Ordinance No. 2,531id
ORDINANCE NO. 2531
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AN ORDINANCE APPROVING A RESOLUTION OF THE BAYTOWN AREA
WATER AUTHORITY WHICH AUTHORIZES THE ISSUANCE OF
"BAYTOWN AREA WATER AUTHORITY WATER SUPPLY CONTRACT
REVENUE BONDS (CITY OF BAYTOWN, TEXAS PROJECT) SERIES
1978 "; ACCEPTING THE TERMS AND CONDITIONS OF SUCH
RESOLUTION; AND PROVIDING FOR AN EFFECTIVE DATE
WHEREAS, the City Council (the "Council ") of the
City of Baytown (the "City ") has entered into a Water Supply
Contract -- Treated Water, dated January 31, 1977 (the "Con-
tract"), with the Baytown Area Water Authority (the "Authority ");
and
WHEREAS, pursuant to Chapter 600, Acts of the 63rd
Legislature of the State of Texas, Regular Session, 1973
'(the "Authority Act "), and the Contract, the Authority now
proposes to issue its bonds styled "Baytown Area Water
Authority Water Supply Contract Revenue Bonds (City of
Baytown, Texas Project) Series 1978" (the "Bonds "); and
WHEREAS, the Authority Act and the Contract require
that the Council must approve the Bonds and a substantial
draft of the resolution authorizing issuance of the Bonds
(the "Bond Resolution ") prior to issuance of the Bonds and
adoption of the Bond Resolution.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL
OF THE CITY OF BAYTOWN, TEXAS:
Section 1: That a substantial draft of the Bond
Resolution has been submitted to the Council, a copy of which
is attached hereto as Exhibit "A" and made a part hereof. The
Bond Resolution, including the terms and conditions thereof,
is hereby approved, and the Bonds are hereby approved and autho-
rized to be issued pursuant to the Bond Resolution.
Section 2. That this Ordinance shall take effect
from and after its passage by the Council.
INTRODUCED, READ, AND PASSED by the affirmative vote
of the Council this 14th of September, 1978.
Emmett 0. Hutto, Mayor
ATTEST:
Eileen P. Hall, City Clerk
APPROVED:
Scott Bounds, City Attorney
E X H I B I T "A"
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RESOLUTION AUTHORIZING ISSUANCE OF
BAYTOWN AREA WATER AUTHORITY
WATER SUPPLY CONTRACT REVENUE BONDS
(CITY OF BAYTOWN, TEXAS PROJECT) SERIES 1978
THE STATE OF TEXAS §
COUNTIES OF HARRIS AND CHAMBERS §
BAYTOWN AREA WATER AUTHORITY §
WHEREAS, the Baytown Area Water Authority (here-
inafter called the "Authority ") was organized, created, and
established pursuant to Chapter 600, Acts of the 63rd Legis-
lature of the State of Texas, Regular Session, 1973 (herein-
after called the "Authority Act ");
WHEREAS, the Authority has the right, power, and
authority to enter into contracts of not exceeding 40 years
duration -with persons, corporations (public or private),
municipal corporations, including the City of Baytown
(hereinafter called "Baytown "), political subdivisions of
the State of Texas, and others, on such terms and conditions
as the.Board of Directors of the Authority (hereinafter
called the "Board ") may deem desirable, fair, and advan-
tageous for the performance of its rights, powers, and
authorities under the Authority Act, including the right,
power, and authority to acquire surface and /or underground
water supplies from sources both within and without the
boundaries of the Authority and to conserve, store, trans-
port, treat, purify, distribute, sell, and deliver water,
both surface and underground, to such persons and other
parties within the boundaries of the Authority;
WHEREAS, the Authority has entered into a "Whole-
sale Water Supply Contract - Untreated Water," dated as of
November 1, 1976, with -the City of Houston (hereinafter
called "Houston "), for the purchase of quantities of un-
treated surface water from Houston (hereinafter called the
"Houston Contract ");
WHEREAS,,the Authority has also entered into a
"Water Supply Contract - Treated Water," dated January 31,
1977, with Baytown for the sale and delivery of treated
t water to Baytown (hereinafter called the "Baytown Contract ")
which was approved at an election within Baytown on Janu-
ary 15, 1977;
WHEREAS, on April 21, 1977, the City Council of
Baytown, by its Ordinance No. 2211, approved a Resolution
Authorizing Issuance of Baytown Area Water Authority Water
Supply Contract Revenue Bonds (City of Baytown, Texas
Project), Series 1977 (hereinafter called the 111977 Bond
Resolution "); and
WHEREAS, in accordance with the Baytown Contract,
the Authority has duly authorized, sold, and delivered that
issue of "Baytown Area Water Authority Water Supply Contract
Revenue Bonds (City of Baytown, Texas Project), Series
