Ordinance No. 14,227ORDINANCE NO. 14,227
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS,
AUTHORIZING A PROFESSIONAL SERVICES AGREEMENT WITH KIT
PROFESSIONALS, INC., FOR ENGINEERING SERVICES RELATED TO THE
HURRICANE HARVEY FEMA SECTION 404 AND SECTION 406 PROJECT FOR
EAST DISTRICT WASTEWATER TREATMENT PLANT; AUTHORIZING
PAYMENT BY THE CITY OF BAYTOWN IN AN AMOUNT NOT TO EXCEED
ONE MILLION ONE HUNDRED SEVENTY-NINE THOUSAND SEVENTY-NINE
AND NOI100 DOLLARS ($1,179,079.00); MAKING OTHER PROVISIONS
RELATED THERETO; AND PROVIDING FOR THE EFFECTIVE DATE THEREOF.
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BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS:
Section 1: That the City Council of the City of Baytown, Texas, hereby authorizes and
directs the City Manager to execute and the City Clerk to attest to a Professional Services Agreement with
KIT Professionals, Inc., for engineering services related to the Hurricane Harvey FEMA Section 404 and
Section 406 Project for East District Wastewater Treatment Plant. A copy of said agreement is attached
hereto as Exhibit "A" and incorporated herein for all intents and purposes.
Section 2: That the City Council of the City of Baytown authorizes payment to KIT
Professionals, Inc., in an amount not to exceed ONE MILLION ONE HUNDRED SEVENTY-NINE
THOUSAND SEVENTY-NINE AND NOI100 DOLLARS ($1,179,079.00) for professional services in
accordance with the agreement authorized in Section 1 hereinabove.
Section 3: That the City Manager is hereby granted general authority to approve a decrease
or an increase in costs by FIFTY THOUSAND AND NOI100 DOLLARS ($50,000.00) or less, provided
that the amount authorized in Section 2 hereof may not be increased by more than twenty-five percent
(25%).
Section 4: This ordinance shall take effect immediately from and after its passage by the
City Council of the City of Baytown.
INTRODUCED, READ and PASSED by the affirmative vote of the City uncil of the City of
Baytown this the 241h day of October, 2019.
n BRANDON CAPETILLO, M or
ATT
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L TICIA B YSCH, City ler y
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APPROVED AS TO FORM: ' *I
ACIO RAMIREZ, SR., C' y Attorney
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EXHIBIT "A"
STANDARD FORM OF AGREEMENT
BETWEEN OWNER AND ENGINEER
FOR
PROFESSIONAL SERVICES
THIS AGREEMENT effective as of the _ day of September, 2019 ("Effective Date").
Between
City of Baytown ("OWNER")
and
KIT Professionals, Inc. ("ENGINEER")
OWNER intends to contract to provide professional engineering for the preliminary engineering analysis, design,
bidding, construction administration and related additions design services for the Hurricane Harvey FEMA Section
404 and Section 406 Project for East District Wastewater Treatment Plant (EDWWTP). (the "Project") The Project
includes improvements to repair and/or replace facilities damaged during the Hurricane Harvey Flood Event and
provide mitigation against hazards from future events. The damaged facilities include the following:
• Influent Lift Station No. 1
• Sludge Dewatering Building and equipment
• Disinfection Building and equipment
• Grit Pump Station
• Wasting Pump Station
• Sludge Pump Station
Federal Emergency Management Agency (FEMA) funding is anticipated for the Influent Lift Station No. 1,
Sludge Dewatering Building and equipment, Disinfection Building and equipment, Grit Pump Station, Wasting
Pump Station and Sludge Pump Station.
OWNER and ENGINEER in consideration of their mutual covenants as set forth herein agree as follows:
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 1 of 12
TABLE OF CONTENTS Page
ARTICLE 1- SERVICES OF ENGINEER........................................................................................................................ 3
1.01 Scope..... . .......................................................................................................................................................... 3
ARTICLE 2 - OWNER'S RESPONSIBILITIES................................................................................................................. 3
2.01 General............................................................................................................................................................... 3
ARTICLE 3 - TIMES FOR RENDERING SERVICES...................................................................................................... 3
3.01 General............................................................................................................................................................... 3
3.02 Suspension......................................................................................................................................................... 3
ARTICLE 4 - PAYMENTS TO ENGINEER...................................................................................................................... 3
4.01 Methods of Payment for Services and Reimbursable Expenses of ENGINEER ............................................. 3
4.02 Other Provisions Concerning Payments............................................................................................................ 3
ARTICLE5 - OPINIONS OF COST................................................................................................................................... 4
5.01 Opinions of Probable Construction Cost.......................................................................................................... 4
5.02 Designing to Construction Cost Limit.............................................................................................................. 4
5.03 Opinions of Total Project Costs....................................................................................................................... 4
ARTICLE 6 - GENERAL CONSIDERATIONS................................................................................................................. 4
6.01 Standards of Performance................................................................................................................................. 4
6.02 Authorized Project Representatives.................................................................................................................. 5
6.03 Design without Construction Phase Services.................................................................................................... 6
6.04 Use of Documents............................................................................................................................................. 6
6.05 Insurance............................................................................................................................................................ 6
6.06 Termination....................................................................................................................................................... 6
6.07 Controlling Law................................................................................................................................................ 7
6.08 Successors, Assigns, and Beneficiaries............................................................................................................. 7
6.09 Dispute Resolution............................................................................................................................................ 7
6.10 Hazardous Environmental Condition................................................................................................................ 7
6.11 Allocation of Risks............................................................................................................................................ 8
6.12 Notices............................................................................................................................................................... 8
6.13 Survival.............................................................................................................................................................. 8
6.14 Severability ........................................................................................................................................................ 8
6.15 Waiver............................................................................................................................................................... 8
6.16 Headings............................................................................................................................................................ 8
ARTICLE7 - DEFINITIONS.............................................................................................................................................. 8
7.01 Defined Terms.................................................................................................................................................. 8
ARTICLE 8 - EXHIBITS AND SPECIAL PROVISIONS............................................................................................... 11
8.01 Exhibits Included............................................................................................................................................. 11
8.02 Total Agreement.............................................................................................................................................. 11
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 2 of 12
ARTICLE 1 - SERVICES OF ENGINEER
1.01 Scope
A. ENGINEER shall provide the Basic and Additional
Services set forth herein and in Exhibit A.
B. (Modified) Upon issuance of a notice to proceed by
the OWNER, ENGINEER is authorized to begin Basic
Services as set forth in Exhibit A.
C. (Deleted).
ARTICLE 2 - OWNER'S RESPONSIBILITIES
2.01 General
A. OWNER shall have the responsibilities set forth
herein and in Exhibit B.
ARTICLE 3 - TIMES FOR RENDERING SERVICES
3.01 General
A. (Modified) ENGINEER's services and compensation
under this Agreement have been agreed to for the Project
together with other services specified in Exhibit A.
ENGINEER's obligation to render services hereunder will be
for whatever period necessary for the final completion of said
services.
B. (Deleted).
C. (Modified) For purposes of this Agreement the term
"day" means a calendar day of 24 hours.
3.02 Suspension
A. (Deleted).
B. (Modified) If ENGINEER's services are suspended
by OWNER, ENGINEER may be entitled to equitable
adjustment of rates and amounts of compensation provided for
elsewhere in this Agreement to reflect, reasonable costs
incurred by ENGINEER in connection with such suspension
and reactivation and the fact that the time for performance
under this Agreement has been revised, unless such delay or
suspension is caused in whole or in part by ENGINEER, its
officers, agents, or employees. If ENGINEER causes or
contributes to the delay or suspension, ENGINEER shall have
no right to seek additional compensation.
ARTICLE 4 - PAYMENTS TO ENGINEER
4.01 Methods of Payment for Services and
Reimbursable Expenses of ENGINEER
A. For Basic Services. OWNER shall pay ENGINEER
for Basic Services performed or furnished under Exhibit A,
Part 1, as set forth in Exhibit C.
B. For Additional Services. OWNER shall pay
ENGINEER for Additional Services performed or furnished
under Exhibit A, Part 2, as set forth in Exhibit C.
C. (Modified) For Reimbursable Expenses. In
addition to payments provided for in paragraphs 4.01.A and
4.01.13, OWNER shall pay ENGINEER for Reimbursable
Expenses incurred by ENGINEER and ENGINEER'
Consultants as set forth in Exhibit C. However, all expenses
associated with meals and lodging must be approved in
writing by OWNER prior to ENGINEER incurring any
expense associated therewith; otherwise, the parties hereto
agree and understand that OWNER shall not be liable and
ENGINEER shall not make a claim against OWNER for any
such expenses.
4.02 Other Provisions Concerning Payments
A. Preparation of Invoices. Invoices will be prepared
in accordance with OWNER's standard processing practices
and will be submitted to OWNER monthly by ENGINEER,
unless otherwise agreed. ENGINEER shall supply detailed
back-up information along with each invoice in order for the
OWNER to effectively evaluate the fees and charges. The
amount billed in each invoice will be calculated as set forth in
Exhibit C. Invoices shall be received by the OWNER not
later than sixty calendar (60) days from the date ENGINEER
and/or its subconsultants perform the services or incur the
expense. Failure by ENGINEER to comply with the
requirements herein in a timely manner with this requirement
shall result in ENGINEER'S invoice being denied.
B. (Modified) Payment of Invoices. invoices are due
and payable within thirty (30) days after the receipt of the
invoice and the necessary backup information. if OWNER
fails to make any payment due ENGINEER for services and
expenses within thirty (30) days after receipt of ENGINEER'
invoice and the required backup documentation therefor, the
amounts due ENGINEER will accrue interest at the rate set
forth in Section 2251.025 of the Texas Government Code (or
the maximum rate of interest permitted by law, if less) after
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 3 of 12
the 301h day. ENGINEER may after giving seven (7) days'
written notice to OWNER suspend services under this
Agreement until ENGINEER has been paid in full all amounts
due for services, expenses, and other related charges.
However, it is expressly understood and agreed that
ENGINEER will not charge any interest or penalty as set forth
herein on any portion of an invoice that is disputed and/or
withheld in accordance with paragraph 4.02 and that
ENGINEER will not suspend services under the agreement on
account of a disputed invoice or on account of monies
withheld. All payments will be credited first to principal and
then to interest.
C. Disputed Invoices. In the event of a disputed or
contested invoice, only that portion so contested may be
withheld from payment, and the undisputed portion will be
paid.
D. Payments Upon Termination. In the event of any
termination under section 6.06, ENGINEER will be entitled to
invoice OWNER and will be paid in accordance with Exhibit
C for all services performed or furnished and all Reimbursable
Expenses incurred through the effective date of termination
provided all instruments of service have been tendered to the
OWNER..
2. (Deleted).
E. (Modified) Records of ENGINEER's Costs.
Records of ENGINEER's costs pertinent to ENGINEER's
compensation under this Agreement shall be kept in
accordance with generally accepted accounting practices.
Copies of such records will be made available to OWNER
upon request at no cost to OWNER.
F. Legislative Actions. In the event of legislative
actions after the Effective Date of the Agreement by any level
of government that impose taxes, fees, or costs on
ENGINEER's services or other costs in connection with this
Project or compensation therefor, such new taxes, fees, or
costs shall be invoiced to and paid by OWNER as a
Reimbursable Expense. Should such taxes, fees, or costs be
imposed, they shall be in addition to ENGINEER's estimated
total compensation.
G. (Added) Indebtedness. If ENGINEER, at any time
during the term of this agreement, incurs a debt, as the word
is defined in section 2-662 of the Code of Ordinances of the
City of Baytown, it shall immediately notify the OWNER's
Director of Finance in writing. If the OWNER's Director of
Finance becomes aware that ENGINEER has incurred a
debt, the OWNER's Director of Finance shall immediately
notify ENGINEER in writing. If ENGINEER does not pay
the debt within 30 days of either such notification, the
OWNER's Director of Finance may deduct funds in an
amount equal to the debt from any payments owed to
ENGINEER under this Agreement, and ENGINEER waives
any recourse therefor.
