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Ordinance No. 4,55060925 -4 ORDINANCE NO. 4550 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS, AMENDING THE CLASSIFICATION SALARY PLAN OF THE CITY OF BAYTOWN AND THE PERSONNEL RULES OF THE CITY OF BAYTOWN TO ADOPT A PERFORMANCE APPRAISAL SYSTEM AND A PERFORMANCE BASED PAY SYSTEM; REPEALING INCONSISTENT PROVISIONS OF CURRENT PERSONNEL RULES; CONTAINING A SAVINGS CLAUSE; AND PROVIDING FOR THE EFFECTIVE DATE HEREOF. WHEREAS, the City of Baytown desires to provide an equitable compensation program for all employees which is based on job responsibility and job performance; and WHEREAS, the Administration through its Personnel Consultants, Waters, Trego and Davis, has developed a Performance Based Pay Program which will achieve the stated objectives of the City, NOW THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS: Section 1: That the City of Baytown hereby adopts and approves the Performance Based Pay Program proposed by its Personnel Consultants, and hereby adopts as a part of Personnel Rules of the City of Baytown the attached Exhibit "A" and "B." Section 2: Chapters 5 and 6 and Sections 1 and ` of Chapter i of the Personnel Rules of the City of Baytown are hereby repealed. Section 3: If any Section of the City's Classification Salary Plan or Personnel Rules conflicts with provisions adopted by this ordinance, the provisions of this ordinance shall prevail over such conflicting provisions. Section 4: All ordinances or parts of ordinances inconsistent with the terms of this ordinance are hereby repealed, provided however, that such repeal shall be only to the extent of such inconsistency and in all other respects this ordinance shall be cumulative of other ordinances regulating and governing the subject matter covered by this ordinance. Section 5: If any provision, sect Yon, exception, subsection, paragraph, sentence, clause or phrase of this ordinance or the application of same to any person or set of circumstances, shall for any reason be held unconstitutional, void or invalid, such invalidity shall not affect the validity of the remaining provisions of this ordinance or their application to other persons or sets of circumstances and to this end all provisions of this ordinance are declared to be severable. Section 6: from and after Baytown. INTRODUCED, City council of September, 1986. 8O925-4a This ordinance shall take effect immediately its passage by the City Council of the City of READ, and PASSED by the affirmative vote of the the City of Baytown, this the 25th day of �--.o 4-EMMETIT 0. Hil TTU,- gi;y-Z�r ATTEST: EILEEN P. HALL, City Clerk RANDALL STRONG, y Attorney 60925 -4b PERFORMANCE APPRAISAL SYSTEM "UL i'v "r ", 60925 -4c 1. BASIC PHILOSOPHN' AND OBJECTIVES Philosoyby- It is a basic philosophy of the City of Baytown to develop and maintain a system of performanc:, appraisal that achieves two broad purposes: 1) The provision of on -going and structured communication between supervisors and employees. Recognizing the desire and need of employees to know how their performance is reviewed by their supervisors, the system should enable: -- Frank and constructive feedback -- Recognition of past performance (positive and negative) -- Coaching and counseling in .ways to improve performance -- Mutually developed goals for future performance -- Communication of evolutionary changes in job requirements -- Identification of training needs (2) The foundation for a fair and equitable compensation system. This is achieved by: -- Tying performance to salary increases -- Reinforcing desired behavior -- Providing input for future career opportunities A graduated scale of percentage salary increases is tied to demonstrated performance by employees. Thus those employees performing above the expectations of the job are justly compensated. Objectives Within the above stated purposes, the City's system should also meet the following key objectives: -- The system must be legal and defensible. -- The system should monitor organizational effectiveness and the attainment of organizational goals. -- The system should identify training needs. -- The system should be communicated and understood by City employees. 1 -I 60925 -4d Obiectities (Con't) -- The system should provide sound provide sound management information, including historical performance records. -- The system should be flexible. -- The system should Lac reviewed periodically and revised as needed, especially if there is a change in the organization's goals, technology, procedures, or workflow. This document is intended to provide administrative guidelines for the operation of Baytown's performance appraisal system. The reader should also consult the City's Salary Administration Guidelines, as well as material received during supervisor training sessions. 