197711, dated May 1, 1977, in the aggregate principal amount
of $1,250,000 (hereinafter called the "Series 1977 Bonds ")
pursuant to the 1977 Bond Resolution adopted by the Board on
April 21, 1977 for the purpose of acquiring funds to make,
purchase, construct, lease, or otherwise acquire certain
water supply, treatment, and distribution facilities defined
as the "Project" in the Baytown Contract (hereinafter some-
times called the "Project "), and the Series 1977 Bonds are
the only bonds ever issued by the Authority;
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WHEREAS, pursuant to law and the 1977 Bond Reso-
lution, the Authority is authorized to issue, upon the re-
quest of Baytown, additional parity bonds in such amounts as
are required for the purpose of acquiring funds to (i)
complete making, purchasing, constructing, leasing, or ac-
quiring the Project; (ii) enlarge, expand, or modify the
Project; (iii) reconstruct the Project; or (iv) refund any
bonds, which additional bonds, when issued and delivered,
shall be payable from and secured by a first lien on and
pledge of the Pledged Revenues (hereinafter defined) (which
shall include additional payments sufficient to enable the
Authority to comply with all terms and conditions of the
1977 Bond Resolution with respect to the issuance of such
additional bonds), in the same manner and to the same extent
as any previously outstanding Series 1977 Bonds; and all of
the Series 1977 Bonds and any such additional bonds shall in
all respects be on a parity and of equal dignity;
WHEREAS, Section 13(b) of.the 1977 Bond Reso-
lution provides that no such installment or series of
additional bonds shall be issued unless:
(i) A certificate is executed by the President
and Secretary of the Board to the effect that no default
exists in connection with any covenants or requirements of
any outstanding Series 1977 Bonds, and that the Debt Service
Fund contains the amount then required to be on deposit
therein;
(ii) Baytown is not in default with respect to
any series of bonds or other debt issued by it; and
(iii) The principal of and interest on any such
installment or series of Additional Bonds are payable on the
same semiannual interest dates and annual principal dates as
the Outstanding Bonds,
and such requirements can be met;
WHEREAS, it is necessary to issue additional bonds
at this time to complete the making, purchasing, constructing,
leasing, or acquiring of the Project;
WHEREAS, on , the City Council of
Baytown, by its Ordinance No. , approved the
lam' issuance of the bonds authorized to be issued hereby (here-
inafter defined as the "Series 1978 Bonds ") and the terms
and conditions of this Resolution (hereinafter called the
"Resolution ") ;
WHEREAS, this preamble shall constitute an inte-
gral part of this Resolution; and
WHEREAS, the Board, having taken all action neces-
sary to be done prior to the issuance of the Series 1978
Bonds, now deems it necessary and advisable to do so.
IT IS, THEREFORE, RESOLVED BY THE BOARD OF DIREC-
TORS OF THE BAYTOWN AREA WATER AUTHORITY THAT:
Section 1. Designation, Amount, and Purpose of
the Bonds. The Authority's negotiable bonds are hereby
authorized to be issued in the aggregate principal amount of
Eleven Million Eight Hundred Fifty Thousand Dollars ($11,850,000)
to be called "Baytown Area.Water Authority Water Supply
Contract Revenue Bonds (City of Baytown, Texas Project)
Series 1978" (hereinafter called the "Series 1978 Bonds ")
2.
for the purpose of acquiring funds to
purchasing, constructing, leasing, or
treatment, and distribution facilities
ject" in the Baytown Contract.
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complete making,
acquiring water supply,
defined as the. "Pro -
Section 2. Date, Denomination, Numbers, and
Maturities of the Series 1978 Bonds. The Series 1978 Bonds
shall be dated September 10 1978, shall be in the denomination
of $5,000 each, shall be numbered consecutively from one
upward, and shall mature serially on the first day of May in
each of the years and in the amounts, respectively, as set
forth in the following schedule, unless theretofore called
for redemption as provided in this Resolution:
Years of Annual Principal Years of
Maturity Amounts Maturity
Annual Principal
Amounts
1981
$125,000
1991
$500,000
1982
125,000
1992
675,000
1983
150,000
1993
750,000
1984
150,000
1994
825,000
1985
175,000
1995
900,000
1986
225,000
1996
975,000
1987
275,000
1997
1,050,000
1988
350,000
1998
1,150,000
1989
400,000
1999
1,250,000
1990
450,000
2000
11350,000
Section 3. Interest on the Series 1978 Bonds.