G. (Added). No Boycott Israel. ENGINEER agrees
that it will not boycott Israel during the term of this
Agreement. As used in this section, "boycott Israel" means
refusing to deal with, terminating business activities with, or
otherwise taking any action that is intended to penalize,
inflict economic harm on, or limit commercial relations
specifically with Israel, or with a person or entity doing
business in Israel or in an Israeli -controlled territory, but
does not include an action made for ordinary business
purposes.
ARTICLE 5 - OPINIONS OF COST
5.01 Opinions of Probable Construction Cost
A. ENGINEER's opinions of probable Construction
Cost provided for herein are to be made on the basis of
ENGINEER's experience and qualifications and represent
ENGINEER's best judgment as an experienced and qualified
professional generally familiar with the industry. However,
since ENGINEER has no control over the cost of labor,
materials, equipment, or services furnished by others, or over
the Contractor's methods of determining prices, or over
competitive bidding or market conditions, ENGINEER cannot
and does not guarantee that proposals, bids, or actual
Construction Cost will not vary from opinions of probable
Construction Cost prepared by ENGINEER. If OWNER
wishes greater assurance as to probable Construction Cost,
OWNER shall employ an independent cost estimator as
provided in Exhibit B.
5.02 Designing to Construction Cost Limit
A. (Deleted).
5.03 Opinions of Total Project Costs
A. (Deleted).
ARTICLE 6 - GENERAL CONSIDERATIONS
6.01 Standards of Performance
A. (Modified) The standard of care for all professional
engineering and related services performed or famished by
ENGINEER under this Agreement will be the care and skill
ordinarily used by persons performing the applicable
disciplines, including, but not limited to, surveyors and
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 4of12
professional engineers, practicing under similar circumstances
at the same time and in the same locality.
B. (Modified) ENGINEER and all professionals
performing services under this Agreement shall be responsible
for the technical accuracy of their services and documents
resulting therefrom, and OWNER shall not be responsible for
discovering deficiencies therein. ENGINEER shall correct
such deficiencies without additional compensation except to
the extent such action is directly attributable to deficiencies in
OWNER-fu mished information upon which ENGINEER is
authorized to rely as provided in Section 6.01.E.
C. ENGINEER shall perform or fumish professional
engineering and related services in all phases of the Project to
which this Agreement applies. ENGINEER shall serve as
OWNER's prime professional for the Project. Such
professionals shall be appropriately licensed and/or registered
to practice in the State of Texas. ENGINEER may employ
such ENGINEER's Consultants as ENGINEER deems
necessary to assist in the performance or famishing of the
services. ENGINEER shall not be required to employ any
ENGINEER's Consultant unacceptable to ENGINEER.
D. ENGINEER and OWNER shall comply with
applicable Laws or Regulations and OWNER -mandated
standards. This Agreement is based on these requirements as
of its Effective Date. Changes to these requirements after the
Effective Date of this Agreement may be the basis for
modifications to OWNER's responsibilities or to
ENGINEER's scope of services, times of performance, or
compensation.
E. (Modified) OWNER shall be responsible for, and
ENGINEER may rely upon, the accuracy and completeness of
all requirements, programs, instructions, reports, data, and
other information furnished by OWNER to ENGINEER
pursuant to this Agreement, unless expressly stated or
communicated otherwise by OWNER. ENGINEER may use
such requirements, reports, data, and information in
performing or furnishing services under this Agreement.
F. OWNER shall make decisions and cant' out its other
responsibilities in a timely manner and shall bear all costs
incident thereto so as not to delay the services of ENGINEER.
G. Prior to the commencement of the Construction
Phase, OWNER shall notify ENGINEER of any variations
from the language indicated in Exhibit E, "Notice of
Acceptability of Work," or of any other notice or certification
that ENGINEER will be requested to provide to OWNER or
third parties in connection with the Project. OWNER and
ENGINEER shall reach agreement on the terms of any such
requested notice or certification, and OWNER shall authorize
such Additional Services as are necessary to enable
ENGINEER to provide the notices or certifications requested.
H. (Modified) ENGINEER shall not be required to sign
any documents, no matter by whom requested, that would
result in ENGINEER's having to certify, guarantee or warrant
the existence of conditions whose existence ENGINEER
cannot ascertain; provided, that ENGINEER has exercised
due diligence and was not otherwise required to certify,
guarantee or warrant the existence of such conditions.
1. During the Construction Phase, ENGINEER shall
not supervise, direct, or have control over Contractor's work,
nor shall ENGINEER have authority over or responsibility for
the means, methods, techniques, sequences, or procedures of
construction selected by Contractor, for safety precautions and
programs incident to the Contractor's work in progress, nor for
any failure of Contractor to comply with Laws and
Regulations applicable to Contractor's furnishing and
performing the Work.
J. (Modified) ENGINEER neither guarantees the
performance of any Contractor nor assumes responsibility for
any Contractor's failure to furnish and perform the Work in
accordance with the Contract Documents. However, nothing
contained in this paragraph shall be construed so as to absolve
ENGINEER from liability for any such failure about which
ENGINEER knew or should have known existed in the
exercise of ENGINEER's services under this Agreement.
K. (Modified) ENGINEER shall not be responsible for
the acts or omissions of any Contractor(s), subcontractor or
supplier, or of any of the Contractor's agents or employees or
any other persons (except ENGINEER's own employees and
its consultants for which it is legally liable) at the Site or
otherwise fumishing or performing any of the Contractor's
work; or for any decision made on interpretations or
clarifications of the Contract Documents given by OWNER
without consultation and advice of ENGINEER.
L. (Modified) The General Conditions for any
construction contract documents prepared hereunder are to be
the Standard Form of Agreement between Owner and
Contractor and as approved by OWNER in writing.
6.02 Authorized Project Representatives
A. Contemporaneous with the execution of this
Agreement, ENGINEER and OWNER shall designate
specific individuals to act as ENGINEER's and OWNER's
representatives with respect to the services to be performed or
firrnished by ENGINEER and responsibilities of OWNER
under this Agreement. Such individuals shall have authority
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 5of12
to transmit instructions, receive information, and render acceptance period. ENGINEER shall not be responsible to
decisions relative to the Project on behalf of each respective maintain documents stored in electronic media format after
party. acceptance by OWNER.
6.03 Design without Construction Phase Services
(Deleted).
6.04 Use of Documents
A. (Modified) Upon execution of this Agreement,
ENGINEER grants to the OWNER an ownership interest in
the Instruments of Service. ENGINEER shall obtain similar
interests from the OWNER and ENGINEER's consultants
consistent with this Agreement. Within seven days of any
termination or expiration of this Agreement, ENGINEER shall
be required to tender to OWNER all Instruments of Service;
provided OWNER has paid all monies, excluding any
disputed amount, due and owing to ENGINEER in
accordance with this Agreement. With such ownership
interest, it is expressly understood by the parties hereto that
the OWNER may use the Instruments of Service for any
purposes which the OWNER sees fit, including, but not
limited to, subsequent construction, reconstruction, alteration,
and/or repairs of the Project.
B. (Modified) Copies of OWNER -furnished data that
may be relied upon by ENGINEER are limited to the printed
copies that are delivered to ENGINEER pursuant to Exhibit B
unless otherwise expressly stated or communicated by
OWNER. Files in electronic media format of text, data,
graphics, or of other types that are furnished by OWNER to
ENGINEER are only for convenience of ENGINEER. Any
conclusion or information obtained or derived from such
electronic files will be at the user's sole risk.
C. Copies of Documents that may be relied upon by
OWNER are limited to the printed copies (also known as hard
copies) that are signed or sealed by the appropriate
professional. Files in electronic media format of text, data,
graphics, or of other types that are famished by ENGINEER
to OWNER are only for convenience of OWNER. Any
conclusion or information obtained or derived from such
electronic files will be at the user's sole risk.
D. Because data stored in electronic media format can
deteriorate or be modified inadvertently or otherwise without
authorization of the data's creator, the party receiving
electronic files agrees that it will perform acceptance tests or
procedures within sixty (60) days, after which the receiving
party shall be deemed to have accepted the data thus
transferred. The party delivering the electronic files will
correct any errors detected within the sixty (60) day
E. When transferring documents in electronic media
format, ENGINEER makes no representations as to tong -term
compatibility, usability, or readability of documents resulting
from the use of software application packages, operating
systems, or computer hardware differing from those used by
ENGINEER at the beginning of this Project.
F. (Modified) Any use of the Documents on any
extension of the Project or on any other project shall be at
OWNER's sole risk and OWNER hereby releases
ENGINEER from any liability associated solely with the reuse
of the Documents.
G. If there is a discrepancy between the electronic files
and the hard copies, the hard copies govern.
H. Any verification or adaptation of the Documents for
extensions of the Project or for any other project will entitle
ENGINEER to further compensation at rates to be agreed
upon by OWNER and ENGINEER.
6.05 Insurance
A. ENGINEER shall procure and maintain insurance as
set forth in Exhibit G, "Insurance."
B. (Deleted).
C. (Deleted).
D. (Deleted).
E. (Deleted).
F. At any time, OWNER may request that ENGINEER,
at OWNER's sole expense, provide additional insurance
coverage, increased limits, or revised deductibles that are
more protective than those specified in Exhibit G. If so
requested by OWNER, with the concurrence of ENGINEER,
and if commercially available, ENGINEER shall obtain and
shall require ENGINEER's Consultants to obtain such
additional insurance coverage, different limits, or revised
deductibles for such periods of time as requested by OWNER,
and Exhibit G will be supplemented to incorporate these
requirements.
6.06 Termination
A. (Modified) The obligations hereunder may be
terminated:
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 6 of 12
1. For cause,
a. (Modified) By either party upon thirty (30)
days written notice in the event of failure by the other
party to perform in accordance with the terms hereof
through no fault of the terminating party; or
b. By ENGINEER upon seven (7) days
written notice if ENGINEER is being requested by
OWNER to furnish or perform services contrary to
ENGINEER's responsibility as a licensed
professional.
c. Notwithstanding the foregoing, this
Agreement will not terminate as a result of such
substantial failure if the party receiving such notice
begins, within seven (7) days of receipt of such
notice, to correct its failure to perform and proceeds
diligently to cure such failure within no more than
thirty (30) days of receipt thereof; provided,
however, that if and to the extent such substantial
failure cannot be reasonably cured within such thirty
(30) day period, and if such party has diligently
attempted to cure the same and thereafter continues
diligently to cure the same then the cure period
provided for herein shall extend up to, but in no case
more than sixty (60) days after the date of receipt of
the notice.
2. For convenience by OWNER effective upon the
receipt of notice by ENGINEER.
B. (Deleted).
6.07 Controlling Law
A. This Agreement is to be governed by the law of the
state in which the Project is located. Venue for all purposes
shall be in Harris County, Texas.
6.08 Successors, Assigns, and Beneficiaries
A. OWNER and ENGINEER each is hereby bound and
the partners, successors, executors, administrators and legal
representatives of OWNER and ENGINEER (and to the
extent permitted by paragraph 6.08.13 the assigns of OWNER
and ENGINEER) are hereby bound to the other party to this
Agreement and to the partners, successors, executors,
administrators and legal representatives (and said assigns) of
such other party, in respect of all covenants, agreements and
obligations of this Agreement.
