Ordinance No. 5,737910110 -4
ORDINANCE NO. 5737
AN ORDINANCE AUTHORIZING THE CITY MANAGER TO EXECUTE
• AGREEMENTS WITH THE STATE DEPARTMENT OF HIGHWAYS AND
PUBLIC TRANSPORTATION FOR THE TRAFFIC MANAGEMENT PROGRAM
GRANT; AUTHORIZING THE EXPENDITURE OF TWENTY THOUSAND
FIVE HUNDRED TEN AND N01100 ($20,510.00) DOLLARS AS THE
CITY OF BAYTOWN'S MATCHING SHARE; AND PROVIDING FOR THE
EFFECTIVE DATE THEREOF.
WHEREAS, the City of Baytown recognizes that it is in the
interest of the national economy to promote the conservation of
energy resources and to reduce our nation's dependence on costly
foreign oil; and
WHEREAS, the traffic management project proposed by the City
of Baytown will provide benefits to the local community in the
form of improved traffic flow, reduced fuel consumption, reduced
vehicle operating costs, reduced air pollutant emissions, and
improved safety due to smoother traffic flow; and,
WHEREAS, funds have been established and made available
through the State Department of Highways and Public
Transportation for grants to local governments for traffic
management projects; NOW THEREFORE,
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN,
TEXAS:
Section l: That the City Manager is hereby authorized and
empowered to execute in the name of the City of Baytown the
agreements necessary to implement and carry out the purposes
specified in this ordinance, copies of which are attached hereto
as Exhibit "A."
Section 2: That the City Council hereby authorizes payment
to the State Department of Highways and Public Transportation of
the sum of TWENTY THOUSAND FIVE HUNDRED TEN AND N01100
($20,510.00) DOLLARS as the City's matching share of the above -
described grant.
Section 3: This ordinance shall take effect immediately
from and after its passage by the City Council of the City of
Baytown.
INTRODUCED, READ, and PASSED by the affirmative vote of the
City Council of the City of Baytown, this the 10th day of
January, 1991.
O. HUTTO, Mayor
ATTEST:
EILFEN P. HAM, City Clerk
DALL B. S ONG, it Attorney
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A
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910110 -4a
AGREEMENT
Article 1. Contract Period
This contract becomes effective on the date on which the final signature is added, the
final signature being that of the party whose signing makes the contract fully exe-
cuted by all parties hereto. The contract shall terminate on July 31, 1992, unless
terminated or modified as hereinafter provided.
Article 2. Contract Amount
The maximum amount payable to the Local Government under this contract shall not
exceed $ . This amount constitutes not more than 75% of
the total project cost of $
The amount may be increased only if the State approves a request for additional
funding submitted by the Local Government, if additional funds are available. Any
such increase must be authorized in a written amendment to this contract.
Article 3. Project Description
The Local Government shall commence and complete a project providing for improved
traffic management within its jurisdiction generally located in/on
The project is fully described in the grant application, attached hereto and labeled
Exhibit 1. The Local Government shall not perform any activity under this contract
except as described in said Exhibit 1. Additional activity under this contract must be
authorized in a written amendment signed by the parties hereto in which the modi-
fications or additions to the project are fully described.
The Local Government agrees to deliver the following products to the State in accord-
ance with the application:
• A `Before" field evaluation report
• Quarterly progress reports
• Documentation of theImplementation of traffic management improvements
• An "After" field evaluation report.
Failure to deliver the products as specified in the application may result in termination'
of this agreement as provided hereinafter.
Article 4. Compensation
All payments made hereunder will be made in accordance with the Approved Project
Budget included in Exhibit 1. To be eligible for reimbursement under this contract, a
cost must be incurred within the contract period specified in Article 1 above and be
authorized in the Approved Project Budget included in Exhibit 1.
Payment of costs incurred under this contract is further governed by the cost principles
outlined in 48 CFR 1 -31, (Federal Acquisition Regulations).
The Local Govern-ment agrees to submit monthly requests for reimbursement, using
• billing statements acceptable to the State. The original billing statement and one
copy is to be submitted to the State's District Office, at the address specified on the
signature page of this agreement.
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Article 4. Compensation (coat.)
• The State will exercise due diligence to make payments within thirty days of receipt of
properly prepared and documented requests for reimbursement. All payments,
however, are contingent upon the availability of appropriated funds.
Payments will be made in accordance with the approved project budget included in
Attachment D of the application. Each budget line item expenditure will be monitored,
and no overrun will be paid unless all of the following occur:
• the overrun does not exceed ten percent of the total budget
• the overrun has been approved by the Department in advance
• there is a corresponding decrease in another line item.
Any proposed change in a budget line item that will cause an overrun of more than ten
percent of the budget total must be authorized by written amendment to the contract
before the change is made.