The Series 1978 Bonds shall bear interest from the date
thereof to their scheduled maturities or redemption at the
rates of interest, as set forth in the following schedule,
payable on May 1, 1979, and semiannually thereafter on
November 1 and May 1 of each year while the Series 1978
Bonds are outstanding:
Years of
Interest Years of Interest
Maturity
Rates Maturity Rates
1981
1991
1982
1992
1983
1993
1984
1994
1985
1995
1986
1996
1987
1997
1988
1998
1989
1999
1990
2000
Such interest shall be evidenced by interest coupons which
shall initially appertain to the Series 1978 Bonds and shall
be payable in the manner provided in the FORM OF SERIES 1978
BOND set forth in Section 5 hereof.
Section 4. General Characteristics and Execution
of the Series 1978 Bonds. The Series 1978 Bonds and the
interest coupons appertaining thereto shall be issued, shall
be payable, may be redeemed prior to their scheduled matur-
ities, shall have the characteristics, and shall be signed,
executed, (and the Series 1978 Bonds shall be sealed),
all as provided and in the manner indicated in the FORM OF
SERIES 1978 BOND set forth in Section 5 hereof. In case any
officer of the Authority whose facsimile signature shall
appear on the Series 1978 Bonds or coupons shall cease to
be such officer, such facsimile signature shall nevertheless
be as valid and sufficient for all purposes as if such
officer had remained in office until delivery of such Series
1978 Bonds.
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Section 5. Form of the Series 1978 Bonds. The
Form of the Series 1978 Bonds, incluaing the form of Regis-
tration Certificate of the Comptroller of Public Accounts of
the State of Texas to be printed and endorsed on each of the
Series 1978 Bonds and the form of the interest coupons which
shall appertain and be initially attached to each of the
Series 1978 Bonds shall be, respectively, substantially as
follows, with necessary and appropriate variations, omis-
sions, and insertions as permitted or required by this
Resolution:
NO.
FORM OF THE SERIES 1978 BOND:
United States of America
State of Texas
$5,000
BAYTOWN AREA WATER AUTHORITY
WATER SUPPLY CONTRACT REVENUE BOND
(CITY OF BAYTOWN, TEXAS PROJECT)
SERIES 1978
ON May 1, , the BAYTOWN AREA WATER AUTHORITY
(the "Authority "), for value received, hereby promises to
pay to the bearer hereof the principal amount of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from the date hereof to matu-
rity or redemption, at the rate of % per annum, evi-
denced by interest coupons payable on May 1, 1979, and
semiannually thereafter on November 1 and May 1 of each year
while this Bond is outstanding; provided, however, that such
principal and interest are payable solely from the sources
and in the manner herein provided, and from no other source.
THE PRINCIPAL of this Bond and the interest cou-
pons appertaining hereto shall be payable to the bearer, in
lawful money of the United States of America, without ex-
change or collection charges to the bearer, upon presenta-
tion and surrender of this Bond or proper interest coupon,
as the case may be, at the following, which shall be the
Paying Agent (the "Paying Agent ") for this series of Bonds:
CITIZENS BANK & TRUST CO. OF BAYTOWN
BAYTOWN-,, TEXAS
The Authority may at any time or from time to time, with the
approval of the City of Baytown, Texas ( "Baytown "), appoint
one or more other Paying Agents for the Bonds (hereinafter
defined) in the manner and subject to the conditions set
forth in the Resolution (hereinafter defined).
THIS BOND is one of a series of Bonds dated as of
September 11 1978 (the "Bonds "), authorized and issued in
the aggregate principal amount of $11,850,000 for the purpose
of acquiring funds to complete making, purchasing, constructing,
leasing, or acquiring certain water'supply, treatment, and
distribution facilities defined as the "Project" in the
Water Supply Contract - Treated Water, dated January 31,
1977 (the "Contract "), between the Authority and Baytown and
approved at an election within Baytown on January 15, 1977.
