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Ordinance No. 5,476900222 ®6 ORDINANCE NO. 5476 AN ORDINANCE AUTHORIZING AND DIRECTING THE MAYOR EXECUTE AND THE CITY CLERK TO ATTEST TO AN AGREEMEN WITH VINSON & ELKINS TO ACT AS THE CITY'S BOND COUNS AND PROVIDING FOR THE EFFECTIVE DATE THEREOF. I BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS; Section 2: This ordinance shall take effect immediately from and after its passage by the City Council of the City of Baytown. INTRODUCED, READ City Council of the February, 1990. and PASSED by the affirmative vote of the City of Baytown, this the 22nd day of i'4;mlmlr�T 0. HUTTO, Mayor E?EEN H " L, Cit�yCierk RANDALL B. STRONG, C` THE WILLARD OFFICE BUILDING 145-9 PENNSYLVANIA AVE, N.W. WASHINGTON, D. C. 20004 -1007 . TELEPHONE 202 639 6500 TELEX 89680 47 CHARLES ST., BERKELEY SQUARE LONDON WIX 7PB, ENGLAND TELEPHONE 011 44 1 491 -7236 CABLE VINELKINS LONDON m4ELEX 24140 VINSON & ELKINS ATTORNEYS AT LAW 3300 FIRST CITY TOWER 1001 FANNIN HOUSTON, TEXAS 77002 -6760 TELEPHONE 713 651 -2222 TELEX 762146 February 20, 1990 Honorable Mayor and City Council City of Baytown, Texas 2401 Market Street Baytown, TX 77520 FIRST CITY CENTRE 816 CONGRESS AVENUE AUSTMN TEXAS 7870E -2496 TELEPHONE 512 495 -8400 3700 TRAMMELL CROW CENTER 2001 ROSS AVENUE DALLAS, TEXAS 7520;-2916 TELEPHONE 214 220 -7700 This letter, when accepted by you, will constitute an agreement between this firm and the City for our services as bond counsel to the City in connection with the authorization, issuance, sale and delivery of approximately $2,500,000 of certificates of obligation (the "Certificates "), the exact amount of Certificates to be determined by the City. We agree that our services as bond counsel will include the following: 1. Attendance, if requested, at all meetings of the City Council at which matters pertaining to the Certificates will be considered; 2. Preparation of the City Council resolution authorizing and directing the giving of notice of intention to issue the Certificates, as required by law; 3. Preparation of the ordinance of the City Council authorizing issuance of the Certificates, together with all other legal documents comprising the transcript of proceedings for authorization and issuance of the Certificates; 4. Consultation with the City and the City's financial advisors to review information to be included in any Official Statement or other prospectus for the Certificates, limited solely to the description of the Certificates, the security for the Certificates, and the status of the interest thereon under federal income tax law; 5. Preparation of and submission to the Attorney General of Texas of a transcript of proceedings for • the Certificates to obtain the approval of the City of Baytown, Texas February 20, 1990 Page 2 • Attorney General and registration by the Comptroller of Public Accounts of Texas; 6. Preparation and filing of legal documents required under federal income tax law for the Certificates, and the preparation of and delivery to the City of a Letter of Instructions with respect to the federal income tax treatment of the Certificates; 7. Supervision of the printing of the Certificates and their delivery to the purchasers; and 8. The delivery at closing of our approving opinion as to the validity of the Certificates under Texas law and, if appropriate, the exclusion of interest on the Certificates from gross income of holders under federal income tax law. For the services outlined above, the City agrees to pay us a fee of $5,000. The City also agrees to reimburse us for expenses incurred in connection with the Certificates, including travel, long distance telephone charges, telex or telecopy services, etc. Such expenses shall be reasonable and subject to approval by the City. The services outlined above do not include such matters as services as disclosure counsel in connection with the Certificates, work on post - closing or special federal tax issues, obtaining IRS rulings or clarifications of federal tax law, presentations to rating agencies or bond insurers, or "blue sky" or securities registration services. We will be pleased to provide legal services in connection with any matters not included in paragraphs 1 through 8 above, but we believe that such additional or special services should be performed as needed from time to time and on mutually agreeable terms. This agreement shall remain in force and effect until the Certificates have been sold and delivered; provided, however, that this agreement may be terminated by either party on thirty days written notice. City of Baytown, Texas February 20, 1990 Page 3 • If the arrangement set out above meets