B. Neither OWNER nor ENGINEER may assign,
sublet, or transfer any rights under or interest (including, but
without limitation, moneys that are due or may become due) in
this Agreement without the written consent of the other,
except to the extent that any assignment, subletting, or transfer
is mandated or restricted by law. Unless specifically stated to
the contrary in any written consent to an assignment, no
assignment will release or discharge the assignor from any
duty or responsibility under this Agreement.
C. Unless expressly provided otherwise in this
Agreement:
1. Nothing in this Agreement shall be construed to
create, impose, or give rise to any duty owed by OWNER
or ENGINEER to any Contractor, Contractor's
subcontractor, supplier, other individual or entity, or to
any surety for or employee of any of them.
2. All duties and responsibilities undertaken
pursuant to this Agreement will be for the sole and
exclusive benefit of OWNER and ENGINEER and not
for the benefit of any other party. The OWNER agrees
that the substance of the provisions of this paragraph
6.08.0 shall appear in the Contract Documents.
6.09 (Deleted).
6.10 Hazardous Environmental Condition
A. OWNER represents to ENGINEER that to the best
of its knowledge a Hazardous Environmental Condition does
not exist.
B. (Modified) OWNER has disclosed to the best of
its knowledge and belief to ENGINEER the existence of all
Asbestos, PCBs, Petroleum, Hazardous Waste, or
Radioactive Material located at or near the Site, including
type, quantity and location.
C. (Modified) If a Hazardous Environmental
Condition is encountered or alleged, ENGINEER shall have
the obligation to notify OWNER on or before the next
business day of the same.
D. It is acknowledged by both parties that ENGINEER's
scope of services does not include any services related to a
Hazardous Environmental Condition. In the event
ENGINEER or any other party encounters a Hazardous
Environmental Condition, ENGINEER may, at its option and
without liability for consequential or any other damages,
suspend performance of services on the portion of the Project
affected thereby until OWNER: (i) retains appropriate
specialist consultant(s) or contractor(s) to identify and, as
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Between Owner and Engineer for Professional Services
Page 7 of 12
appropriate, abate, remediate, or remove the Hazardous
Environmental Condition; and (ii) warrants that the Site is in
full compliance with applicable Laws and Regulations.
E. OWNER acknowledges that ENGINEER is
performing professional services for OWNER and that
ENGINEER is not and shall not be required to become an
"arranger," "operator," "generator," or "transporter" of
hazardous substances, as defined in the Comprehensive
Environmental Response, Compensation, and Liability Act of
1990 (CERCLA), which are or may be encountered at or near
the Site in connection with ENGINEER's activities under this
Agreement.
F. If ENGINEER's services under this Agreement
cannot be performed because of a Hazardous Environmental
Condition, the existence of the condition shall justify
ENGINEERS terminating this Agreement for cause on thirty
(30) days' notice.
6.11 Allocation of Risks
A. (Modified) Indemnification. See Exhibit K
B. (Added) Notwithstanding anything to the contrary
contained in this Agreement, the OWNER and ENGINEER
hereby agree that no claim or dispute between the OWNER
and ENGINEER arising out of or relating to this Agreement
shall be decided by any arbitration proceeding including,
without limitation, any proceeding under the Federal
Arbitration Act (9 U.S.C. Sections 1-14), or any applicable
State arbitration statute, including, but not limited to, the
Texas General Arbitration Act, provided that in the event
that the OWNER is subjected to an arbitration proceeding
notwithstanding this provision, ENGINEER consents to be
joined in the arbitration proceeding if ENGINEER'S
presence is required or requested by the OWNER for
complete relief to be recorded in the arbitration proceeding.
6.12 Notices
A. (Modified) Any notice required under this
Agreement will be in writing, addressed to the appropriate
party at its address on the signature page and given personally,
or by registered or certified mail postage prepaid, or by a
commercial courier service. Additionally, notices may be
given via facsimile or by electronic mail if such notice is also
given personally, or by registered or certified mail or by a
commercial courier service. All notices shall be effective
upon the date of receipt.
6.13 Survival
A. (Modified) All express representations,
indemnifications, and limitations of liability included in this
Agreement will survive its completion or termination for any
reason.
6.14 Severability
A. Any provision or part of the Agreement held to be
void or unenforceable under any Laws or Regulations shall be
deemed stricken, and all remaining provisions shall continue
to be valid and binding upon OWNER and ENGINEER, who
agree that the Agreement shall be reformed to replace such
stricken provision or part thereof with a valid and enforceable
provision that comes as close as possible to expressing the
intention of the stricken provision.
6.15 Waiver
A. Non -enforcement of any provision by either party
shall not constitute a waiver of that provision, nor shall it
affect the enforceability of that provision or of the remainder
of this Agreement.
6.16 Headings
A. The headings used in this Agreement are for general
reference only and do not have special significance.
ARTICLE 7 - DEFINITIONS
7.01 Defined Terms
A. Wherever used in this Agreement (including the
Exhibits hereto) and printed with initial or all capital letters,
the terms listed below have the meanings indicated, which
are applicable to both the singular and plural thereof:
I. Addenda --Written or graphic instruments issued
prior to the opening of Bids which clarify, correct, or change
the Bidding Documents.
2. Additional Services --The services to be performed
for or famished to OWNER by ENGINEER in accordance
with Exhibit A, Part 2 of this Agreement.
3. Agreement —This "Standard Form of Agreement
between OWNER and ENGINEER for Professional
Services," including those Exhibits listed in Article 8 hereof.
4. Application for Payment —The form acceptable to
ENGINEER which is to be used by Contractor in requesting
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 8 of 12
progress or final payments for the completion of its Work and
which is to be accompanied by such supporting
documentation as is required by the Contract Documents.
5. Asbestos --Any material that contains more than one
percent asbestos and is friable or is releasing asbestos fibers
into the air above current action levels established by the
United States Occupational Safety and Health Administration.
6. Basic Services --The services to be performed for or
furnished to OWNER by ENGINEER in accordance with
Exhibit A, Part 1, of this Agreement.
7. Bid --The offer or proposal of the bidder submitted
on the prescribed form setting forth the prices for the Work to
be performed.
8. Bidding Documents --The advertisement or invitation
to Bid, instructions to bidders, the Bid form and attachments,
the Bid bond, if any, the proposed Contract Documents, and
all Addenda, if any.
9. Change Order —A document recommended by
ENGINEER, which is signed by Contractor and OWNER to
authorize an addition, deletion or revision in the Work, or an
adjustment in the Contract Price or the Contract Times, issued
on or after the Effective Date of the Construction Agreement.
10. Construction Agreement --The written instrument
which is evidence of the agreement, contained in the Contract
Documents, between OWNER and Contractor covering the
Work.
11. Construction Contract --The entire and integrated
written agreement between the OWNER and Contractor
concerning the Work.
12. Construction Cart --The cost to OWNER of those
portions of the entire Project designed or specified by
ENGINEER. Construction Cost does not include costs of
services of ENGINEER or other design professionals and
consultants, cost of land, rights -of -way, or compensation for
damages to properties, or OWNER's costs for legal,
accounting, insurance counseling or auditing services, or
interest and financing charges incurred in connection with the
Project, or the cost of other services to be provided by others
to OWNER pursuant to Exhibit B of this Agreement.
Construction Cost is one of the items comprising Total Project
Costs.
13. (Modified) Contract Documents --Documents that
establish the rights and obligations of the parties engaged in
construction and include the Construction Agreement between
OWNER and Contractor and all documents referenced
therein, Addenda (which pertain to the Contract Documents),
Contractor's Bid (including documentation accompanying the
Bid and any post -Bid documentation submitted prior to the
notice of award) when attached as an exhibit to the
Construction Agreement, the notice to proceed, the bonds,
appropriate certifications, insurance documents the General
Conditions, the Supplementary Conditions, the Specifications
and the Drawings as the same are more specifically identified
in the Construction Agreement, together with all Written
Amendments, Change Orders, Work Change Directives, Field
Orders, and ENGINEER's written interpretations and
clarifications issued on or after the Effective Date of the
Construction Agreement. Approved Shop Drawings and the
reports and drawings of subsurface and physical conditions
are not Contract Documents.
14. Contract Price --The money payable by OWNER to
Contractor for completion of the Work in accordance with the
Contract Documents and as stated in the Construction
Agreement.
15. Contract Times --The numbers of calendar days or
the dates stated in the Construction Agreement to: (i) achieve
Final Completion, and (ii) complete the Work so that it is
ready for final payment as evidenced by ENGINEER's written
recommendation of final payment.
16. Contractor --An individual or entity with whom
OWNER enters into a Construction Agreement.
17. Correction Period --The time after Final Completion
during which Contractor must correct, at no cost to OWNER,
any Defective Work, normally one year after the date of Final
Completion or such longer period of time as may be
prescribed by Laws or Regulations or by the terms of any
applicable special guarantee or specific provision of the
Contract Documents.
18. Defective —An adjective which, when modifying the
word Work, refers to Work that is unsatisfactory, faulty, or
deficient, in that it does not conform to the Contract
Documents, or does not meet the requirements of any
inspection, reference standard, test, or approval referred to in
the Contract Documents, or has been damaged prior to
ENGINEER's recommendation of final payment.
19. Documents --Data, reports, Drawings, Specifications,
Record Drawings, and other deliverables, whether in printed
or electronic media format, provided or furnished in
appropriate phases by ENGINEER to OWNER pursuant to
this Agreement.
20. Drawings --That part of the Contract Documents
prepared or approved by ENGINEER which graphically
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 9 of 12
shows the scope, extent, and character of the Work to be
performed by Contractor. Shop Drawings are not Drawings as
so defined.
21. Effective Date of the Construction Agreement --The
date indicated in the Construction Agreement on which it
becomes effective, but if no such date is indicated, it means
the date on which the Construction Agreement is signed and
delivered by the last of the two parties to sign and deliver.
22. Effective Date of the Agreement --The date indicated
in this Agreement on which it becomes effective, but if no
such date is indicated, it means the date on which the '
Agreement is signed and delivered by the last of the two
parties to sign and deliver.
23. ENGINEER's Consultants --Individuals or entities
having a contract with ENGINEER to furnish services with
respect to this Project as ENGINEER's independent
professional associates, consultants, subcontractors, or
vendors. The tern ENGINEER includes ENGINEER's
Consultants.
24. Field Order --A written order issued by ENGINEER
which directs minor changes in the Work but which does not
involve a change in the Contract Price or the Contract Times.
25. Final Completion shall mean that all work has been
completed, all final punch list items have been inspected and
satisfactorily completed, all payments to subcontractors have
been made, all documentation and warranties have been
submitted, all closeout documents have been executed and
approved by the OWNER, and the Project has been finally
accepted by the OWNER.
26. General Conditions -That part of the Contract
Documents which sets forth terms, conditions, and procedures
that govern the Work to be performed or furnished by
Contractor with respect to the Project.
27. Hazardous Environmental Condition —The presence
at the Site of Asbestos, PCBs, Petroleum, Hazardous Waste,
or Radioactive Materials in such quantities or circumstances
that may present a substantial danger to persons or property
exposed thereto in connection with the Work.
28. Hazardous Waste --The term Hazardous Waste shall
have the meaning provided in Section 1004 of the Solid Waste
Disposal Act (42 USC Section 6903) as amended from time to
time.
29. Laws and Regulations; Laws or Regulations --Any
and all applicable laws, rules, regulations, ordinances, codes,
standards, and orders of any and all governmental bodies,
agencies, authorities, and courts having jurisdiction.
30. PCB's--Polychlorinated biphenyls.
31. Petroleum --Petroleum, including crude oil or any
fraction thereof which is liquid at standard conditions of
temperature and pressure (60 degrees Fahrenheit and 14.7
pounds per square inch absolute), such as oil, petroleum, fuel
oil, oil sludge, oil refuse, gasoline, kerosene, and oil mixed
with other non -Hazardous Waste and crude oils.