THE BONDS are additional parity revenue bonds as
defined and permitted in the resolution adopted by the Board.
of Directors of the Authority on April 21, 1977 (the "1977
Bond Resolution ") authorizing the issuance of that issue of
"Baytown Area Water Authority Water Supply Contract Revenue
Bonds (City of Baytown, Texas Project), Series 1977 ", dated
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April 1, 1977, in the original principal amount of $1,250,000
(the "Series 1977 Bonds ").
IN THE CONTRACT and pursuant to Ordinance No. 78-
of the City Council of Baytown, in which Baytown
approved the issuance of the Bonds and the terms and conditions
of the resolution of the board of directors of the Authority
(the "Board "), dated , authorizing the issuance of
the Bonds (the "Resolution "), Baytown has agreed and is
unconditionally obligated to make payments of Pledged Revenues
into the "Baytown Area Water Authority Water Supply Contract
Revenue Bonds (City of Baytown, Texas Project) Series 1978 -
Debt Service Fund" (the "Debt Service Fund ") kept by the
Paying Agent, all as defined. in the Resolution, in addition
to and on a parity with payments to be made with respect to
the Series 1977 Bonds. The principal of and interest on
this Bond, and other Bonds of the series of which it is a
part (equally, ratably, and in all manner on a parity with
the Series 1977 Bonds), are payable solely from, and secured
by a first lien on and pledge of, the payments of Pledged
Revenues or, in certain instances as described in the Reso-
lution, from amounts attributable to the proceeds of the
Bonds, as hereinafter described. Pursuant to the Contract,
Pledged Revenues include the payments for treated water to
be made by Baytown to the Paying Agent for deposit into the
Debt Service Fund and pledged in the Resolution for payment
of the principal and interest on the Bonds issued pursuant
to the terms of the Contract, the source of which shall
include any and all available sources that Baytown may
pledge toward such payments, including gross revenues of its
waterworks and sanitary sewer system.
THE HOLDER HEREOF shall never have the right to
demand payment of this obligation from moneys derived or to
be derived by taxation or any other revenues of the Authority
other than the Pledged Revenues as described in this Bond
or, in certain instances as described in the Resolution,
from amounts attributable to proceeds of the Bonds. Except
for the lien on and the assignment and pledge of the Pledged
Revenues, neither the Project nor any other property of
Baytown or of the Authority is encumbered by any lien for
the benefit of the holder of this Bond. The Bonds of this
series are special obligations payable as aforesaid and
shall not be considered as general obligations of the
governing body of the Authority, the Authority, the State of
Texas, or any municipalities or subdivisions thereof.
No entity other than the Authority is obligated, directly,
indirectly, or contingently, to pay the*Bonds of this series
from any other source whatsoever.
ON NOVEMBER 1, 1993, or on any interest payment
date thereafter, any outstanding Bonds of this series may be
redeemed prior to their scheduled maturities, in whole or in
part, as instructed by Baytown, upon written notice of the
exercise of the option to redeem delivered by Baytown to the
Authority and the Paying Agent, for a price equal to the
principal amount of the Bonds to be redeemed plus unpaid
accrued interest to the date fixed for redemption. The
Paying Agent shall cause a written notice of any redemption
to be published at least once during each week for at least
two consecutive weeks, each publication to be made in a
newspaper of general circulation in Houston, Texas, with the
first of such publications being at least 30 days prior to
the date fixed for redemption. If, because of temporary or
permanent suspension of the publication or general circulation
of any such newspapers, it is impossible or impracticable to
publish such notice in the manner provided herein, then such
publication in lieu thereof as shall be made with the approval
5.
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of the Paying Agent shall constitute a sufficient publi-
cation of a notice. By the date fixed for any such re-
demption, due provision shall be made with the Paying Agent
for the payment of the principal amount of the Bonds which
are to be redeemed, plus accrued interest thereon to the
date fixed for redemtion. If such written notice of redemp-
tion is published, the Bonds called for redemption shall
become due and payable on the date fixed for redemption,
and, if due provision for such payment is made, all as
provided above, the Bonds which are to be redeemed thereby
shall automatically be deemed to have been redeemed prior to
their scheduled maturities; shall not bear interest after
the date fixed for redemption; and shall not be regarded as
being outstanding except for the right of the bearer to
receive the funds provided for such payment. Upon pre-
sentation and surrender of such Bonds to the Paying Agent,
together with all coupons appertaining thereto maturing
after such redemption date, such Bonds shall be paid.