1 -2 60925 -4e 2. THE PERPORNIANCE APPRAISAL AfANUAL The primary document used in the appraisal of employee performance is called the Performance Appraisal Manual. All of the jobs in the City have been divided into one of sixteen manuals. This division is accomplished by grouping jobs within similar families (those jobs having similar characters or elements). Each manual was do %eloped by committees comprised of employees who will be evaluated by supervisors using the manual._ Future revisions of manuals should have input from employees through similar committees. All present and future manuals of Baytown: Must be related to the job(s) it is designed to evaluate. Must contain objective category items. -- Must contain category items that are observable. -- Should contain category items that are measurable (when possible). The Performance Appraisal Manuals used by the City are: Equipment Operator /Driver Fire Driver Fire Supervisor Firefighter Police Officer Police Supervisor Dispatcher Technically Skilled Working Supervisor General Maintenance Worker Administrative, Clerical and Secretarial Paraprofessional Professional Treatment Plant Operator Management Supervisor Jailer Animal Control Officer Cateeories Each manual is made up of items called categories. Each category is a statcmcnt defining expected job performance. As stated above, each item should be objective, observable, measurable if possible, and job related. Dimensions Related category items are grouped into dimensions. For example, all categories having to do with how an individual relates to other people are grouped to;ether into a dimension called "Interpersonal Relations ". When the evaluations are analyzed, this method of grouping categories is helpful in providing feedback. Dimensional scores are not used for salary consideration. 2 -1 60925 -4f Scales For each category, a scale of 1 - 5 is used when evaluating an employee supervisor should use the following definitions: SCALE Unsatisfactory 1 2 3 4' 5 Outstanding (1) Unsatisfactory -- performance is unacceptable in this category. (2) Below expectations -- some improvement is required in this category. (3) Meets expectations -- meets all standards of performance in this category. (4) Exceeds expectations -- significantly exceeds performance standards in this category. (5) Outstanding -- performance in this category is clearly exceptional. Priority Weights The Each of the categories has been assigned a priority weight, which is a measure of its importance to the organization. The categories considered to be more important have higher priority weights than those categories considered to be less important. The priority for each category is set on a scale of 1 to 5. The scale is an arithmetic progression in which a priority of 5 is five times more important than a priority of I. The weighting scale is further defined as follows: Priority Weight 5: Critical to the position and goal attainment. Priority Weight 4: Very important to the position and goal attainment. Priority Weight 3: Important to the position and goal attainment. Priority Weight 2: Of lesser importance to the position and goal attainment. Priority Weight 1: Of minor importance to the position and goal attainment. 2 -2 60925 -4g 3. COMPUTER ASSISTED PERFORMANCE EVALUATION CAPE In an effort to facilitate the evaluation of the data generated by the Performance Appraisal System, Baytown will use a computer software package called Computer Assisted Performandt Evaluation (CAPE). Individual supervisors will complete their evaluation of employees using the appropriate manual and the CAPE worksheet, forwarding the worksheet to the Personnel Office for data entry. The computer program is designed to take into account the total numbers of scores by one or more evaluators, the relative weight of the evaluators, the priority weight of each category, and the standard for each category; and generate a printout showing an overall score (using the 1 -5 scale) for the employee. The printout is used by the employee's immediate supervisor to prepare the appraisal report and interview. The overall score serves as the basis for potential salary increases (See Salary Administration Guidelines). Standards The current standard for all job categories, dimensions, and overall performance is defined as 3.0. 3 -1 60925 -4h 4. EVALUATORS The responsibility for filling out an employee's Performance Appraisal form and conducting the Appraisal interview rest with the employee's immediate supervisor (as defined by individual departments). However, the City of Baytown strongly encourages departments to use panels of evaluators to appraise the employee's performance using the Performance Appraisal Manual and CAPE. Each department should determine the appropriate evaluators for each employee. The panel should consist of the immediate supervisor, and one or more additional individuals who are in a position to objectively observe the employee's performance. In the event an evaluator has not observed the performance of the employee on a specific category, that item should be scored "0 ". CAPE ignores the score in its computations. Provided an individual can objectively observe thirty percent of the categories in a manual, he /she can be considered a valid evaluator. Once panels are determined, the department should assign a relative weight to each evaluator on the panel. CAPE considers these weights in the calculation of the employee's score in each