32. Radioactive Materials --Source, special nuclear, or
byproduct material as defined by the Atomic Energy Act of
1954 (42 USC Section 2011 et seq.) as amended from time to
time.
33. Record Drawings --The Drawings as issued for
construction on which ENGINEER, upon completion of the
Work, has shown changes due to Addenda or Change Orders
and other information which ENGINEER considers
significant based on record documents furnished by
Contractor to ENGINEER and which were annotated by
Contractor to show changes made during construction.
34. Reimbursable Expenses --The expenses incurred
directly by ENGINEER in connection with the performing or
furnishing of Basic and Additional Services for the Project for
which OWNER shall pay ENGINEER as indicated in Exhibit
C.
35. Resident Project Representative --The authorized
representative of ENGINEER, if any, assigned to assist
ENGINEER at the Site during the Construction Phase. The
Resident Project Representative will be ENGINEER's agent
or employee and under ENGINEER's supervision. As used
herein, the term Resident Project Representative includes any
assistants of Resident Project Representative agreed to by
OWNER. The duties and responsibilities of the Resident
Project Representative are as set forth in Exhibit D.
36. Samples --Physical examples of materials, equipment,
or workmanship that are representative of some portion of the
Work and which establish the standards by which such portion
of the Work will be judged.
37. Shop Drawings --All drawings, diagrams,
illustrations, schedules, and other data or information which
are specifically prepared or assembled by or for Contractor
and submitted by Contractor to ENGINEER to illustrate some
portion of the Work.
38. Site --Lands or areas indicated in the Contract
Documents as being furnished by OWNER upon which the
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 10 of 12
Work is to be performed, rights -of -way and easements for
access thereto, and such other lands furnished by OWNER
which are designated for use of Contractor.
39. Specifications --That part of the Contract Documents
consisting of written technical descriptions of materials,
equipment, systems, standards, and workmanship as applied to
the Work and certain administrative details applicable thereto.
40. Substantial Completion --The time at which the Work
(or a specified part thereof) has progressed to the point where,
in the opinion of ENGINEER, the Work (or a specified part
thereof) is sufficiently complete, in accordance with the
Contract Documents, so that the Work (or a specified part
thereof) can be utilized for the purposes for which it is
intended. The terms "substantially complete" and
"substantially completed" as applied to all or part of the Work
refer to Substantial Completion thereof.
41. Supplementary Conditions --That part of the Contract
Documents which amends or supplements the General
Conditions.
42. (Modified) Total Project Costs —The sum of the
Construction Cost, allowances for contingencies, the total
costs of services of ENGINEER or other design professionals
and consultants, cost of land, rights -of -way, compensation for
damages to properties, OWNER's costs for legal, accounting,
insurance counseling or auditing services, interest and
financing charges incurred in connection with the Project, and
the cost of other services to be provided by others to OWNER
pursuant to Exhibit B of this Agreement.
43. Work —The entire completed construction or the
various separately identifiable parts thereof required to be
provided under the Contract Documents with respect to this
Project. Work includes and is the result of performing or
famishing labor, services, and documentation necessary to
produce such construction and fumishing, installing, and
incorporating all materials and all equipment into such
construction, all as required by the Contract Documents.
44. Work Change Directive --A written directive to
Contractor issued on or after the Effective Date of the
Construction Agreement and signed by OWNER upon
recommendation of ENGINEER, ordering an addition,
deletion, or revision in the Work, or responding to differing or
unforeseen subsurface or physical conditions under which the
Work is to be performed or to emergencies. A Work Change
Directive will not change the Contract Price or the Contract
Times but is evidence that the parties expect that the change
directed or documented by a Work Change Directive will be
incorporated in a subsequently issued Change Order following
negotiations by the parties as to its effect, if any, on the
Contract Price or Contract Times.
45. Written Amendment --A written amendment of the
Contract Documents signed by OWNER and Contractor on or
after the Effective Date of the Construction Agreement and
normally dealing with the non -engineering or non -technical
rather than strictly construction -related aspects of the Contract
Documents.
ARTICLE 8 - EXHIBITS AND SPECIAL
PROVISIONS
8.01 Exhibits Included
A. Exhibit A, "ENGINEER's Services," consisting of
eight (8) pages.
B. Exhibit B, "OWNER's Responsibilities," consisting
of two (2) pages.
C. Exhibit C, "Payments to ENGINEER for Services
and Reimbursable Expenses," consisting of two (2) pages.
D. Exhibit D, "Duties, Responsibilities and Limitations
of Authority of Resident Project Representative, " is not used.
E. Exhibit E, "Notice of Acceptability of Work,"
consisting of two (2) pages.
F. Exhibit F, "Construction Cost Limit," is not used.
G. Exhibit G, "Insurance," consisting oftwo (2) pages.
H. Exhibit H, "Dispute Resolution," is not used.
1. Exhibit I, "Allocation of Risks," is not used.
Exhibit J, "Special Provisions" is not used.
K. (Added) Exhibit K, "Indemnification" consisting of
two (2) pages.
8.02 Total Agreement
A. This Agreement (consisting of pages 1 to 12
inclusive, together with the Exhibits identified above)
constitutes the entire agreement between OWNER and
ENGINEER and supersedes all prior written or oral
understandings. This Agreement may only be amended,
supplemented, modified, or canceled by a duly executed
written instrument. This Agreement along with the exhibits
shall be read and construed as the same Agreement.
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page I 1 of 12
IN WITNESS WHEREOF, the parties hereto have executed this Agreement, the Effective Date of which is
indicated on page 1.
OWNER: CITY OF BAYTOWN
Signature.
Printed Name: Richard L. Davis
Title: Qy_Manager .
Date Signed: - —_ - --.
Address for giving notices:
P.O. Box 424
Baytown, Texas 77522
Designated Representative (paragraph 6.02.A):
Name: Frank Simoneaux, P.E.
Title: Director of Public Works and Engineering
Phone Number: (281) 420-7154
Facsimile Number: (281) 420-6586
E-Mail Address: frank.simoneaux@baytown.org
ENGINEER: KIT PROM SIONAL , C..
Printed Name: jj on e
Title:tr
Date Signed: _ 9
Address for giving notices:
2000 W. Sam Houston Pkwy S., Suite 1400
Houston, Texas 77042
Designated Representative (paragraph 6.02.A):
Name: Trent Slovak, P.E. BCEE
Title: Senior Vice President
Phone Number: (713) 783-8700
Facsimile Number: (713) 783-8747
E-Mail Address:
Standard Form of Agreement
Between Owner and Engineer for Professional Services
Page 12 of 12
This is EXHIBIT A, consisting of 8 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINE
ENGINEER'S Services
Article 1 of the Agreement is amended and supplemented to include the following agreement of the parties.
ENGINEER shall provide Basic and Additional Services as set forth below.
PART 1 -- BASIC SERVICES (Modified)
A 1.01 Preliminary Design Phase
A.. ENGINEER shall:
1. (Modified) Consult with OWNER to define and clarify OWNER's requirements for the Project and to
gather operational information on the existing facilities.
2. (Modified) Advise OWNER as to the necessity of OWNERS providing data or services of the types
described in Exhibit B, which are not part of ENGINEER's Basic Services, and assist OWNER in
obtaining such data and services. Develop a data needs list for submittal to Owner.
3. (Modified) Identify, consult with, and analyze requirements of OWNER and all other governmental
authorities having jurisdiction to issue permit or to approve the portions of the Project designed or
specified by ENGINEER, including, but not limited to, mitigating measures identified in the
environmental assessment (if any).
4. Identify and evaluate potential solutions available to OWNER; and, after consultations with OWNER,
recommend to OWNER those solutions which in ENGINEER's judgment meet OWNER's
requirements for the Project.
5. (Modified) Attend meetings with OWNER to receive input into OWNER'S requirements for the Project
and evaluation of potential solutions available to OWNER and to discuss and finalize design criteria
and acquire pertinent information regarding the Project.
6. Perform or provide the following additional Preliminary Design Phase tasks or deliverables:
a. Surveying. A professional surveyor registered in the State of Texas will be retained to provide the
following scope of work:
• Abstract services and preparation of a boundary survey.
• Topographic survey of the Project site to delineate surface features relevant to project
improvement locations.
• Survey geotechnical borehole locations.
b. Geotechnical and Environmental Investigations.
(1) A professional geotechnical engineer registered in the State of Texas will be retained to drill
and collect soil borings, provide characterization of the subsurface soil conditions, provide
foundation design and construction recommendations, and provide a geotechnical engineering
report signed and sealed by an engineer registered in the State of Texas.
• Four, 25-foot-deep borings at different locations at the facility. One boring will be
converted into a piezometer.
Page 1 of 8
(2) A professional engineer registered in the State of Texas will be retained to conduct a Phase I
environmental site assessment for the Project, which will be included in the Report.
(3) Lead and asbestos samples will be collected and tested for components to be demolished.
Results of the test will be provided in the Report.
6. (Modified) Prepare a preliminary engineering analysis and design report (the "Report") for the 20%
design, documenting the findings, the alternatives available for the Project, the results of the meetings,
and the recommendations for inclusion in the Final Design of the Project. The report will include, but
not be limited to, an introduction summary of the background information and project objectives,
regulatory compliance criteria, a description of approach used for project including the basis of design,
and the description of results and findings including alternatives analysis with life cycle costs. The
Report will contain a schematic layouts, sketches and conceptual design criteria with appropriate
exhibits to indicate the agreed -to requirements, considerations involved, and those alternate solutions
available to OWNER which ENGINEER recommends. ENGINEER will prepare an Association for
the Advancement of Cost Engineering (AACE) Class 4 Opinion of Probable Construction Costs
(EOPCC) for the Project. The Report will be prepared utilizing appropriate elements of the designs
of the CDWWTP Dewatering and Disinfection Buildings. Candidate conceptual designs for
mitigation improvements for the Influent Lift Station No. 1, Grit Pump Station, Wasting Pump
Station, and Sludge Pump Station will be identified, and recommendations for each advanced.
7. Furnish five (5) review copies of the draft Report plus one (1) electronic copy to OWNER within
seventy-seven (77) calendar days of authorization to begin services and review the preliminary design
submittal with OWNER.
8. Furnish five (5) final copies of the Report plus one electronic copy to OWNER within twenty-eight
(28) calendar days after reviewing the draft of such submittal with OWNER.
B. (Modified) ENGINEER's services under the Preliminary Design Phase will be considered complete on the
date when the final copies of the Report has been delivered to and accepted by OWNER.
A1.02 Design Phase (Task I & 3)
A. Upon written authorization from OWNER, ENGINEER shall:
1. Provide technical criteria, written descriptions, and design data for OWNER's use in filing applications for
permits from or approvals of governmental authorities having jurisdiction to review or approve the final
design of the Project and assist OWNER in consultations with appropriate authorities.
2. (Modified) Prepare final Drawings indicating the scope, extent, and character of the Work to be performed
and furnished by Contractor. Specifications will be prepared, where appropriate, in conformance with the
16-division format of the Constriction Specifications Institute or other format agreed to in writing by
OWNER and ENGINEER.
3. Advise OWNER of any adjustments to the opinion of probable Construction Cost and any adjustments to
Total Project Costs known to ENGINEER.
4. (Modified) Attend meetings with, participate in conference calls with and prepare presentations for
OWNER and other applicable agencies, utility owners, pipelines, railroads, and other affected
stakeholders to review design details, to discuss and finalize design issues, and to coordinate the
Project.
5. Perform or provide the following additional Final Design Phase tasks or deliverables:
a. Regulatory Approval and Permitting
ENGINEER will submit the design documents to TCEQ and obtain the required Approval to
Construct. Engineer will support the OWNER in obtaining the necessary approval and permits from
Page 2 of 8
the City of Baytown. ENGINEER will support the OWNER in coordinating with The State of Texas
related to the CDBG.