IF THE DATE for the payment of the principal of or
interest on this Bond shall be a Saturday, a Sunday, a legal
holiday, or a day on which banking institutions in the city
where the bank of the Paying Agent is located are authorized
by law or executive order to close and on which the bank of
the Paying Agent is closed, then the date for such payment
shall be the next succeeding day which is not such a day;
payment on such date shall have the same force and effect as
if made on the original date of payment; and no interest
shall accrue from the original date of payment to such date.
THIS BOND shall be exchangeable or transferable by
delivery. The principal of this Bond shall be payable upon
presentation and surrender of this Bond to the Paying Agent.
The bearer of this Bond and the bearer of any coupon hereunto
appertaining may be deemed and regarded by the Paying Agent
as the absolute owner for all purposes, including payment
and discharge of liability upon such Bond or coupon to.the
extent of such payment, and the Paying Agent shall not be
affected by notice to the contrary. This Bond and the
interest coupons appertaining hereto shall at all times be
negotiable instruments within the meaning of the Texas
Uniform Commercial Code, as amended.
IT IS HEREBY certified and convenanted that this
Bond has been duly and validly authorized, issued, and de-
livered; that all acts, conditions, and things required or
proper to be performed, exist, and be done precedent to Or-
in the authorization, issuance, and delivery of this Bond
have been performed, existed, and have been done in ac-
cordancewith law; and that this Bond is a special revenue
obligation of the Authority, with the principal and interest
on this Bond being payable solely from, and secured by a
lien on and pledge of, the payments of Pledged Revenues to
be made by Baytown or, in certain instances as described in
the Resolution, from amounts attributable to the proceeds of
the Bonds.
THE AUTHORITY has reserved the right, subject to
the restrictions stated in the Resolution, to issue addi-
tional parity revenue bonds ( "Additional Bonds ") which also
may be made payable from, and be secured, equally and ratably
with the outstanding Series 1977 Bonds and the Bonds, by a
lien on and pledge of the Pledged Revenues, all in accordance
with the terms of the Resolution, as the same may be amended
as provided therein, to acquire funds (a) to complete making,
purchasing, constructing, leasing, or acquiring the Project,
(b) to enlarge, expand, or modify the Project, (c) to
reconstruct the Project, or (d) to refund any of the Series
1977 Bonds, the Bonds, or any Additional Bonds. Such Additional
Bonds may be issued in one or more series, in various principal
6.
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amounts, to mature at different
different rates, to be payable i
redeemable prior to maturity on
and to contain other provisions
resolution or resolutions of th e
Additional Bonds may be issued.
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times, to bear interest at
n such installments, to be
whatever terms or prices,
as may be provided in any
Board whereunder such
THE AUTHORITY has also reserved the right to amend
the Resolution with the prior written consent of Baytown and
with the approval in certain circumstances of the holders of
two- thirds (2/3) in aggregate principal amount of the outstanding
bonds who are materially adversely affected by such amendment;
provided, however, that, without the consent of the holder
of each outstanding bond affected thereby, the Resolution
shall not be amended so as to permit: (a) the reduction of
the portion of bonds the consent of the holders of which is.
required for any waiver, modification, or alteration; (b)
the extension of the time or times of payment of the principal
of and interest on the bonds, or the reduction in the principal
amount thereof or in the rate of interest thereon or any
other modification in the terms of payment of the principal
of or interest on the bonds; (c) the creation by the Authority
of any lien ranking prior to or on a parity with the lien of
the Bonds (other than with respect to Additional Bonds); (d)
the giving of any preference of'any bond over any other
bond; or (e) the extension of any waiver of default to
subsequent defaults.
IN WITNESS WHEREOF, this Bond and the interest
coupons appertaining hereto have been signed with the facsimile
signature of the President of the Board, and countersigned
with the facsimile signature of the Secretary of the Board,
and the official seal of the Authority has been duly impressed,
or placed in facsimile, on this Bond.
xxxxxxxxxxxxxxxxxxxxxxx
Secretary, Board of Directors
(AUTHORITY'S SEAL)
xxxxxxxxxxxxxxxxxxxxx
President, Board of Directors
FORM OF COMPTROLLER'S REGISTRATION CERTIFICATE:
OFFICE OF THE COMPTROLLER OF PUBLIC REGISTER NO.
ACCOUNTS OF THE STATE OF TEXAS
f I HEREBY CERTIFY THAT there is on file and of
record in my office a certificate to the effect that this
Bond has been examined, certified as to validity, and ap-
proved by the Attorney General of the State of Texas, and
further that this Bond has been registered by the Comp-
troller of Public Accounts of the State of Texas.