category. EXAMPLE - Em in ce in Rotating, Shift Position Weight Evaluator I -- Supervisor for first shift of review period 33 Evaluator 2 -- Supervisor for second shift of review period 33 Evaluator 3 -- Supervisor for third shift of review period 33 4 -1 EXAMPLE 1 -- (Line_ Personnel Weight Evaluator 1 -- Immediate Supervisor 60 Evaluator 2 -- Division Head 30 Evaluator 3 -- Peer 10 EXAMPLE 2 -- Staff Personnel Weight Evaluator 1 -- Immediate Supervisor 40 Evaluator 2 -- Senior employee from another department 30 Evaluator 3 -- Senior employee from another department 20 Evaluator 4 -- Comparable employee from another department 10 EXAMPLE - Em in ce in Rotating, Shift Position Weight Evaluator I -- Supervisor for first shift of review period 33 Evaluator 2 -- Supervisor for second shift of review period 33 Evaluator 3 -- Supervisor for third shift of review period 33 4 -1 € 60925 -4i 5. THE APPRAISAL PROCESS Supervisors should take care to establish an atmosphere that encourages on- going communication. Employees should not have to wait six months to receive feedback on how they are doing. Furtlermore, communication should be two way. Much of the stress normall,,. associated with performance appraisal will be lessened through such communication. A formal performance appraisal will be conducted for each employee two times each fiscal year at set intervals based on the employee's evaluation month (see Salary Administration Guidelines). The first appraisal will be for coaching and counseling and the second for salary increase purposes. Although the exact logistics of when the appraisal and interview are done should be coordinated through the Personnel Department, an effective approach is to complete all necessary steps during the month prior to the month any subsequent salary increase is effective. The CAPE Worksheet The evaluator should gather all data, such as notes made during the evaluation period, the employee's personnel file, training materials, these guidelines, etc., prior to filling out the CAPE worksheet. Any category item the evaluator has not observed should not be scored. Once the evaluator has completed the worksheet, it should be forwarded to the Personnel Office for data entry. Re- isions CAPE is programed to detect a number of potentially inaccurate evaluations. One example might be significant differences between the evaluations for an employee given by the evaluators on a panel. In the event no inconsistency appears, CAPE generates an individual analysis report that is forwarded back to the supervisor, through the department for subsequent action. If an inconsistency appears, the report generated will be forwarded to either the Personnel Office or the appropriate Department Head. If they determine the evaluations are valid, processing continues uninterrupted. If they determine a problem in the evaluation has occurred, they should take appropriate action and forward a revised CAPE worksheet for data entry. 5 -1 60925 -4j Performance Review Re ort The supervisor responsible for completing the Performance Review Report will be determined by the department director of each department or elected official as appropriate. The individual given responsibility to conduct performance appraisals must be recQgnized as a supervisor with authority to plan, coordinate, direct and review work; and who regularly participates in standard personnel actions such as employee selection and discipline. As evaluators, the performance category must be interpreted as it would apply to each specific individual in his /her job. In some cases, the category and /or description might not be as precise or appropriate as would be preferred. The performance descriptions, of necessity, cannot completely describe all possible variations of performance in every area. They are descriptions of the various hinds of performance that seem appropriate based upon the job analysis and employee input, and offer a comprehensive overview of the employee's job. For these reasons, the Performance Appraisal form is a crucial element of the Appraisal process. It is at this point that the supervisor has the opportunity to interpret the inherently generic items contained in the Performance Appraisal Manual to the employee's specific job performance. Referring to the data previously gathered, the supervisor should look over the CAPE report, and fill out the Performance Review Report. Care should be taken that comments are specific to the job, and refer to objective, observable behaviors. As always, the supervisor should avoid subjective comment. After completion of the appraisal form and prior to the appraisal interview, the next higher level supervisor will review the appraisal with the rating supervisor. The review is for the purpose of examining the appraisal for consistency of evaluation, fairness, and potential problems of performance appraisal including the tendency toward leniency, the tendency to base ratings on general impression, and differences in rater standards. The kppr aisal Interview Once all forms and other preparations are complete, the supervisor should conduct the appraisal interview. The appraisal interview can become an emotionally charged, intense situation unless the supervisor makes appropriate preparations. The supervisor should remember that the purpose of performance appraisal is employee development, to help good performers become better, and to assist poor performers become acceptable. The task is to serve as a facilitator of improved employee performance, a responsibility shared by both the supervisor and the employee. 