6. Furnish five (5) review copies and one electronic copy in a format approved by the OWNER of the 60%
submittal to OWNER within one hundred ninety-four (194) calendar days of authorization to begin final
design services and review the report with the OWNER. The 6011/o submittal shall include the submittal of
the plan and profile sheets along with the quantity take offs and an Association for the Advancement of
Cost Engineering (AACE) Class 3 Opinion of Probable Construction Costs (EOPCC) for the Project.
7. Revise the 60% submittal in response to OWNER's and other parties' comments, as appropriate, and
incorporate such revisions in the 90% Bidding Documents.
8. Furnish five (5) review copies and one electronic copy in a format approved by the OWNER of the 90%
submittal, including Bidding Documents, along with an Association for the Advancement of Cost
Engineering (AACE) Class 2 Opinion of Probable Construction Costs (EOPCC) for the Project to
OWNER within two hundred ninety-one (291) calendar days of authorization to begin final design
services and review it with OWNER.
9. Revise the 90% submittal in response to OWNER's and other parties' comments, as appropriate, and
incorporate such revisions in the 100% Bidding Documents.
10. Furnish review copies and one electronic copy in a format approved by the OWNER of the 100% Bidding
Documents for review and approval by OWNER, its legal counsel, and other advisors, as appropriate,
review it with OWNER, and assist OWNER in the preparation of other related documents. Such submittal
shall include, but not be limited to, nine (9) 11x17-inch copies of the drawings, three (3) 2204-inch
copies of the drawings, six (6) copies of the project manual, one (1) set of drawings and project manual
delivered unbound, and one (1) disk of the documents in Adobe .pdf format
11. Revise the 100% Bidding Documents in response to OWNER's and other parties' comments, as
appropriate, and submit 15 final sets of Bid Documents in pdf format on compact disks and an updated
opinion of probable Construction Cost to OWNER within three hundred forty-seven (347) calendar days
after authorization to proceed with this phase.
12. (Added) Prepare additional line items in the Bid Tabulations, assuming the project documentation,
including plans and specifications, were originally prepared to reflect these items, as reasonably requested
by OWNER, so long as this/these request(s) is made prior to the submission of the final Bidding
Documents.
B. In the event that the Work designed or specified by ENGINEER is to be performed or furnished under more
than one prime contract, or if ENGINEER's services are to be separately sequenced with the work of one or
more prime Contractors (such as in the case of fast -tracking), OWNER and ENGINEER shall, prior to
commencement of the Final Design Phase, develop a schedule for performance of ENGINEER's services
during the Final Design, Bidding or Negotiating, Construction, and Post -Construction Phases in order to
sequence and coordinate properly such services as are applicable to the work under such separate prime
contracts. This schedule is to be prepared and included in or become an amendment to Exhibit A whether or
not the work under such contracts is to proceed concurrently.
C. (Modified) ENGINEER's services under the Final Design Phase will be considered complete on the date when
the submittals required by paragraph A1.02.A.I I have been delivered to and accepted by OWNER.
A 1.03 Bidding or Negotiating Phase
A. After acceptance by OWNER of the Bidding Documents and the most recent opinion of probable Construction
Cost as determined in the Final Design Phase and upon written authorization by OWNER to proceed,
ENGINEER shall:
Page 3 of 8
1. Assist OWNER in advertising for and obtaining bids for the Work.
2. Answer questions and issue Addenda as appropriate to clarify, correct, or change the Bidding Documents.
3. Consult with OWNER as to the acceptability of subcontractors, suppliers, and other individuals and
entities proposed by Contractor for those portions of the Work as to which such acceptability is required
by the Bidding Documents.
4. Perform or provide the following additional Bidding or Negotiating Phase tasks or deliverables:
a. Prepare a letter of recommendation of award to the OWNER.
b. Attend the Council meeting for award of the contract for the Project.
5. (Modified) Attend the Mandatory Pre -Bid Conference and the Bid opening, prepare Bid tabulation sheets,
assemble contract documents, assist OWNER in both evaluating Bids or proposals and awarding contracts
for the Work.
6. (Added) Assist in connection with Bid protests, rebidding, or re -negotiating contracts for construction,
materials, equipment, or services.
B. (Modified) The Bidding or Negotiating Phase will be considered complete upon commencement of the
Construction Phase.
A 1.03 Construction Phase.
A. Upon successful completion of the Bidding and Negotiating Phase, and upon written authorization from
OWNER, ENGINEER shall:
I. General Administration of Construction Contract. Consult with OWNER and act as OWNER's
representative as provided in the General Conditions. The extent and limitations of the duties,
responsibilities and authority of ENGINEER as assigned in said General Conditions shall not be
modified, except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to
Contractor will be issued through ENGINEER, who shall have authority to act on behalf of OWNER
in dealings with Contractor to the extent provided in this Agreement and said General Conditions
except as otherwise provided in writing.
2. (Modified) Construction and Materials Testing. Engage a contractor to provide construction material
testing, including concrete inspections, concrete test cylinders, reinforcing steel inspection and
provide an engineering and report review as necessary for the Project. ENGINEER shall provide two
sets of blue prints (civils and structurals) and one copy of the specification book to ENGINEER's
construction and material testing subconsultant.
3. Pre -Construction Conference. Coordinate and prepare the pre -construction conference agenda and
other required documentation. Participate in a Pre -Construction Conference prior to commencement
of Work at the Site. Prepare and distribute meeting minutes.
4. Baselines and Benchmarks. As appropriate, establish control and temporary benchmarks for locating
the Work which in ENGINEER's judgment are necessary to enable Contractor to proceed.
5. Visits to Site and Observation of Construction. In connection with observations of Contractor's work
in progress while it is in progress:
a. (Modified) Make visits to the Site at intervals appropriate to the various stages of construction,
appropriate to verify Contractor's payment requests, and as ENGINEER and/or OWNER deems
necessary, in order to observe as an experienced and qualified design professional the progress
and quality of the Work. Such visits and observations by ENGINEER, and the Resident Project
Page 4 of 8
Representative, if any, are not intended to be exhaustive or to extend to every aspect of
Contractor's work in progress or to involve detailed inspections of Contractor's work in progress
beyond the responsibilities specifically assigned to ENGINEER in this Agreement and the
Contract Documents, but rather are to be limited to spot checking, selective sampling, and similar
methods of general observation of the Work based on ENGINEER's exercise of professional
judgment as assisted by the Resident Project Representative, if any. Based on information
obtained during such visits and such observations, ENGINEER will determine if Contractor's
work is proceeding in accordance with the Contract Documents, and ENGINEER shall keep
OWNER informed of the progress of the Work.
b. (Modified) The purpose of ENGINEER's visits to, and representation by the Resident Project
Representative, if any, at the Site, will be to enable ENGINEER to better carry out the duties and
responsibilities assigned to and undertaken by ENGINEER during the Construction Phase, and,
in addition, by the exercise of ENGINEER's efforts as an experienced and qualified design
professional, to provide for OWNER a greater degree of confidence that the completed Work
will substantially conform to the Contract Documents and that the integrity of the design concept
of the completed Project as a functioning whole as indicated in the Contract Documents has been
implemented and preserved by Contractor. ENGINEER shall not, during such visits or as a
result of such observations of Contractor's work in progress, supervise, direct, or have control
over Contractor's work, nor shall ENGINEER have authority over or responsibility for the
means, methods, techniques, sequences, or procedures of construction selected by Contractor, for
safety precautions and programs incident to Contractor's work, or for any failure of Contractor to
comply with Laws and Regulations applicable to Contractor's furnishing and performing the
Work. Accordingly, ENGINEER neither guarantees the performance of arty Contractor nor
assumes responsibility for any Contractor's failure to furnish and perform its work in accordance
with the Contract Documents.
6. (Modified) Defective Work. Recommend to OWNER that Contractor's work be disapproved and
rejected while it is in progress if, on the basis of such observations, ENGINEER believes that such
work will not produce a completed Project that substantially conforms to the Contract Documents or
that it will prejudice the integrity of the design concept of the completed Project as a functioning
whole as indicated in the Contract Documents.
7. Clarifications and Interpretations, Field Orders. Issue necessary clarifications and interpretations of
the Contract Documents as appropriate to the orderly completion of Contractor's work. Such
clarifications and interpretations will be consistent with the intent of and reasonably inferable from the
Contract Documents. ENGINEER may issue Field Orders authorizing minor variations from the
requirements of the Contract Documents.
8. Change Orders and Work Change Directives. Recommend Change Orders and Work Change
Directives to OWNER, as appropriate, and prepare Change Orders and Work Change Directives as
required.
9. Shop Drawings and Samples. Review and approve or take other appropriate action in respect to Shop
Drawings and Samples and other data which Contractor is required to submit, but only for
conformance with the information given in the Contract Documents and compatibility with the design
concept of the completed Project as a functioning whole as indicated in the Contract Documents.
Such reviews and approvals or other action will not extend to means, methods, techniques, sequences
or procedures of construction or to safety precautions and programs incident thereto. ENGINEER
has an obligation to meet any Contractor's submittal schedule that has earlier been acceptable to
ENGINEER.
10. Substitutes and "or -equal." Evaluate and determine the acceptability of substitute or "or -equal"
materials and equipment proposed by Contractor, but subject to the provisions of paragraph A2.01 of
this Exhibit A.
Page 5 of 8
11. Inspections and Tests. Require such special inspections or tests of Contractor's work as deemed
reasonably necessary, and receive and review all certificates of inspections, tests, and approvals
required by Laws and Regulations or the Contract Documents. ENGINEER's review of such
certificates will be for the purpose of determining that the results certified indicate compliance with
the Contract Documents and will not constitute an independent evaluation that the content or
procedures of such inspections, tests, or approvals comply with the requirements of the Contract
Documents. ENGINEER shall be entitled to rely on the results of such tests.
13. (Modified) Disagreements between OWNER and Contractor. Render formal written decisions on all
claims of OWNER and Contractor relating to the acceptability of Contractor's work or the
interpretation of the requirements of the Contract Documents pertaining to the execution and progress
of Contractor's work. In rendering such decisions, ENGINEER shall be fair and not show partiality to
OWNER or Contractor.
14. Applications for Payment. Based on ENGINEER's observations as an experienced and qualified
design professional and on review of Applications for Payment and accompanying supporting
documentation:
a. Determine the amounts that ENGINEER recommends Contractor be paid. Such
recommendations of payment will be in writing and will constitute ENGINEER's representation
to OWNER, based on such observations and review, that, to the best of ENGINEER's
knowledge, information and belief, Contractor's work has progressed to the point indicated, the
quality of such work is substantially in accordance with the Contract Documents (subject to an
evaluation of the Work as a functioning whole prior to or upon Substantial Completion, to the
results of any subsequent tests called for in the Contract Documents and to any other
qualifications stated in the recommendation), and the conditions precedent to Contractor's being
entitled to such payment appear to have been fulfilled in so far as it is ENGINEER's
responsibility to observe Contractor's work. In the case of unit price work, ENGINEER's
recommendations of payment will include final determinations of quantities and classifications of
Contractor's work (subject to any subsequent adjustments allowed by the Contract Documents).