WITNESS my signature and seal this
(COMPTROLLER'S SEAL) xxxxxxxxxxxxxxxxxxxxxxxxxx
Comptroller of Public Accoun s
of the State of Texas
FORM OF INTEREST COUPON:
No. $
ON
BAYTOWN AREA WATER AUTHORITY
promises to pay to the bearer, but solely from the sources
described in the Bond to which this interest coupon apper-
tains, the amount shown on this interest coupon, in lawful
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money of the United States of America (without exchange or
collection charges to the bearer), unless due provision has
been made for the redemption prior to the scheduled maturity
of the Bond to which this interest coupon appertains, upon
presentation and surrender of this interest coupon at
CITIZENS BANK & TRUST CO. OF BAYTOWN, BAYTOWN, TEXAS, such
amount being interest coming due on such day in respect of
the Bond bearing the number hereinafter designated of that
issue styled BAYTOWN AREA WATER AUTHORITY WATER SUPPLY
CONTRACT REVENUE BONDS (CITY OF BAYTOWN, TEXAS PROJECT)
SERIES 1978 dated"September 1, 1978. The holder hereof
shall never have the right to demand payment of this obli-
gation out-of any money derived or to be derived by taxation
or any other.revenues of the Authority other than the sources
described in the Bond to which this coupon appertains. Bond
No.
Secretary, Board of Directors President, Board of Directors
Section 6. Definitions. In addition to the other
terms and phrases defined herein, the following terms shall
have the following meanings:
Bonds -- Bonds issued by the Authority,
including the Series 1977 Bonds, the Series
1978 Bonds, and Additional Bonds, as described
in Section 13, (1) which, together with the
interest thereon, are to be paid from the pay-
ments of Pledged Revenues and (2) which have
been issued and sold to acquire funds to (a)
make, purchase, construct, lease, or otherwise
acquire the Project, (b) complete such making,
purchasing, constructing, leasing, or acquiring,
(c) enlarge, expand, or modify the Project, (d)
reconstruct the Project, or (e) refund any Bonds.
Bondholder -- The holder of any Bond and,
when used with respect to any coupon, the holder
thereof.
Costs of the Project -- The costs incurred
or to be incurred by the Authority or Baytown
with respect to the acquisition of the Project,
whether incurred prior to or after the date of
the Baytown Contract and including, but not
limited to, the following items:
(1) Obligations for labor, materials,
services, and equipment;
(2) Costs of any bonds and insurance
the cost of which is not otherwise provided
for;
(3) Costs of engineering services,
including costs for preliminary design and
development work, test borings, surveys,
estimates, plans and specifications, super-
vising construction, and performing all other
duties required by or consequent upon proper
construction;
(4) Expenses incurred in connection
with the issuance and sale of the Bonds,
including without limitation (a) fees and
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expenses of accountants, auditors, attorneys,
underwriters, engineers, and financial advisors,
(b) materials, supplies, printing, and engrav-
ing, (c) recording and filing fees, (d) rating
agency fees, and (e) initial fees and expenses
of a trustee, if any;
(5) Costs required to be paid under the
terms of any contract or contracts in connec-
tion.with the Project;
(6) Sums required to reimburse the
Authority or Baytown for advances made by
either of them for any of the above items,
including fees of any kind for any other cost
incurred, including expenses for organization
of the Authority, overhead expenses, and
expenses for any work done by either the
Authority or Baytown which are properly
chargeable to the Project; and
(7) Costs of all other items related to
the acquisition of the Project.
Houston Contract -- The Wholesale Water Supply
Contract - Untreated Water, dated as of November 1,
1976, between the Authority, as buyer, and the City
of Houston, Texas, as seller.
Outstanding Bonds -- At any date as of which
the amount of Outstanding Bonds is to be determined,
the aggregate of all Bonds, except the following:
(1) Bonds cancelled or delivered to the
Paying Agent for cancellation at or prior to
such date;
(2) Bonds for the full payment of the
principal of and interest on which cash shall
have been theretofore deposited with the Pay-
ing Agent and which (a) shall have matured by
their terms, or otherwise shall have become
payable, but shall not.have been rendered for
payment or (b) shall have been purchased by
the Authority but shall not have been presented
for payment; and
(3) Bonds in exchange for or in lieu
of which other Bonds have been delivered under
this Resolution.
