT G, consisting of 2 pages, referred to in and part of the Agreement between ONVNIER nd ENGINEER for Professional Services dated ( I Initial: OWN ENGINEER Insurance Paragraph 6.05 of the Agreement is amended and supplemented to include the following agreement of the parties. G6.05 Insurance Throughout the term of this Agreement, the ENGINEER at its own expense shall purchase, maintain and keep in force and effect insurance against claims for injuries to or death of persons or damages to property which may arise out of or result from the ENGINEER's operations and/or performance of the work under this Agreement, whether such operations and/or performance be by the ENGINEER, its agents, representatives, volunteers, employees or subcontractors or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of them may be liable. The ENGINEER's insurance coverage shall be primary insurance with respect to the OWNER, its officers, agents and employees. Any insurance or self-insurance maintained by the OWNER, its officials, agents and employees shall be considered in excess of the ENGINEER's insurance and shall not contribute to it. Further,the ENGINEER shall include all subcontractors as additional insureds under its commercial general liability policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein. The following is a list of standard insurance policies along with their respective minimum coverage amounts required in this contract: Commercial General Liability(CGL) General Aggregate: $1,000,000 Products&Completed Operations: $1,000,000 Personal&Advertising Injury: $1,000,000 Per Occurrence: $500,000 a. Coverage shall be at least as broad as ISO CG 00 01 10 93 b. No coverage shall be excluded from standard policy without notification of individual exclusions being attached for review and acceptance. Business Automobile Policy(BAP) Combined Single Limits: $1,000,000 a. Coverage for"Any Auto." Workers' Compensation Insurance Statutory Limits Employer's Liability$500,000 Waiver of Subrogation required Errors&Omissions(E&O) Limit: $500,000 a. For all engineers,and/or design companies. b. Claims-made form is acceptable. c. Coverage will be in force for one(1)year after project is completed. Page 1 of 2 Pages (Exhibit G-Insurance) 01 Upon execution of this contract, ENGINEER shall file with the OWNER valid Certificates of Insurance and endorsements acceptable to the OWNER. Such Certificates shall contain a provision that coverage afforded under the policies will not be canceled, suspended, voided, or reduced until at least thirty (30) days' prior written notice has been given to the OWNER via certified mail,return receipt requested. The ENGINEER shall also file with the OWNER valid Certificates of Insurance covering all subcontractors. The following are general requirements applicable to all policies: a. AM Best Rating of B+:VII or better. b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted. c. Liability policies will be on occurrence form. E&O can be on claims-made form. d. The City of Baytown, its officers, agents and employees are to be added as Additional Insured to the commercial general liability and business automobile policies. e. Upon request of and without cost to the City of Baytown, certified copies of all insurance policies and/or certificates of insurance shall be furnished to the City of Baytown's representative. Certificates of insurance showing evidence of insurance coverage shall be provided to the City of Baytown's representative prior to execution of this agreement. f. Upon request of and without cost to the City of Baytown, loss runs (claims listing) of any and/or all insurance coverage shall be furnished to the City of Baytown's representative. Page 2 of 2 Pages (Exhibit G-Insurance) This is EXHIBIT K, consisting of 2 pages, referred to in and part of the Agreement between QW R and ENGINEER for Professional Services dated Initial: OWN ENGINEER AGREES TO AND SHALL INDEMNIFY AND HOLD HARMLESS AND DEFEND THE OWNER, ITS OFFICERS, AGENTS, AND EMPLOYEES (HEREINAFTER REFERRED TO AS THE "OWNER") FROM AND AGAINST ANY AND ALL CLAIMS, LOSSES, DAMAGES, CAUSES OF ACTION, SUITS AND LIABILITY OF EVERY KIND, INCLUDING ALL EXPENSES OF LITIGATION, COURT COSTS, AND ATTORNEY'S FEES, FOR INJURY TO OR DEATH OF ANY PERSON, FOR DAMAGE TO ANY PROPERTY, OR FOR ANY BREACH OF CONTRACT, ARISING OUT OF, OR IN CONNECTION WITH THE WORK DONE BY ENGINEER UNDER THIS CONTRACT CAUSED BY THE SOLE OR JOINT NEGLIGENCE OF ENGINEER. IT IS THE EXPRESSED INTENTION OF THE PARTIES HERETO, BOTH ENGINEER AND THE OWNER, THAT THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH IS INDEMNITY BY ENGINEER TO INDEMNIFY AND PROTECT THE OWNER FROM THE CONSEQUENCES OF ENGINEER'S OWN NEGLIGENCE, WHETHER THAT NEGLIGENCE IS THE SOLE OR A CONCURRING CAUSE OF THE RESULTING INJURY, DEATH OR DAMAGE. SUCH INDEMNITY SHALL NOT APPLY, HOWEVER, TO LIABILITY ARISING FROM THE PERSONAL INJURY, DEATH, OR PROPERTY DAMAGE OF PERSONS THAT IS CAUSED BY OR RESULTS FROM THE NEGLIGENCE OF THE OWNER. IN THE EVENT THAT ANY ACTION OR PROCEEDING IS BROUGHT AGAINST THE OWNER FROM WHICH THE OWNER IS INDEMNIFIED, ENGINEER FURTHER AGREES AND COVENANTS TO DEFEND THE ACTION OR PROCEEDING BY LEGAL COUNSEL ACCEPTABLE TO THE OWNER. THE INDEMNITY PROVIDED FOR IN THIS EXHIBIT K SHALL SURVIVE THE TERMINATION OR EXPIRATION OF THIS AGREEMENT. By this Agreement, the OWNER does not consent to litigation or suit, and the OWNER hereby expressly revokes any consent to litigation that it may have granted by the terms of this Contract or any other contract or agreement, any charter, or applicable state law. Nothing herein shall be construed so as to limit or Page 1 of 2 Pages (Exhibit K-Indemnification) waive OWNER'S sovereign immunity. ENGINEER assumes full responsibility for its work performed hereunder and hereby releases, relinquishes and discharges OWNER, its officers, agents, and employees from all claims, demands, and causes of action of every kind and character for any injury to or death of any person and/or any loss of or damage to any property that is caused by or alleged to be caused by, arising out of, or in connection with ENGINEER's work to be performed hereunder. This release shall apply with respect to ENGINEER's work regardless of whether said claims, demands, and causes of action are covered in whole or in part by insurance. The protections afforded to OVVNER in this Exhibit K shall control and supercede any apportionment of liability or release of liability contained elsewhere in the Contract Documents. Furthermore, the provisions contained in this Exhibit "K" shall survive the termination and/or expiration of this Agreement. Page 2 of 2 Pages (Exhibit K-Indemnification)