with your approval, please take appropriate action to approve this agreement and return one executed copy to the undersigned. Respectfully, VINSON & ELKINS By C 6 Clifford � Y ngblood ACCEPTED: CITY OF BAYTOWN, TEXAS By Mayor ATTEST: City Secretary EXHH.",11 r THE WILLARD OFFICE BUILDING 1455 PENNSYLVANIA AVE, N.W. WASHINGTON, 0. C. 20004,1007 • TELEPHONE Z02 639 -6500 TELEX 89680 47 CHARLES ST., BERKELEY SQUARE LONDON W1X 7PB, ENGLAND TCLEPHONE Oil 44 1 491 -7236 CABLE VINELKINS LONDON WI-TELEX 24140 VINSON & ELKINS ATTORNEYS AT LAW 3300 FIRST CITY TOWER 1001 FANNIN HOUSTON, TEXAS 77002-6760 TELEPHONE 713 651 -2222 TELEX 762146 February 20, 1990 Honorable Mayor and City Council City of Baytown, Texas 2401 Market Street Baytown, TX 77520 FIRST CITY CENTRE 616 CONGRESS AVENUE AUSTIN, TEXAS 78701 -2496 TELEPHONE 512 495-6400 3700 TRAMMELL CROW CENTER 2001 ROSS AVENUE DALLAS,TEXAS 75201 -2916 TELEPHONE 214 220 -7700 This letter, when accepted by you, will constitute an agreement between this firm and the City for our services as bond counsel to the City in connection with the authorization, issuance, sale and delivery of approximately $2,500,000 of certificates of obligation (the "Certificates "), the exact amount of Certificates to be determined by the City. We agree that our services as bond counsel will include the following: 1. Attendance, if requested, at all meetings of the City Council at which matters pertaining to the Certificates will be considered; 2. Preparation of the City Council resolution authorizing and directing the giving of notice of intention to issue the Certificates, as required by law; 3. Preparation of the ordinance of the City Council authorizing issuance of the Certificates, together with all other legal documents comprising the transcript of proceedings for authorization and issuance of the Certificates; 4. Consultation with the City and the City's financial advisors to review information to be included in any Official Statement or other prospectus for the Certificates, limited solely to the description of the Certificates, the ,security for the Certificates, and the status of the interest thereon under federal income tax law; 5. Preparation of and submission to the Attorney General of Texas of a transcript of proceedings for the Certificates to obtain the approval of the k fi f City of Baytown, Texas February 20, 1990 Page 2 • Attorney General and registration by the Comptroller of Public Accounts of Texas; 6. Preparation and filing of legal documents required under federal income tax law for the Certificates, and the preparation of and delivery to the City of a Letter of Instructions with respect to the federal income tax treatment of the Certificates; 7. Supervision of the printing of the Certificates and their delivery to the purchasers; and 8. The delivery at closing of our approving opinion as to the validity of the Certificates under Texas law and, if appropriate, the exclusion of interest on the Certificates from gross income of holders under federal income tax law. For the services outlined above, the City agrees to pay us a fee calculated on the basis of the following hourly rates: Partners of the firm $200 Senior associate lawyers $150 Junior associate lawyers $100 Legal assistants $ 50 Secretarial time $ -0-- The City also agrees to reimburse us for expenses incurred in connection with the Certificates, including travel, long distance telephone charges, telex or telecopy services, etc. Such expenses shall be reasonable and subject to approval by the City. The services outlined above do not include such matters as services as disclosure counsel in connection with the Certificates, work on post- closing or special federal tax issues, obtaining IRS rulings or clarifications of federal tax law, presentations to rating agencies or bond insurers, or "blue sky" or securities registration services. We will be pleased to provide legal services in connection with any matters not included in paragraphs 1 through 8 above, but we believe that such additional or special services should be performed as needed from time to time and on mutually agreeable terms. This agreement shall remain in force and effect until the Certificates have been sold and delivered; provided, however, that this agreement may be terminated by either party on thirty days written notice. X f 11, M A City of Baytown, Texas February 20, 1990 Page 3 • If the arrangement set out above meets with your approval, please take appropriate action to approve this agreement and return one executed copy to the undersigned. Respectfully, VINSON & ELKINS By CliffordY ngblood ACCEPTED: CITY OF BAYTOWN, TEXAS By Mayor ATTEST: City Secretary