5.2 60925 -4k The Armraisal Interview on't At some point, the employee should have an opportunity to review the CAPE report, and the Performance Appr4jsal form. He /She should sign the form in the space provided. Following the interview, both forms must be returned to Personnel for inclusion in the employee's personnel file. 5 -3 60925 -41 6. PERFORMANCE, APPRAISAL MANUAL REVISION A key objective of the City of Baytown's Performance Evaluation System is flexibility. Care should be takeq that the manuals do not become an end, but rather a means to the greater end of improved employee performance. As each cycle of evaluation is complete the generate and review the analysis reports. On at concerning changes in the Appraisal Manual should and supervisors. C-] Director of Personnel should least an annual basis, input be solicited from employees 60925 -4L n 7. APPEAL In the event an employee chooses to appeal a score received, or the contents of the manual itself, he /she should follow the appeal procedures outlined in the City of Baytown's Salary Administration Guidelines. 7 -I 60925 -4m PERFORMANCE BASED PAY SYSTEM LX'-, 'l' - , ) 1. BASIC PHIL SOPHY AND OBJECTIVES Philosophy 60925 -4n The basic philosophy of the City -of Baytown is to provide an equitable compensation program for all employees. The basic concept of the pay system is that job responsibility and job performance will be the k(-*) determinants of an employee's salary. The purpose of the city's performance based pay system is to attract, retain, and motivate employees through the payment of financial compensation that is commensurate with the individual's ability, responsibility and contribution toward the City's goals. The program is concerned with providing a compensation framework to inspire the development and progress of each employee. It is further designed to recognize and reward outstanding performance and achieve internally equitable and externally competitive compensation. ObiectiNes The objectives of the City of Baytown' performance -based pay program are: To clearly define the duties and responsibilities of each position through written job descriptions. 2. To have employees perceive that their pay is fair with respect to other jobs in the City and with competitive jobs outside the City. 3. To provide incentives and recognition for superior performance. 4. To comply with federal, state, and local regulations. 5. To establish a system that is fiscally sound and cost effective. 6. To provide a program that is understood by employees. 7. To provide a pay system that can be easily administered and maintained. 8. To establish a salary range for each job which is based on a systematic blending of the job's internal Nvorth to the City and the job's external value in the competitive job market. 9. To provide a method to identify employee development needs. 1 -I 60925 -4o 2. CONIPENSATION POLICY The compensation program for the City of Baytown is based on the following policy. 1. Competition The City will provide total compensation opportunities of direct pay, indirect pay (e.g., benefits), career opportunities, etc. that are a blend of the total compensation opportunities offered by its competitors and the objectives of the City's compensation program. 0 i d 60925 --4p 2. Salary Ranges. Each job in the City will have a salary range defined by minimum and maximum dollar limits and a midpoint. The range defines the pay opportunities for the job. It is the intent that after the performance -based pay program is fully installed, the pay for each employee will be within the salary range for the job. The salary ranges and midpoints will be reviewed annually and revised to reflect changing competitive position, economic conditions, and compensation objectives. 3. Job Descrintions Each job in the City will have a written job description. The descriptions will be reviewed a minimum of every twelve (12) months or as scheduled by the Personnel Director, and signed by both the employee and the immediate supervisor. The description is the basis for job evaluation and performance appraisal. 4. Job Evaluation Each job in the City will be placed in a grade level and its accompanying salary range on the basis of job evaluation, utilizing the appropriate point factor system. 5. Performance Appraisal Each employee's performance will be appraised in writing twice annually in accordance with established procedures and the Performance Appraisal Guidelines. 