Paying Agent -- Any person named herein or in
accordance herewith to pay the principal of and
interest on any of the Bonds, one of which shall be
Citizens Bank & Trust Co. of Baytown, Baytown, Texas,
and any successor Paying Agent.
Pledged Revenues -- The payments to be made
by Baytown to the Authority for treated water and
pledged herein for payment of'the principal of and
interest on the Bonds issued pursuant to the terms
of the Baytown Contract, the source of which shall
include any and all available sources that Baytown
may pledge toward such payments, including gross
revenues of its waterworks and sanitary sewer system.
Project -- The property, works, facilities,
and improvements (whether previously existing or to
be made, constructed, or acquired), within or with-
out the boundaries of the Authority, necessary (1)
to acquire surface water supplies from sources both
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within and without the boundaries of the Authority,
including particularly the sources provided by the
Houston Contract; (2) to conserve, store, transport,
treat, and purify untreated water purchased by the
Authority pursuant to the Houston Contract; and (3) to
distribute, sell, and deliver treated water to Baytown
pursuant to the terms of the Baytown Contract. The
Project will consist of (1) property, works, facilities,
and improvements to accept untreated water at a point
of delivery pursuant to the Houston Contract; (2)
pipelines and canals; (3) a reservoir and /or forebay
between such point of delivery and the Authority's
treatment facilities; and (4) certain water treatment
facilities as may be revised pursuant to the Baytown
Contract. .
Section 7. Pledge; Special Obligations. (a) The
Series 1978 Bonds and the interest coupons appertaining
thereto shall be payable from, and secured by an irrevocable
first lien on and pledge of, the Pledged Revenues or, in
certain instances as described in Section 8, from amounts
attributable to the proceeds of the Series 1978 Bonds. The
Pledged Revenues are further pledged irrevocably to the
establishment and maintenance of the Debt Service Fund.
(hereinafter defined) at the Paying Agent.
(b) The Series 1978 Bonds and the interest
coupons appertaining thereto shall be special obligations of
the Authority payable solely from the sources described
above, and no holder of any Series 1978 Bonds shall ever
have the right to demand payment of the Series 1978 Bonds
and interest coupons from funds derived or to be derived by
taxation or any revenues of the Authority other than those
pledged in the preceding subsection. The Series 1978 Bonds
shall not be considered general obligations of the governing
body of the Authority, the Authority, the State of Texas, or
any municipality or subdivision thereof. No entity other
than the Authority is obligated, directly, indirectly, or
contingently, to pay the Series 1978 Bonds from any other
source whatsoever.
Section 8. Project Fund; Investment Thereof. (a)
Immediately after the sale and delivery of the Series 1978
Bonds, the Authority shall deposit into a separate and
special "Baytown Area Water Authority Water Supply Contract
Revenue Bonds (City of Baytown, Texas Project) Series 1978 -
Project Fund" (the "Project Fund "), which is hereby created
and shall be established at one of the Authority's official
depositories, an amount equal to the principal amount of the
Series 1978 Bonds less underwriter's discount, if any. The
Project Fund shall be established, drawn on, and used by the
Authority to pay the eligible Costs of the Project.
(b) Any moneys held as a part of the Project Fund
shall, at the direction of Baytown, be invested and reinvested
pursuant to the Authority Act and in accordance with the
laws of the State of Texas, subject to the provisions of
Section 17 hereof. All interest and realized profit from
such investment may be transferred to and deposited in the
Debt Service Fund (hereinafter defined) if so directed by
the Authority. All losses resulting from such investment
will be charged against the Project Fund. Any obligation in
which such money is so invested shall be kept and held
safely and shall be sold and the proceeds of the sale
applied so as to make promptly all payments required to be
made.
�- (c) After completion of the Project, any surplus
moneys remaining in the Project Fund (other than funds
required to provide for the payment of the Costs of the
Project not then due and payable or the liability for the
10.
r"
80914 -11
payment of which is being contested or disputed) shall, at
such time or as soon thereafter as possible, be deposited in
the Debt Service Fund (hereinafter defined). Any moneys
retained in the Project Fund by the Authority for the
payment of Costs of the Project not then due and payable, or
the liability for the payment of which is being contested or
disputed and which shall thereafter become available, shall
be applied in accordance with the provisions of the preceding
sentence.
Section 9. Debt Service Fund; Investment Thereof.