The responsibilities of ENGINEER contained in paragraph A1.04.A.5.a are expressly subject to
the limitations set forth in paragraph A1.04.A.5.b and other express or general limitations in this
Agreement and elsewhere.
b. By recommending any payment, ENGINEER shall not thereby be deemed to have represented
that observations made by ENGINEER to check the quality or quantity of Contractor's work as it
is performed and furnished have been exhaustive, extended to every aspect of Contractor's work
in progress, or involved detailed inspections of the Work beyond the responsibilities specifically
assigned to ENGINEER in this Agreement and the Contract Documents. Neither ENGINEER's
review of Contractor's work for the purposes of recommending payments nor ENGINEER's
recommendation of any payment including final payment will impose on ENGINEER
responsibility to supervise, direct, or control Contractor's work in progress or for the means,
methods, techniques, sequences, or procedures of construction or safety precautions or programs
incident thereto, or Contractor's compliance with Laws and Regulations applicable to
Contractor's furnishing and performing the Work. It will also not impose responsibility on
ENGINEER to make any examination to ascertain how or for what purposes Contractor has used
the moneys paid on account of the Contract Price, or to determine that title to any portion of the
work in progress, materials, or equipment has passed to OWNER free and clear of any liens,
claims, security interests, or encumbrances, or that there may not be other matters at issue
between OWNER and Contractor that might affect the amount that should be paid.
15. Contractor's Completion Documents.
a. (Modified) Receive and review maintenance and operating instructions, schedules, and
guarantees as prepared by the Contractor in accordance with the Contract Documents.
Page 6 of 8
ENGINEER will compile this information as provided by Contractor, and deliver three (3)
copies of the same to OWNER.
b. (Modified) Receive bonds, certificates, or other evidence of insurance not previously
submitted and required by the Contract Documents, certificates of inspection, tests and
approvals, Shop Drawings, Samples and other data approved as provided under paragraph
A1.04.A.9, and the annotated record documents which are to be assembled by Contractor in
accordance with the Contract Documents to obtain final payment. The extent of such
ENGINEERSs review will be limited as provided in paragraph A 1.04.A.9.
c. ENGINEER shall transmit these documents to OWNER within thirty (30) days of receipt of
documents from Contractor.
d. (Added) Preparing and furnishing to OWNER Record Drawings electronically in a format
approved by the OWNER and on mylar showing appropriate record information based on Project
annotated record documents received from Contractor.
16. (Modified) Final Notice of Acceptability of the Work. Conduct a final inspection to determine if the
completed Work of Contractor is acceptable so that ENGINEER may recommend, in writing, final
payment to Contractor. Accompanying the recommendation for final payment, ENGINEER shall
also provide a notice in the form attached hereto as Exhibit E (the "Notice of Acceptability of Work")
that to the best of ENGINEER's knowledge, information and belief and upon the exercise of
ENGINEER'S due diligence, the Work is acceptable and is in compliance with the Contract
Documents.
B. Duration of Construction Phase. The Construction Phase will commence with the execution of the first
Construction Agreement for the Project or any part thereof and will terminate upon final payment to
Contractors. If the Project involves more than one prime contract as indicated in paragraph A1.02.C,
Construction Phase services may be rendered at different times in respect to the separate contracts.
C. Limitation of Responsibilities. ENGINEER shall not be responsible for the acts or omissions of any
Contractor, or of any of its subcontractors, suppliers, or of any other individual or entity performing or
furnishing any of the Work. ENGINEER shall not be responsible for failure of any Contractor to perform or
furnish the Work in accordance with the Contract Documents.
PART 2 -- ADDITIONAL SERVICES
A2.01 Additional Services Requiring OWNER's Authorization in Advance
ENGINEER shall upon written request of OWNER perform the following services:
Onsite Resident Project Representation
The Onsite Resident Project Representative (ORPR) at the Site, will be to enable ENGINEER to
better carry out the duties and responsibilities assigned to and undertaken by ENGINEER during the
Construction Phase, and, in addition, by the exercise of ENGINEER's efforts as an experienced and
qualified design project representative, to provide for OWNER a greater degree of confidence that the
completed Work will substantially conform to the Contract Documents and that the integrity of the
design concept of the completed Project as a functioning whole as indicated in the Contract
Documents has been implemented and preserved by Contractor. ORPR shall not, during such
visits or as a result of such observations of Contractor's work in progress, supervise, direct, or have
control over Contractor's work, nor shall ORPR have authority over or responsibility for the means,
methods, techniques, sequences, or procedures of construction selected by Contractor, for safety
precautions and programs incident to Contractor's work, or for any failure of Contractor to comply
with Laws and Regulations applicable to Contractor's furnishing and performing the Work.
Accordingly, ENGINEER neither guarantees the performance of any Contractor nor assumes
Page 7 of 8
responsibility for any Contractor's failure to furnish and perform its work in accordance with the
Contract Documents.
A2.02 Required Additional Services
Not Included
Page 8 of 8
This is EXHIBIT B, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINE
OWNER's Responsibilities
Article 2 of the Agreement is amended and supplemented to include the following agreement of the parties.
B2.01 In addition to other responsibilities of OWNER as set forth in this Agreement, OWNER shall:
A. Provide ENGINEER with all criteria and full information as to OWNER's requirements for the Project,
including design objectives and constraints, space, capacity and performance requirements, flexibility, and
expandability, and any budgetary limitations; and furnish copies of all design and construction standards which OWNER
will require to be included in the Drawings and Specifications; and furnish copies of OWNER's standard forms,
conditions, and related documents for ENGINEER to include in the Bidding Documents, when applicable.
B. Furnish to ENGINEER any other available information pertinent to the Project including reports and data
relative to previous designs, or investigation at or adjacent to the Site. Nothing contained in this Exhibit or in this
Agreement shall be construed to require the OWNER to provide such records in any certain format. The format in
which the existing data and documentation will be provided shall be at the sole discretion of the OWNER.
C. (Modified) Following ENGINEER's assessment of initially -available Project information and data and upon
ENGINEER's written request, furnish or otherwise make available such additional available Project related information
and data as is reasonably required to enable ENGINEER to complete its Basic and Additional Services.
1. (Deleted).
2. (Deleted).
3. (Deleted).
4. (Deleted).
5. (Deleted).
6. (Deleted).
D. (Deleted).
E. (Modified) Authorize ENGINEER to provide Additional Services as set forth in Part 2 of Exhibit A of the
Agreement as the OWNER determines is necessary.
F. (Modified) Arrange for access to and make all provisions for ENGINEER to enter upon public and private
property as required for ENGINEER to perform services under the Agreement.
G. Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals, and other
documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor, and other advisors
or consultants as OWNER deems appropriate with respect to such examination) and render in writing timely decisions
pertaining thereto.
Page l of 2 Pages
(Exhibit B — OWNER's Responsibilities)
H. (Deleted).
I. (Deleted).
J. Advise ENGINEER of the identity and scope of services of any independent consultants employed by
OWNER to perform or famish services in regard to the Project, including, but not limited to, cost estimating, project
peer review, value engineering, and constructability review.
K. (Deleted).
L. (Deleted).
M. (Deleted).
N. (Deleted).
Nothing contained in this Exhibit or in the Agreement shall be construed to require the OWNER to provide any
records or data in any certain format. The format in which the existing data and documentation will be provided
shall be at the sole discretion of the OWNER.
Page 2 of 2 Pages
(Exhibit B — OWNER's Responsibilities)
This is EXHIBIT C, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINE
Payments to ENGINEER for Services and Reimbursable Expenses !§0t_
Article 4 of the Agreement is amended and supplemented
to include the following agreement of the parties:
ARTICLE 4 -- PAYMENTS TO THE ENGINEER
for all of the services performed during the
applicable month.
C4.02 For Basic Services Having An Undetermined
C4.01 For Basic Services Having A Determined Scope -- Direct Labor Costs Times a Factor
Scope —Cost not to Exceed Method of Payment Method of Payment
A. OWNER shall pay ENGINEER for Basic
Services set forth in Exhibit A as follows:
1. (Modified) A cost not to exceed
amount of $452,081.00based upon the rate
schedule, which is attached as Appendix 1 of Exhibit
C and incorporated herein for all intents and
purposes. This amount, which does not include
those ENGINEER'S Consultant's charges and
reimbursable expenses, and will be distributed at the
completion of each of the phase in the following
amount:
a. Preliminary Design Phase.................$56,110
b. Design Phase..................................$290,781
c. Bid Phase............................................$9,805
d. Construction Phase...........................$95,385
2. (Deleted).
3. The cost not to exceed includes
compensation for ENGINEER's services and
services of ENGINEER's Consultants (with the
exception of those outlined in paragraph C4.05), if
any. Appropriate amounts have been incorporated
in the cost not to exceed to account for labor,
overhead, and profit.
4. Deleted.
5. The portion of the amount billed for
ENGINEER's services will be based upon total
services actually completed during the billing
period, which shall be a calendar month. Invoices
shall be tendered no more often than once a month
A. (Not Used).
C4.03 For Additional Services
A. OWNER shall pay ENGINEER for Additional
Services as follows:
1. General. For services of ENGINEER's
employees engaged directly on the Project pursuant
to paragraph A2.01 or A2.02 of Exhibit A of the
Agreement, except for services as a consultant or
witness under paragraph A2.01.A.13, an amount
based upon the actual hours worked and the rate
schedule, which is attached as Appendix 1 of Exhibit
C and incorporated herein for all intents and
purposes plus Reimbursable Expenses. Additional
Services shall not be performed without the prior
written consent of the OWNER and shall not exceed
the following:
a. Onsite Resident
Project Representative ............. $339,300
C4.04 For Reimbursable Expenses
A. (Modified) When not included in compensation
for Basic Services under paragraph C4.01, OWNER
shall pay ENGINEER for Reimbursable Expenses as
the rate set forth in Appendix 2 of this Exhibit C.
Before the OWNER shall be liable for any
reimbursable expenses whether included in C4.01 or
not, ENGINEER must obtain prior written approval of
the OWNER of any expense that exceeds $1,000 for
which ENGINEER seeks reimbursement.
Reimbursable Expenses shall not exceed $48,950.
Page l of 2 Pages
(Exhibit C - Basic Services With Determined Scope -- Cost not to exceed Method)
B. (Modified) Reimbursable Expenses include
the following categories: mileage, parking tolls, long
distance, reproduction of Drawings, Specifications,
Bidding Documents, and similar Project -related items in
addition to those required under Exhibit A, and, if
authorized in advance by OWNER.
C. The amounts payable to ENGINEER for
Reimbursable Expenses will be the Project -related
internal expenses actually incurred or allocated by
ENGINEER based upon the rate schedule for
Reimbursable Expenses, plus all invoiced external
Reimbursable Expenses allocable to the Project.
D. (Deleted).
E. (Added) The OWNER must approve all travel
expenses in writing before the same are incurred. If such
approval is not obtained, the OWNER shall not be liable
for such travel expenses.
C4.05 For ENGINEER's Consultant's Charges
A. (Modified) Whenever compensation to
ENGINEER herein is stated to include charges of
ENGINEER's Consultants, those charges shall be the
amounts billed by ENGINEER's Consultants to
ENGINEER times a Factor of (1.10). The consultant
charges shall not exceed the following amounts specified
for each of the following services, unless approved in
writing by the OWNER. The charges include the factor,
and shall not exceed the following without prior written
consent of the OWNER.
a. Preliminary Design Phase .................... $112,257
b. Design Phase.......................................$163,636
c. Bid Phase ................................................. $7,810
d. Construction Phase ................................ $45,045
C4.06 Direct Labor Costs
A. Direct Labor Costs means salaries and wages
paid to ENGINEER's employees but does not include
payroll related costs or benefits.
B. (Deleted).
C4.07 Factors
(Deleted).
C4.08 Other Provisions Concerning Payment
A. Progress Payments. The portion of the
amounts billed for ENGINEER's services which are
identified in paragraphs C4.01 and C4.03, will be
based on the Direct Labor Costs for the cumulative
hours charged to the Project during the billing
period by all of ENGINEER's employees, plus
Reimbursable Expenses and ENGINEER's
Consultant's charges, if any.
