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Ordinance No. 8,443981112 -3 ORDINANCE NO. 8443 ® AN ORDINANCE OF THE CITY COUNCIL'OF THE CITY OF BAYTOWN, TEXAS, PROVIDING FOR THE TRANSFER OF THE BAYTOWN, TEXAS, CABLE TELEVISION FRANCHISE AGREEMENT FROM TCI CABLEVISION OF TEXAS, INC., TO TEXAS CABLE PARTNERS, L.P.; PROVIDING FOR A CHANGE IN ACTUAL WORKING CONTROL FROM TEXAS CABLE PARTNERS, L.P., TO TIME WARNER CABLE; PROVIDING FOR A CHANGE IN CONTROL FROM TELECOMMUNICATIONS, INC., TO AT &T CORP.; IMPOSING CERTAIN CONDITIONS FOR CONSENT; PROVIDING FOR OTHER MATTERS RELATED TO THE SUBJECT; AND PROVIDING FOR THE EFFECTIVE DATE THEREOF. WHEREAS, TCI Cablevision of Texas, Inc. (the "Franchisee ") owns, operates and maintains a cable television system (the "System ") in the City of Baytown, Texas (the "Franchising Authority ") pursuant to Ordinance No. 8172, dated January 22, 1998, and Ordinance No. 8113, dated October 23, 1997 (collectively the "Franchise ") and the Franchisee is the duly authorized holder of the Franchise; and WHEREAS, Time Warner Entertainment- Advance/Newhouse Partnership ("TWE - A/N"), a New York general partnership two- thirds owned by Time Warner Entertainment Company, L.F. ( "TWE "), an affiliate of TWE -A/N (together with TWE -A/N, the "Time Warner Partners "), two affiliates of the Franchisee (the "TCI Partners ") and Texas Cable Partners, L.P., a Delaware limited partnership owned 50% by the Time Warner Partners and 50% by the TCI Partners (the "Partnership "), are parties to that certain Contribution Agreement dated as of June 23, 1998, (the "Contribution Agreement ") which provides for the transfer of the System and the Franchise to the Partnership (the "Transfer," which term shall include any necessary transfers of the System and Franchise through one or more affiliates of the Franchisee) at the closing contemplated by the Contribution Agreement (the "Closing); and WHEREAS, at the Closing, the Partnership will enter into a Management Agreement with Time Warner Cable, a division of TWE, providing for the management of the Partnership, the System and the Franchise by Time Warner Cable (the "Change in Actual Working Control "); and WHEREAS, AT &T Corp., an affiliate of AT &T Corp., and Tele- Communications, Inc., ( "TCI ") are parties to an Agreement and Plan of Restructuring and Merger dated as of June 23, 1998, (the "AT &T Merger Agreement ") which provides for AT &T Corp. acquiring control of TCI, the ultimate parent of the Franchisee and each TCI Partner at the closing contemplated by the AT &T Merger Agreement (the "TCI Change of Control "); and WHEREAS, the Franchisee and the Partnership have requested consent by the Franchising Authority to the Transfers and, if applicable, the Change in Actual Working Control and the TCI Change of Control, which will in each case be in accordance with all of the ® requirements of the Franchise; and 981112 -3a WHEREAS, each of the Transfers and, if applicable, the Change in Actual Working Control, and the TCI Change of Control will not adversely affect cable services to subscribers within the City of Baytown and will not be contrary to the public interest; NOW THEREFORE BE IT ORDAINED BY THE CITY. COUNCIL OF THE CITY OF BAYTOWN, TEXAS: Section 1: That the facts and matters set forth in the recitals of this Ordinance are hereby found to be true and correct. Section 2: That subject to the conditions enumerated in Section 3 of this ordinance, the Franchising Authority hereby consents to the transfer of the Franchise to Texas Cable Partners, L.P., a Delaware limited partnership owned 50% by the Time Warner Partners and 50% by the TCI Partners (including, if applicable, the Change in Actual Working Control from Texas Cable Partners, L.P. to Time Warner Cable, a division of TWE, and, if applicable, the TCI Change of Control from Tele- Communications, Inc., to AT &T Corp.). Section 3: The Franchising Authority's consent to the Transfer and the Change in Actual Working Control, is expressly conditioned upon and subject to the Partnership's agreement that: (a) The Franchise Authority shall have the authority to regulate the basic service tier, equipment, and installation rates of the Partnership; (b) The Franchise Authority shall have the authority to collect any underpayment of franchise fees from the Partnership; (c) The Franchise Authority shall have the authority to, and shall not be deemed to have waived the right to, pursue and/or resolve any and all outstanding rate matters; (d) The Franchise Authority shall have the authority to require strict compliance with any and all terms of the Franchise; (e) The Franchise Authority shall have the authority to consider during franchise renewal proceedings, to the extent permitted under Title 47, Section 546 of the United States Code, the past performance of the Franchisee as if it were the past performance of the Partnership; (f) The Partnership shall assume all obligations and liabilities under the Franchise accruing prior to and after the date of the Closing of the Contribution Agreement (the "Closing Date "); (g) The Partnership or any entity acting by, through or on behalf of the Partnership • (collectively the "Partnership Entities "), shall give prior written notice to the City of its intent to seek approval from the Federal Communication Commission 4 981112 -3b ( "FCC ") to include the Franchising Authority within the provisions of that certain Social Contract for Time Warner, FCC Memorandum Opinion and Order No. 95- 478, adopted and released November 30, 1995 (the "Social Contract "). Such notice shall be delivered to the Franchising Authority no less than forty -five (45) days prior to the Partnership Entities submitting a request for approval to the FCC to include the Franchising Authority within the provisions of the Social Contract and shall inform the Franchising Authority of its right to submit comments or objections to the FCC. Any request to the FCC by the-Partnership Entities, to bring the Franchising Authority within the provisions of the Social Contract shall expressly include a request that the FCC not take action on such request for a period of thirty (30) days to allow the Franchising Authority an opportunity to file comments or objections. The request shall include a certification that the Franchising Authority was served a copy of the request. Unless otherwise directed by the Franchising Authority, any such request for approval to include the Franchising Authority within the provisions of the Social Contract shall be conditioned on, and specifically request, FCC consent for Section III.B. of the Social Contract to be inapplicable as to the Franchising Authority, thereby allowing the Franchising Authority to continue to exercise full regulatory authority over cable equipment rates, to the extent permitted by applicable law. The Partnership Entities shall not enforce or exercise any rights against the Franchising Authority, or be subject to any obligations other than notice requirements to the Franchising Authority, under the provisions of the Social Contract unless and until the FCC issues an order including the Franchising Authority under the terms of the Social Contract, and unless otherwise directed by the Franchising Authority, ordering that Section III.B. of the Social Contract is inapplicable as to the Franchising Authority, thereby consenting to allow the Franchising Authority to continue to exercise full regulatory authority over equipment rates as permitted by applicable law. Nothing contained in this paragraph or this Ordinance shall be construed as, or deemed to be, a waiver of the Franchising Authority's right to contest the applicability of any provision of the Social Contract as to the Franchising Authority and to contest the authority of the FCC, the Partnership or the Partnership Entities to include the Franchising Authority under the provisions of said Social Contract, such right being expressly reserved. (h) The Partnership, or any entity acting by, through, or on behalf of the Partnership shall not contest the Franchise Authority's authority to impose these additional conditions on the consent granted herein. Section 4: , This ordinance shall take effect for purposes of the Transfer and the Change in Actual Working Control only upon the Closing of the Contribution Agreement and upon the filing with the City Clerk a written statement duly executed, in the following form: 3 981112 -3c 40 To the Honorable Mayor and City Council of the City of Baytown, Texas: For itself, its successors and assigns, Texas Cable Partners, L.P., a Delaware limited partnership duly authorized to do business in the State of Texas, hereby: 1. accepts Ordinance No. 8172, dated January 22, 1998, and Ordinance No. 8113, dated October 23, 1997, and agrees to be bound by all of their terms, conditions and provisions; 2. agrees to be bound by the terms, conditions and provisions of City of Baytown, Texas, Ordinance No. — (this ordinance); and 3. assumes all of the obligations and liabilities of TCI Cablevision of Texas, Inc., related to or in any way connected with Ordinance No. 8172, Ordinance No. 8113, and Ordinance No. _ (this ordinance). TEXAS CABLE PARTNERS, L.P. Signature Printed Name Title Date This ordinance shall be deemed effective for the purposes of the TCI Change of Control only upon the closing of the AT &T Merger Agreement. Section 6: Notwithstanding any language in the Franchise or this Ordinance to the contrary, the Franchising Authority's consent to the Transfer of the Franchise, the Change in Actual Working Control and the TCI Change of Control, all as provided herein, shall not be deemed to expand the rights and privileges specified in the Franchise to include the right and privilege to provide basic local telecommunications service or local exchange telephone service, as such terms are defined by §51.002 of the Texas Utilities Code (the Texas Public Utility Regulatory Act), with the Franchise Authority without having first obtained a separate franchise from the Franchise Authority to provide such service; provided that the Franchising Authority is not expressly prohibited from requiring a franchise for such service by federal or state law. Section 7: This Ordinance shall have the force of a continuing agreement with Franchisee and the Partnership. ® Section 8: If any provision, section, exception, subsection, paragraph, sentence, clause or phrase of this ordinance or the application of same to any person or the set of 51 981112 -3d circumstances, shall for any reason be held unconstitutional, void or invalid, such invalidity shall not affect the validity of the remaining provisions of this ordinance or their application to other persons or sets of circumstances and to this end all provisions of this ordinance are declared to be severable. INTRODUCED, READ and PASSED by the affirmative vote of the City of Baytown this the 12`h day of November, 1998. ATTEST: L� z� "e=�R EILEEN P. HALL, City Clerk APPROVED AS TO FORM: ACIO RAMIREZ, ., City Attorney c:klh 1171CityCouncil\ Ordinances \TCI Trans fe rOrd i nance. 110698.Clcan 5 X& C PETE C. ALFAR , Mayor