6. Salary Chances. Movement within the salary range for each job will be based primarily on the performance of the job, as budgeted. Employees may be given salary increases of three types: Performance - to reward satisfactory to outstanding performance. Promotion - to recognize and reward the assumption of responsibilities that arc significantly higher in character and scope than the previous job. Ad iustment - to respond to situations that adversely affect the City's competitive position or that adversely affects internal cquit)f (e.g., adjustments to the salary range minimum). 2 -2 A 60925 -4q 7. Administration The administration of the pay program will be under the direction of the Director of Personnel. In this regard, he /she will: A. Recommend changes in the basic philosophy and objectives of the compensation policy. B. Insure that job descriptions are current and accurate. C. Insure that reclassifications and job evaluations for new positions arc performed in a timely manner. He /she will coordinate the appointment of all Job Evaluation Committees. D. Insure that performance appraisals are conducted as required. E. Recommend salary increase budgets and salary structure adjustments. F. Insure that the Salary Administration Guidelines and Performance Appraisal Guidelines are implemented and periodically updated. 2 -3 3. 3OB DESCRIPTIONS A job description is a written document that describes the major tasks of a job, focusing on the general purpose and the principal duties and responsibilities of the job. Every job in the City will have a written job description, using the standard Job Description Format. All job descriptions will be prepared from the Job Description Questionnaire. The job description is a working document, to be reviewed periodicaIIy and changed as needed. It is not meant to be restrictive or all- inclusive, but describes the ma for features of a job. The main purposes of the job description are: 1. To serve as a means of communication between the supervisor and the employee to clarify the responsibilities and expectations of the job. 2. To serve as the main input to the evaluation of the job into a pay grade. 3. To serve as benchmarks in salary surveys. 4. To serve as the main basis for the appraisal of the performance of an incumbent. 5. To identify minimum qualifications and applied skill, knowledge and ability for the purpose of recruitment, selection and training. A signed copy of each job description will be maintained by the Director of Personnel or his /her designee in the Personnel Office. 3 -1 60925 -4s 4. JOB EVALUATION Job evaluation is the process of determining the relative worth of all jobs in the City of Baytown. Each job in the City has been evaluated and placed in a grade level and accompanying salary range on the basis of that evaluation. The City will use two (2) point factor job evaluation plans to evaluate all jobs. Reclassification /New Positions As new jobs are approved, or if a request for reclassification of an existing position is made, a Job Evaluation Committee will evaluate or re- evaluate the job(s) and make recommendations to the City Manager's office. The Department Head desiring the new or reclassified position must submit the request in writing, including rationale for the changed /proposed grade, a new /revised job description, and noting the proposed evaluation factor ratings on the job evaluation form. (Note: This process is not meant to replace requests for new personnel as normally submitted during the budget process. It is assumed that the addition of the position has been approved prior to evaluating the job.) The Job Evaluation Committee is an ad hoc committee serving only such time as is required to review the requested job's). It shall consist of three to five Department or Division Heads or other employees selected by the Director of Personnel. The Director of Personnel should attempt to select a committee familiar with the job(s) to be considered and should be capable of making an impartial recommendation. The Director of Personnel should attempt to rotate the appointments over time. A Department Head, submitting the evaluation request may not serve on the committee hearing the request. They may attend the committee meeting to present information. The evaluation will be based on the factors and levels that are defined in the Job Evaluation System, comparing the proposed factors of the job to the factors of comparable jobs. While the definition of various levels of a given job factor can be used to guide the evaluation process, the primary rationale should be the relative worth of a job's factor to existing jobs. Once all factors have been considered, the grade should be determined using the Job Evaluation Point System and Grade Conversion Table. The recommendation of the committee should be forwarded to the City Manager's office in writing, noting the overall rationale for the the recommended grade, as well as recapping the committee's discussions of each factor. The final decision of the grade and its corresponding job evaluation factor points will be made by the City Manager. A copy of the committee's recommendation, and the City Manager's decision, will be kept on file. An updated Job Evaluation Summary will be kept by the Director of Personnel. Should a Department Director determine the necessity to request a job evaluation of any job more than once in any twelve month period, he /she must obtain written approval of the City Manager prior to initiating the job evaluation process. 