Article b. Contract Amendments
The Local Government may request additional funds for additional tasks to be
performed under this contract, and if the request is justified by the Local Government
and the State determines that the request is beneficial to the State and the Local
Government and to the purpose of the grant, a written amendment is to be executed to
authorize additional tasks and additional funds, if additional funds are available.
The amendment shall be agreed upon by the State and Local Government. Any such
amendment shall be made before the termination of the contract as specified in
Article 1. The Local Government can undertake at its own expense any activities
associated with the approved project, but those additional activities will not be eligible
for reimbursement by the State.
Article 6. Inspection of Work
The State shall have the right at all reasonable times to inspector otherwise evaluate
the work performed or being performed hereunder and the premises in which it is being
performed. If any inspection or evaluation is made on the premises of the Local
Government or subcontractor, the Local Government shall provide and require his
subcontractor to provide all reasonable facilities and assistance for the safety and
convenience of the inspectors in the performance of their duties. All inspections and
evaluations shall be performed in such a manner as will not unduly delay the work.
Article 7. Disputes and Remedies
The Local Government shall be responsible for the settlement of all contractual and
administrative issues arising out of procurements entered in support of contract work.
Disputes concerning performance or payment shall be submitted to the State for
settlement with the Engineer- Director of the State Department of Highways and Public
Transportation acting as referee.
This agreement shall not be considered as specifying the exclusive remedy for any
dispute or violation or breach of contract terms, but all remedies existing at law and
in equity may be availed of by either party and shall be cumulative.
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Article 8. Records
• The Local Government agrees to maintain all books, documents, papers, accounting
records, and other evidence pertaining to costs incurred and work performed hereunder
and shall make such materials available at its office during the contract period and
for three years from the date of the final performance report under the contract. Such
materials shall be made available during the specified period for inspection by the State
for the purpose of making audits, examinations, excerpts, and transcriptions.
Article 9. Reporting
The Local Government shall promptly advise the State in writing of events which have
a significant impact upon the contract, including:
• Problems, delays, or adverse conditions which will materially affect the ability to
attain program objectives, prevent the meeting of time schedules or objectives, or pre-
clude the attainment of project work units by established time periods. This disclosure
shall be accompanied by a statement of the action taken, or contemplated, and any
State assistance needed to resolve the situation.
• Favorable developments or events that enable meeting time schedules and objec-
tives sooner than anticipated or producing more work units than originally projected.
Article 10. Audit
This contract shall be subject to audit for a three -year period from the date of the final
financial report.
Article 11. Subcontracts
Any subcontract for professional services rendered by individuals or organizations not
a part of the Local Government's organization shall not be executed without prior
authorization by the State. Subcontracts shall contain all required provisions of this
contract. No subcontract will relieve the Local Government of its responsibility under
this contract.
Any subcontract for construction will be awarded to the lowest and best bidder on the
proposed project.
Article 12. Termination
• For Cause: Insufficient Funding
The State may terminate this contract at any time before the date of completion when-
ever it is determined that sufficient funds are not available to reimburse its share of the
cost of the project. The State shall give written notice to the Local Government at least
seven days prior to the effective date of termination, specifying the date of termination.
The State shall compensate the Local Government for those eligible costs incurred
during the contract period up through the time of termination. The Local Government
shall not incur new obligations for the terminated portion after the effective date of
• termination.
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Article 12. Termination (coat.)
• For Cause. Nonperformance
The State may terminate this contract at any time before the date of completion if it
determines that the Local Government has failed to comply with the conditions of the
contract. The State shall give written notice to the Local Government at least seven
days prior to the effective date of termination and specify the effective date of termi-
nation and the reason for termination.
The State shall compensate the Local Government for those eligible costs incurred
during the contract period which are directly attributable to the completed portion
of the project covered by this contract, provided that the work has been completed in
a manner satisfactory to the State. The Local Government shall not incur new obliga-
tions for the terminated portion after the effective date of termination.
• For Convenience
If both parties to this contract agree that the continuation of the contract in whole or in
part would not produce beneficial results commensurate with the further expenditure of
funds, the parties shall agree upon the termination conditions, including the effective
date and the portion to be terminated.
• Ownership of Documents
Upon termination of this contract, whether for cause or for convenience, all finished or
unfinished documents, data, studies, surveys, reports, maps, drawing, models, photo-
graphs, etc. prepared by the Local Government shall at the option of the State become
the property of the State.