Page 2 of 2 Pages
(Exhibit C - All Other Services/Charges -- Cost not to Exceed Method of Payment)
APPENDIX 1 OF EXHIBIT C — HOURLY RATES
Hourly Rates for Consultant Staff:
All services of ENGINEER are to be billed on an hourly basis based on time and materials and based upon the
following rates:
Prim aMchnical Advisor
$285.00
{
Associate/Senior Project Manager
^�
$255.00
Senior Project Engineer
$195.00
Project Engineer II
$165.00
Project Engineer I
$150.00
Graduate Engineer
$120.00
Senior CADD/Desl er
$105.00
CADD Technician
$90.00
Inspector/Field Technician
$90.00
Administrative
$90.00
Clerical
$75.00
Page i of I Pages
(Appendix 1 of Exhibit C Hourly Rates)
APPENDIX 2 OF EXHIBIT C — REIMBURSEMENT OF COSTS
External Reproduction and Deliveries: Cost plus 10%
Internal expenses: Cost
Mileage: IRS Rate
Travel: Cost
Page 1 of 1 Pages
(Appendix 2 of Exhibit C — Reimbursement of Costs)
EXHIBIT E, consisting of 2 pages, referred to in and part of
the Agreement between OWNER and ENGINEER for
Professional Services dated
NOTICE OF ACCEPTABILITY OF WORK
PROJECT:
OWNER:
OWNER's Construction Contract Identification:
EFFECTIVE DATE OF THE CONSTRUCTION AGREEMENT:
CONSTRUCTION CONTRACT DATE:
ENGINEER:
To:
And To:
Ctr]`.I1117
CONTRACTOR
Initial:
OWNER
The undersigned hereby gives notice to the above OWNER and CONTRACTOR that the completed Work
furnished and performed by CONTRACTOR under the above Contract is acceptable, expressly subject to the
provisions of the related Contract Documents and the terms and conditions set forth on the reverse side hereof.
By:
Title:
Dated:
Page 1 of 2 Pages
(Exhibit E Notice of Acceptability of Work)
(Reverse side of Notice)
CONDITIONS OF NOTICE OF ACCEPTABILITY OF WORK
The Notice of Acceptability of Work ("Notice") on the front side of this sheet is expressly made subject to the
following terns and conditions to which all persons who receive said Notice and rely thereon agree:
1. Said Notice is given with the skill and care ordinarily used by members of the engineering profession practicing
under similar conditions at the same time and in the same locality.
2. Said Notice reflects and is an expression of the professional judgment of ENGINEER.
3. Said Notice is given as to the best of ENGINEER's knowledge, information, and belief as of the date hereof.
4. (Modified) Said Notice is based entirely on and expressly limited by the scope of services ENGINEER has been
employed by OWNER to perform or furnish during construction of the Project (including observation of the
CONTRACTOR's work) under ENGINEER's Agreement with OWNER and applies to facts that are within
ENGINEER's knowledge or could or should have been ascertained by ENGINEER as a result of carving out
the responsibilities specifically assigned to ENGINEER under ENGINEER's agreement with OWNER.
5. (Modified) Said Notice is not a guarantee or warranty of CONTRACTOR's performance under the Construction
Contract nor an assumption of responsibility for any failure of the Contractor to furnish and perform the work
thereunder in accordance with the Contract documents, unless ENGINEER knew or should have known of such
failure and failed to notify the Owner of such failure and take appropriate action so that the same were corrected
and brought into compliance with the Contract Documents.
Page 2 of 2 Pages
(Exhibit E — Notice of Acceptability of Work)
This is EXHIBIT G, consisting of 2 pages, referred to in and
part of the Agreement between OWNER and ENGINEER
for Professional Services dated
Initial:
OWNER
ENGINEER
Insurance
Paragraph 6.05 of the Agreement is amended and supplemented to include the following agreement of the parties.
G6.05 Insurance
Throughout the term of this Agreement, ENGINEER at its own expense shall purchase, maintain and keep in force
and effect insurance against claims for injuries to or death of persons or damages to property which may arise out of
or result from ENGINEER's operations and/or performance of the work under this Agreement, whether such
operations and/or performance be by ENGINEER, its agents, representatives, volunteers, employees or
subcontractors or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of them
may be liable.
ENGINEER's insurance coverage shall be primary insurance with respect to the OWNER, its officers, agents and
employees. Any insurance or self-insurance maintained by the OWNER, its officials, agents and employees shall be
considered in excess of ENGINEER's insurance and shall not contribute to it. Further, ENGINEER shall include all
subcontractors as additional insureds under its commercial general liability policies or shall famish separate
certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the
requirements stated herein.
The following is a list of standard insurance policies along with their respective minimum coverage amounts required
in this contract:
Commercial General Liability (CGL)
General Aggregate: $2,000,000
Products & Completed Operations: $1,000,000
Personal & Advertising Injury: $1,000,000
Per Occurrence: $1,000,000
a. Coverage shall be broad form CGL
b. No coverage shall be excluded from standard policy without notification of individual exclusions being
attached for review and acceptance.
c. Waiver of Subrogation required
Business Automobile Policy (BAP)
Combined Single Limits: $1,000,000
a. Coverage for "Any Auto."
b. Waiver of Subrogation required
Workers' Compensation Insurance
Statutory Limits
Employer's Liability $500,000
Waiver of Subrogation required
Errors & Omissions (E&O)
Limit: $1,000,000
Page 1 of 2 Pages
(Exhibit G - Insurance)
a. For all engineers, and/or design companies.
b. Claims -made form is acceptable.
c. Coverage will be in force for three (3) years after project is completed.
Upon execution of this contract, ENGINEER shall file with the OWNER valid Certificates of Insurance and
endorsements acceptable to the OWNER. Such Certificates shall contain a provision that coverage afforded under
the policies will not be canceled, suspended, voided, or reduced until at least thirty (30) days' prior written notice has
been given to the OWNER via certified mail, return receipt requested.
ENGINEER shall also file with the OWNER valid Certificates of Insurance covering all subcontractors.
The following are general requirements applicable to all policies:
a. AM Best Rating of A-:VII or better.
b. Insurance carriers licensed and admitted to do business in State of Texas will be accepted.
c. Liability policies will be on occurrence form. E & O can be on claims -made form.
d. OWNER, its officers, agents and employees are to be added as Additional Insured to the commercial
general liability and business automobile policies.
e. Upon request of and without cost to OWNER, certified copies of all insurance policies and/or certificates of
insurance shall be famished to OWNER's representative. Certificates of insurance showing evidence of
insurance coverage shall be provided to OWNER's representative prior to execution of this agreement.
f. Upon request of and without cost to OWNER, loss runs (claims listing) of any and/or all insurance coverage
shall be furnished to OWNER's representative.
Page 2 of 2 Pages
(Exhibit G - Insurance)
Indemnification
This is EXHIBIT K, consisting of 2 pages, referred to in and part of
the Agreement between OWNER and ENGINEER for
Professional Services dated
OVINER
y
92 i
ENGINEER AGREES TO AND SHALL INDEMNIFY AND HOLD
HARMLESS AND DEFEND OWNER, ITS OFFICERS, AGENTS,
AND EMPLOYEES (HEREAFTER REFERRED TO AS THE
"CITY") FROM AND AGAINST ANY AND ALL CLAIMS,
LOSSES, DAMAGES, CAUSES OF ACTION, SUITS AND
LIABILITY OF EVERY KIND, INCLUDING ALL EXPENSES OF
LITIGATION, COURT COSTS, AND ATTORNEY'S FEES, FOR
DAMAGES TO ANY PERSON(S) OR PROPERTY TO THE
EXTENT ARISING OUT OF OR IN CONNECTION WITH AN
ACT OF NEGLIGENCE, INTENTIONAL TORT, INTELLECTUAL
PROPERTY INFRINGEMENT, OR FAILURE TO PAY A
SUBCONTRACTOR OR SUPPLIER COMMITTED BY
ENGINEER OR ENGINEER'S AGENT, CONSULTANT UNDER
CONTRACT, OR ANOTHER ENTITY OVER WHICH
ENGINEER EXERCISES CONTROL (COLLECTIVELY
ENGINEER'S PARTIES). IT IS THE EXPRESSED INTENTION
OF THE PARTIES HERETO, BOTH ENGINEER AND OWNER,
THAT THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH
IS INDEMNITY BY ENGINEER TO INDEMNIFY AND PROTECT
OWNER FROM THE CONSEQUENCES OF ENGINEER'S
PARTIES' OWN WILLFUL MISCONDUCT, JOINT OR SOLE
NEGLIGENCE AS WELL AS ENGINEER'S PARTIES'
INTENTIONAL TORTS, INTELLECTUAL PROPERTY
INFRINGEMENTS, AND FAILURES TO MAKE PAYMENTS
ARISING OUT OF OR IN CONNECTION WITH THIS
AGREEMENT. SUCH INDEMNITY SHALL NOT APPLY,
HOWEVER, TO LIABILITY ARISING FROM THE PERSONAL
INJURY, DEATH, OR PROPERTY DAMAGE OF PERSONS THAT
IS CAUSED BY OR RESULTS FROM THE NEGLIGENCE OF
ANY PERSON OTHER THAN ENGINEER'S PARTIES. IN THE
EVENT THAT ANY ACTION OR PROCEEDING IS BROUGHT
AGAINST THE OWNER FROM WHICH THE OWNER IS
INDEMNIFIED, ENGINEER FURTHER AGREES AND
COVENANTS TO DEFEND THE ACTION OR PROCEEDING BY
LEGAL COUNSEL ACCEPTABLE TO THE OWNER. THE
INDEMNITY PROVIDED HEREINABOVE SHALL SURVIVE
THE TERMINATION AND/OR EXPIRATION OF THIS
AGREEMENT.
By this Agreement, the OWNER does not consent to litigation or suit, and the OWNER
hereby expressly revokes any consent to litigation that it may have granted by the terms
of this Contract or any other contract or agreement, any charter, or applicable state law.
Nothing herein shall be construed so as to limit or waive OWNER'S sovereign immunity.
ENGINEER assumes full responsibility for its work performed hereunder and hereby
releases, relinquishes and discharges OWNER, its officers, agents, and employees from
all claims, demands, and causes of action of every kind and character for any injury to
or death of any person and/or any loss of or damage to any property that is caused by or
alleged to be caused by, arising out of, or in connection with ENGINEER's work to be
performed hereunder. This release shall apply with respect to ENGINEER's work
regardless of whether said claims, demands, and causes of action are covered in whole or
in part by insurance.
The protections afforded to OWNER in this Exhibit K shall control and supersede
any apportionment of liability or release of liability contained elsewhere in the
Contract Documents. Furthermore, the provisions contained in this Exhibit "K"
shall survive the termination and/or ex ration of this Agreement.
CERTIFICATE OF INTERESTED PARTIES
FORM 1295
loft
Complete Nos. i - 4 and 6 if there are interested parties.
OFFICE USE ONLY
Complete Nos.1, 2, 3, 5, and 6 if there are no interested parties.
CERTIFICATION OF FILING
Certificate Number:
1
Name of business entity filing form, and the city, state and country of the business entity's place
of business.
2019-541402
KIT Professionals, Inc.
Houston, TX United States
Date Filed:
09/18/2019
2
Name of governmengi enft or state agency that is a party to the contract for WNch the form is
being filed.
City of Baytown
Date Acknowledged.
3
Provide the identification number used by the governmental entity or state agency to track or identify the contract, and provide a
description of the services, goods, or other property to be provided under the contract.
01-2019 FEMA EDWWTP
Professional Engineering services for Hurricane Harvey FEMA Section 404 & 406 Project for East District Wastewater Treatment
Plant EDWW P
4
Name of Interested Party
City, State, Country (place of business)
Nature of interest
(check applicable)
Controlling
Intermedia
5
Check only if there Is NO Interested Party.