4 -1 60925 -4t 5. 'r PERF RMAN E APPRAI AL The purpose of performance appraisal is three -fold: 1. To coach and counsel the employee on job performance, with the focus on how well the j!•) was done and what can be done, to do the job better. 2. To serve as input for salary increase. 3. To identify employee development need. A formal performance appraisal will be conducted on each employee two times each fiscal year. The basis for the appraisal is the Performance Appraisal manual covering the specific job or job family. The appraisal process and procedural guidelines are described in the City of Baytown Performance Appraisal Guidelines. 5 -1 60925 -4u 6. SALARY INCREASE gUIDELINES Salary increases based on performance will be given to reward and to encourage individual employee performance. Salary increases will be given as a percentage of the employee's actual salary. The key corgponent that will determine the percentage increase will be the performance level as determined by the performance appraisal process. Performance appraisals for all employees will be conducted twice during the fiscal year at six (6) month intervals. The performance appraisal will be conducted during the employee's anniversary month and six months from this date. The anniversary month is the month the employee assumed their current position. Salary increases will be effective from the first payroll period after the employee's formal performance appraisal interview. The amount of the salary increase will be determined by the employee's current performance rating. The amount of the increase is indicated on the Performance Appraisal Salary Increase Conversion Chart. This chart will be updated annually based on labor market and economic factors. The Performance Appraisal Salary Increase Conversion Chart will be approved by the City Council during the budget approval process. The number of salary increases during a fiscal year will also be determined in the budget approval process. All new employees will receive a probationary review at the completion of their first six months of employment. Other employees may receive special probationary reviews in accordance with the established procedures in the Performance Appraisal Guidelines. Employees shall be paid no less than the minimum of the salary range established for the position. The following exceptions may be made when approved by the City Manager. 1) When a period of training is required to demonstrate the employee's ability to perform the duties, i.e., trainee status, normally not to exceed three months; or 2) When the employee is temporarily assigned to a position in a higher grade, normally not to exceed one month. Any salary payment above the maximum for the position requires the approval of the City Manager. 6 -1 50925 -4v 7.IROMOTION GUIDELINES A promotion is defined conceptually as the assumption of job duties and responsibilities that are higher in character and scope than in the previous job. For purpose of salary administration, a promotion occurs when the new job is of a higher grade than the prior job. Promotions are subject to a six month probationary period. During this period, the employee's performance in the new position will be reviewed and evaluated. The employee's supervisor will complete a written performance appraisal at the end of the probationary period. The results of the appraisal will determine whether the promotion becomes approved. The amount of a promotional increase will be up ten percent of the current salary, or an amount sufficient to reach the minimum salary for the new job, whichever is greater. The probationary period does not require any delay in the promotional pay increase. The increase should become effective on the first day the employee assumes the new position. The employee's evaluation date shall be changed to the effective date of the promotion. The employee will be eligible for a six month salary increase based on the performance review. Care shall be taken to coordinate the timing of promotions, in relation to Performance increases, to ensure an equitable salary increase, both for the employee and the City. All promotions and promotional increases shall be coordinated with and approved by the City Manager. 7 -1 60925 -4w a S. ADJUSTN9ENT GUIDELINES The purpose of adjustments is to respond to situations that might affect the external competitive position, or adversely affect internal equity. All proposed adjustments -. ust be approved by the City Manager's office. I Minimum Salary At the beginning of the fiscal year, all employees shall be at least at the minimum of the salary range for their job. If an employee's salary is below the minimum of the salary range for the new fiscal year, the salary should be adjusted to the minimum, effective on the first pay period in the new fiscal year. 8 -1 60925 -4x 9. STARTING 6ALARY GUIDELINES There are several considerations in deciding what to offer someone to come to work for the City of Baytown. These considerations are broken