• Excepted Conditions
Except with respect to defaults of subcontractors, the Local Government shall not be in
default by reason of any failure in performance of this contract in accordance with its
terms (including any failure by the Local Government to progress in the performance of
the work) if such failure arises out of causes beyond the control and without the default
or negligence of the Local Government. Such causes may include but are not limited to
acts of nature or of the public enemy, acts of the government in either its sovereign or
contractual capacity, fires, floods, epidemics, quarantine restrictions, strikes, freight
embargoes, and unusually severe weather. In every case, however, the failure to
perform must be beyond the control and without the fault or negligence of the Local
Government.
Article 13. Compliance with Laws
The Local Government shall comply with all federal, state, and local laws, statutes,
ordinances, rules and regulations, and the orders and decrees of any courts or admin-
istrative bodies or tribunals in any matter affecting the performance of this contract,
including, without limitation, workers' compensation laws, minimum and maximum
salary and wage statutes and regulations and licensing laws and regulations. When
required, the Local Government shall furnish the State with satisfactory proof of its
compliance therewith.
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Article 14. Successors and Assigns
The State and the Local Government each binds itself, its successors, executors,
assigns and administrators to the other party to this agreement and to the successors,
executors, assigns and administrators of such other party in respect to all covenants
of this contract. Neither the State nor the Local Government shall assign, sublet, or
transfer its interest in this agreement without the written consent of the other.
Article 15. Property Management
The Local Government shat l use its own property management system to control,
protect, preserve, use, maintain, and dispose of any property furnished to it by the
State or purchased pursuant to this agreement, provided that the procedures are not
in conflict with the State's property management procedures or property manage-
ment standards outlined in 49 CFR 18 (Section 18.32), "Uniform Administrative
Requirements for Grants and Cooperative Agreements to State and Local
Governments."
Article 16. Procurement Standards
The Local Government shall maintain and follow procurement standards which meet or
exceed the requirements of 49 CFR 18, "Uniform Administrative Requirements for
Grants and Cooperative Agreements to State and Local Governments."
Article 17. Debarment/Suspension
The Local Government is prohibited from making any award or permitting any award
at any tier to any party which is debarred or suspended or otherwise excluded from
or ineligible for participation in federal assistance programs under Executive Order
12549, Debarment and Suspension. The Local Government shall require any party to
a subcontract or purchase order awarded under this contract to certify its eligibility to
receive federal grant funds, and, when requested by the State, to furnish a copy of the
certification.
Article 18. Insurance
When directed by the State, the Local Government shall require its subcontractors to
secure insurance in the maximum statutory limits for tort liability, naming the State
as an additional insured under its terms. When so directed, the Local Government
shall require its subcontractor to furnish proof of insurance on forms satisfactory to
the State, and shall maintain the insurance during the contract period specified in
Article 1.
Article 19. Gratuities
State Highway and Public Transportation Commission policy mandates that employees
of the Department shall not accept any benefits, gifts or favors from any person doing
business with or who reasonably speaking may do business with the State under this
contract. The only exceptions allowed are ordinary business lunches and items that
have received the advanced written approval of the State's Engineer - Director.
Any person doing business with or who reasonably speaking may do business with the
10 State under this contract may not make any offer of benefits, gifts or favors to Depart,
ment employees, except as mentioned hereabove. Failure on the part of the Local
Government to adhere to this policy may result in termination of this contract.
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Article 20. Indemnification
• To the extent permitted by law, the Local Government shall save harmless the State
from all claims and liability due to the acts or omissions of the Local Government, its
agents or employees. The Local Government also agrees to save harmless the State
from any and all expenses, including attorney fees, all court costs and awards for dam-
ages, incurred by the State in litigation or otherwise resisting such claims or liabilities
as a result of any activities of the Local Government, its agents or employees.
17J
Further, the Local Government agrees to protect, indemnify, and save harmless the
State from and against all claims, demands and causes of action of every kind and
character brought by any employee of the Local Government against the State due to
personal injuries and/or death to such employee resulting from any alleged negligent
act, by either commission or omission on the part of the Local Government or the State.
Article 21. Signatory Warranty
The undersigned signatory for the Local Government hereby represents and warrants
that he is an official of the organization for which he has executed this contract and that
he has full and complete authority to enter into the contract on behalf of the Local
Government.
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IN WITNESS WHEREOF, THE PARTIES HAVE EXECUTED DUPLICATE
COUNTERPARTS TO EFFECTUATE THIS AGREEMENT.
LOCAL GOVERNMENT:
The City of
Under authority of resolution or ordi-
nance number
By
Title
Date
ATTEST:
Date
STATE OF TEXAS
Certified as being executed for the
purpose and effect of activating and/or
carrying out the orders, established
policies or work programs heretofore
approved and authorized by the State
Highway and Public Transportation
Commission under authority of Minute
Order 82513.
By
Traffic Operations Engineer
Date
For the purpose of this agreement, the following addresses shall be used to mail all
required notices, reports, claims, and correspondence:
For the Local Government:
For the State (District Office):
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