Lai
6
UNSWORN DECLARATION
My name is Trent Slovak, PE,_ BCEE _ _ and my date of birth is 12/29/1952
My address is 2000 W Sam Hoyston PKWY So., STE 1400 Houston TX 77042 USA .
(street) (CRY) (state) (zip code) (country)
I declare under penalty of perjury that the foregoing is true and correct.
Executed in __ Harris ----_---County, State of Texas on the 18th day of September, 20 19 .
(month) (year)
ignature of agForized agent of contracting busi entity
(Deolamni)
Forms orovided by Texas Ethics Commission www.ethics.state.tx.us Versinn V1_ __ a6aat7rl
Orig. Dept.:
File/I.D. No.:
INSTRUCTION: ENTITIES USING AN ASSUMED NAME SHOULD DISCLOSE SUCH FACT TO AVOID
REJECTION OF THE AFFIDAVIT. THE FOLLOWING FORMAT IS RECOMMENDED:
CORPORATE/LEGAL NAME DBA ASSUMED NAME.
STATE OF Texas
AFFIDAVIT OF OWNERSHIP OR CONTROL
COUNTY OF Harris
BEFORE ME, the undersigned authority, on this day personally appeared
sudhakar Kalaga [FULL NAME] (hereinafter "Affiant")
President [STATE TITLE/CAPACITY WITH
CONTRACTING ENTITY] of KIT Professionals, Inc. [CONTRACTING
ENTITY'S CORPORATE/LEGAL NAME] ("Contracting Entity"), who being by me duly sworn on
oath stated as follows:
Affiant is authorized to give this affidavit and has personal knowledge of
the facts and matters herein stated.
2. Contracting Entity seeks to do business with the City in connection with
Professional Engineering Services FEMA EDWWfP [DESCRIBE PROJECT
OR MATTER] which is expected to be in an amount that exceeds $50,000.
3. The following information is submitted in connection with the proposal,
submission or bid of Contracting Entity in connection with the above
described project or matter.
4. Contracting Entity is organized as a business entity as noted below (check
box as applicable).
FOR PROFIT ENTITY: NON-PROFIT ENTITY:
[INSOLE PROPRIETORSHIP InNON-PROFITCORPORATION
�J CORPORATION C3 UNINCORPORATED ASSN.
PARTNERSHIP
LIMITED PARTNERSHIP
JOINT VENTURE
❑ LIMITED LIABILITY COMPANY
Cj OTHER (Specify type in space below):
5. The information shown below is true and correct for the Contracting
Entity and all owners of 5% or more of the Contracting Entity and, where
the Contracting Entity is a non-profit entity, the required information has
been shown for each officer. [NOTE: 1N ALL CASES, USE FULL NAMES,
LOCAL BUSINESS AND RESIDENCE ADDRESSES AND TELEPHONE
Affidavit of Ownership or Control, Page I
Orig. Dept.:
File/I.D. No.:
NUMBERS. DO NOT USE POST OFFICE BOXES FOR ANY ADDRESS.
INCLUSION OF E-MAIL ADDRESSES IS OPTIONAL, BUT RECOMMENDED.
ATTACH ADDITIONAL SHEETS AS NEEDED.]
Contracting Entity
Name: KIT Professionals, Inc.
2000 W Sam Houston PKWY So., STE14W
Business Address [NO./STREET]
[CITY/STATE/ZIP CODE] Houston, Texas 77042
713 783-8700
Telephone Number C—D
Email Address [OPTIONAL] skalaga@kitprofs.com
Residence Address [NO./STREET] 10 Ellicott Way
[CITY/STATE/ZIP CODE] Sugar Land, Texas 77479
Telephone Number [OPTIONAL] 7( 13 = 443-6431
Email Address [OPTIONAL] Skalaga@kltpr---11 m
5% or More Owners)/Officers of Non -Profit Corporation
(IF NONE, STATE "NONE.")
Name: Sudhakar Kalaga, PE
2000 W Sam Houston PKWY So., STE 1400
Business Address [NO./STREET]
[CITY/STATE/ZIP CODE] Houston, Texas 77042
Telephone Number 7� 13 783-8700
Email Address [OPTIONAL] skalaga@kitprofs.com
Residence Address [NO./STREET] 10 Ellicott Way
[CITY/STATE/ZIP CODE] Houston, Texas 77042
Telephone Number [OPTIONAL] 7( 13 443-6431
a skala kit rofs.com
Email Address [OPTIONAL] 9 p
fi. Optional Information
Contracting Entity and/or
[NAME OF
Affidavit of Ownership or Control, Page 2
Orig. Dept.:
OWNER OR NON-PROFIT OFFICER]
appealing the accuracy and/or
File/I.D. No.:
is actively protesting, challenging or
amount of taxes levied against
[CONTRACTING ENTITY,
OWNER OR NON-PROFIT OFFICER] as follows:
Name of Debtor:
Type of Debt:
Account Nos.:
Case or File Nos.:
Attorney/Agent Name:
Attorney/Agent Phone No.:
Delinquent Years/Months:
Status of Appeal [DESCRIBE]:
Affiant certifies that he or she is duly authorized to submit the above information on
behalf of the Contracting Entity, that Afftant is associated with the Contracting Entity in the
capacity noted above and has personal knowledge of the accuracy of the information provided
herein, and that the information provided herein is true and correct to the best of Affianfs
knowledge and belief.
Cant
SWORN TO AND SUBSCRIBED before me this 18 day of September 20A_J
(Seal) �;Ay'P�e., MARILYN MACINNES
NOTARY PUBLIC
ID# 5073631
State of Texas Notary P lie and a to of
Comm.Exp_08-10-2021
Texas
NOTE:
This affidavit constitutes a government record as defined by Section 37.01 of the Texas Penal
Code. Submission of a false government record is punishable as provided in Section 37.10 of the
Texas Penal Code.
Attach additional pages if needed to supply the required names and addresses.
R.\Karen\Files\Contracts\Affidiavit dOwnership or Control.doc
Affidavit of Ownership or Control, Page 3
City of Baytown
CHAPTER 2270 VERIFICATION
Pursuant to Section 2270.002 of the Texas Government Code, I, Trent Slovak , the
undersigned representative of KIT Professionals, Inc. (Company Name), do hereby
verify that the above -referenced company does not boycott Israel and will not boycott Israel during the term of the
contract to be entered into with the City of Baytown.
In making this verification, I understand that the following definitions apply:
1. "Boycott Israel' means refusing to deal with, terminating business activities with, or otherwise taking any
action that is intended to penalize, inflict economic harm on, or limit commercial relations specifically with
Israel, or with a person or entity doing business in Israel or in an Israeli -controlled territory, but does not
include an action made for ordinary business purposes; and
2. "Company" means a for -profit sole proprietorship, organization, association, corporation, partnership, joint
venture, limited partnership, limited liability partnership, or any limited liability company, including a
wholly owned subsidiary, majority -owned subsidiary, parent company or affiliate of those entities or
business associations that exist to make a profit.
EXECUTED this the 18th day of September , 2019
KIT Professionals, Inc.
Company Name
Sig6tGure
Trent Slovak, PE, BCEE
Printed Name
Senior Vice President
Title
STATE OF TEXAS
COUNTY OF HARRIS
Before me, Marilyn Maclnnes , the undersigned notary public, on this day personally
appeared Trent Slovak the Senior Vice President (Title) of
KIT Professionals, Inc. (Company Name), known to me to be the person whose name is
subscribed to the foregoing instrument, who after by me being duly sworn, did swear and affirm that the
above is true and correct.
Given under my hand and seal of office this 18thday of September 2019
Notary blic in
My commission expires: 8/10/2021
State of Texas
Comm. EXO. 08-10-Mi
Client#: 157279 KITPROFE
DATE (MMIDDIYYYY)
ACORD. CERTIFICATE OF LIABILITY INSURANCE 9/17/2019
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on
this certificate does not confer any rights to the certificate holder in lieu of such endorsement(s).
USI Southwest
9811 Katy Freeway, Suite 500
1 Houston, TX 77024
713 490-4600
INSURED
KIT Professionals, Inc.
2000 W Sam Houston Pkwy S, Suite 1400
Houston, TX 77042
J� —NXArr,l Michelle Wsweh/Patty Link
Ierr _ F,rrt• 972.737.6261 lac. Nnl: 713-490-4700
Hartford Lloyds InsuranceCompany
• Hartford Undsrwrkere Insurance Company
Navigators specially Insumnca Co.
COVERAGES CERTIFICATE NUMBER: REVISION NUMBER:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSR
LT
TYPE OF INSURANCE
OL
I N SRRyyyp
UB
POLICY NUMBER
POLICY EFF
MMIDD/YYYY
POLICY EXP
MMIDO/YYYY
LIMITS
A
X
COMMERCIAL GENERAL LIABILITY
61 SBAPA9174
4/08/2019
0410812020
EACH OCCURRENCE
$1 000 000
CLAIMS -MADE � OCCUR
FI ES Ea�ocwrtonca
$30O OOO
MED EXP (Any one arson)
$1 O 000
PERSONAL & ADV INJURY
$1 000 000
GEN'L AGGREGATE LIMIT APPLIES PER:
POLICY u JjEEC LOC
GENERAL AGGREGATE
s2,000,000
PRODUCTS-COMP/OP AGG
$2,000 000
OTHER:
A
AUTOMOBILE LIABILITY
61SBAPA9174
4/08/2019
04/08/202
-CO$
teaaaoN�t, LI
1,000,000
BODILY INJURY (Per person)
$
ANY AUTO
OWNED SCHEDULED
AUTOS ONLY I AUTOS
X AUTOS ONLY N NON -OWNED
AUTOS ONLY
BODILY INJURY (Per acddenl)
$
PERTY DAMAGE
er
$
A
X
UMBRELLA LIAR
X
OCCUR
61 SBAPA9174
4/08/2019
041081202C
EACH OCCURRENCE
$10 000 000
AGGREGATE
s1 O 00O 000
EXCESS LIAR
CLAIMS -MADE
DEO I X RETENTION$10000
$
B
WORKERS COMPENSATION
AND EMPLOYERS' UASIUTY N
ANY PROPRIETORIPARTNERLEXECUTNE YIN
OFFICER/MEMBER EXCLUDED? N
(Mandatory In NH)
NIA
61WECAE0401
1/19/2019
01/1912020
X PER OTH-
E.L. EACH ACCIDENT
$1 OOO 000
E.L. DISEASE - EA EMPLOYEE
$1 000 000
If yes, descrbe under
DESCRIPTION OF OPERATIONS below
E.L. DISEASE - POLICY LIMIT
A 00fl000
C
Professional
CH19MPLOBJE78NC
3120/2019
0312012020
$2,000,000 per claim
Liability
$4,000,000 anni aggr.
DESCRIPTION OF OPERATIONS I LOCATIONS / VEHICLES (ACORD /01, Additlanst Remarks Scheduie, maybe attached If more space Is required)
The General Liability and Auto Liability policies include an automatic Additional Insured endorsement that
provides Additional Insured status to the Certificate Holder, only when there is a written contract or
written agreement between the named insured and the certificate holder that requires such status, and only
with regard to work performed on behalf of the named insured. All policies provide a Blanket Waiver of
Subrogation when required by written contract, except as prohibited by law. The Genera( Liability and Auto
(See Attached Descriptions)
BE
City of Baytown THE SHOULD EXANY OFPIRATIONH DATE VTHE THEREOF, DESCRIBE NOTTICEI ANCELLED WILL ES CBE DELIVERED NE
PO Box 424 ACCORDANCE WITH THE POLICY PROVISIONS.
Baytown, TX 77522-0424
AUTHORIZED REPRESENTATIVE
ACORD 25 (2016103) 1 of 2 The ACORD name and logo are registered marks of ACORD
#S26592438/M25258658 KXKZP