down into two parts: the total offer and the salary offer. The Total Offer What is offered to a person in exchange for his time, talent, services, and judgment is compensation, benefits, challenging problems, effective working environment, career opportunities, and so on. For example, a partial listing of some of the tangibles and E intangibles include: 1) the benefits package, 2) a performance pay system, 3) security of a stable organization, 4) work environment, and 5) location and community. The hiring supervisor should take into account all of these factors and, in particular, the monetary value of all the benefits we offer. The total 12ackayc should be what is explicitly offered, and not just salary alone. This way, the person can make a more realistic comparison with his current situation and, hence, make a more realistic decision. The Salary Offer Based on the City's ability to pay and through salary surveys and job evaluation, the salary range of each job has been determined that defines the performance -based pay opportunities for that job. The lower part of the salary range is to be used for starting salaries as follows: Starting Salary 1) Meets minimum qualifications. 2) Meets minimum qualifications, plus some job - related experience or education beyond the minimum qualifications. 3) Meets minimum qualifications, plus substantial job - related experience or education over and above the minimum qualifications for the new job 9 -1 Minimum of Range 1% to 5% Over Minimum 6% to 10% Over Minimum 60925 -4y In all cases, 1} The starting salary should be at least at the minimum of the new range unless the employee is in trainee status. (Trainee status indicates the employee does not meet minimum job qualifications for the position). 2) Employees hired under trainee status require authorization by the City Manager. Employees under trainee may be hired at up to ten percent (10%) below minimum. All starting salaries must be coordinated with the Director of Personnel. 3} Any starting salary above the minimum requires approval of the City Manager's office. 4) A starting salary above the minimum must be justified in writing by the hiring manager and placed with the personnel file. It is important that the minimum requirements for the job be well defined. The person's current salary is = the primary consideration in determining the starting salary. The salary range along with the person's qualifications are the primary considerations. When an employee is hired, they are subject to a six month probationary period. The probationary period is designed to 1) allow the City an opportunity to observe the new employee's ability to perform the assigned duties, and 2) focus the supervisor's attention on the need for intensive training. The employee's progress will be monitored, documented, and discussed with the employee throughout the probationary period. The employee's supervisor will complete a written performance appraisal at the end of the probationary period. The results of the appraisal will determine whether employment continues. 9 -2 60925 -4z 11. APPEAL PROCEDURE Employees have the right to present an appeal concerning interpretation of the Performance Appraisal Process and /or resulting appraisal and salary increase. The following method is provided to ensure rapid and fair hearing of an appeal. Step I The appeal should be discussed with the immediate supervisor first. This must be done no later than 10 working days after the occurrence of the action or incident. The supervisor will answer the appeal in writing within 5 working days. A copy of the answer will be provided to the Director of Personnel. Sten 2 If the appeal has not been settled, it may be presented in writing to the department director within 5 working days after receiving an answer from the immediate supervisor. The employee will receive a written reply within 5 working days from the department head. A copy of the written reply will be provided to the Director of Personnel. Sten 3 If the appeal is still not settled, the department director's decision may be appealed, in writing, within five (5) working days to the Director of Personnel. The Director of Personnel, in a forum consisting of the dissatisfied employee, the Department Head, and any supervisory personnel involved, shall receive discussion for all parties and make a ruling on the appeal. The Director of Personnel will reply to the appeal within five (5) working days from the date the appeal is received. A copy of the ruling will be furnished to the City Manager. St_ ea 4 If the employee is not satisfied with the decision, it may be appealed, in writing, to the City Manager within 5 working days. The City Manager will either meet informally or convene an administrative hearing within 3 days after receipt of the appeal. He may conduct any further investigation which he deems necessary. The City Manager will render a final and binding decision within 5 working days of the hearing. 11 - 1 60925 --4aa 32. SCOPE The policy establishes regulations governing direct compensation of all City employees with the exception of the following job: a) City Manager 12 -1