(a) Immediately after the sale and delivery of the Series
1978 Bonds, the Authority shall deposit into a separate and
special trust fund called the "Baytown Area Water Authority
Water Supply Contract Revenue Bonds (City of Baytown, Texas
Project) Series 1978 - Debt Service Fund" (the "Debt Service
Fund "), which is hereby created and shall be established by
the Authority at the Paying Agent and maintained as provided
in this Resolution so long as any Series 1978 Bond or in-
terest coupon appertaining thereto is outstanding and unpaid,
the accrued interest, if any, on the Series 1978 Bonds to
the date of delivery. All payments by Baytown of Pledged
Revenues with respect to each series of Outstanding Bonds
shall be deposited directly into the appropriate Debt Service
Fund, without priority or preference.
(b) All moneys from time to time deposited and
held in the Debt Service Fund shall be held in trust by the
Paying Agent for the benefit of the Bondholders entitled to
be paid therefrom. From the moneys in the Debt Service Fund
the Authority shall pay, or cause to be paid, the interest
on the Series 1978 Bonds as the same shall become due and
the principal of the Series 1978 Bonds as the same shall
mature or be called for redemption.
(c) If the date for the payment of the principal
of or interest on a Series 1978 Bond is a Saturday, a Sunday,
a legal holiday, or a day on which banking institutions in
the city where the bank of the Paying Agent is located are
authorized by law or executive order to close and on which
the bank of the Paying Agent is closed, then the date for
such payment shall be the next succeeding day which is not
such a day; payment on such date shall have the same force
and effect as if made on the original date of payment; and
no interest shall accrue from the original date of payment
to such date.
(d) (i) Any moneys held as a part of the Debt
Service Fund shall, at the direction of Baytown, be invested
or reinvested by the Paying Agent pursuant to the Authority
Act and in accordance with the laws of the.State of Texas
and subject to the provisions of Section 17 hereof.
(ii) Any securities purchased with the moneys in
the Debt Service Fund shall be deemed a part of the Debt
Service Fund. The income and profits, including realized
discount on securities purchased, received on all such
securities (after deduction for accrued interest and premium
paid from the Debt Service Fund at time of purchase) shall
be deposited in or credited to the Debt Service Fund, and
all losses thereon shall be charged against the Debt Service
Fund. Neither the Authority nor the *Paying Agent shall be
liable or responsible for any loss resulting from any such
investment or resulting from the redemption or sale of any
such investment as herein authorized. If at any time it
shall become necessary that some or all of the securities
purchased with the moneys in the Debt Service Fund be re-
deemed or sold to raise moneys necessary to comply with the
11.
80914 -1m
provisions of this Resolution, the Paying Agent shall, at
the direction of Baytown, effect such redemption or sale.
Section 10. Security of Funds. All moneys de-
posited with the Authority or the Paying Agent and not
invested in securities by the Authority or the Paying Agent
pursuant to the provisions hereof or insured by the Federal
Deposit Insurance Corporation or other federal agency, shall
continuously be secured, for the benefit of the Bondholders,
as required by law for the security of the Authority's
funds.
Section 11. Baytown's Payments of Pledged Revenues.
(a) Baytown has agreed in the Baytown Contract, and, in
addition to and on a parity with payments agreed to be made
pursuant to the approval of the 1977 Bond Resolution, by
approving the issuance of the Series 1978 Bonds and the
terms and conditions of this Resolution, Baytown has further
absolutely and unconditionally obligated itself and agreed
(regardless of, and notwithstanding, any provisions of the
Baytown Contract to the contrary, or the provisions of any
other contract or agreement between Baytown and the Authority
or any other party to the contrary).to make the following
payments to the Authority in immediately available funds:
(i) On or before November 1, 1978 and
the first day of each month thereafter, such
amount, in approximately equal monthly install-
ments, as will be sufficient, together with any
other amounts available therefor in the Debt
Service Fund, as shall in the aggregate equal (A)
the interest which shall become due on the Series
1978 Bonds on the next succeeding interest payment
date, plus (B) the principal amount of any of the
Series 1978 Bonds to be redeemed prior to maturity
on such date; and
(ii) On or before the first of the month
twelve months prior to the first maturity of the
Series 1978 Bonds, and the first day of each month
thereafter, such amounts, in approximately equal
monthly installments, as will be sufficient, to-
gether with any other amounts available therefor
in the Debt Service Fund, as shall in the aggregate
equal the principal amount of the Series 1978 Bonds
which shall mature on the next maturity date of the
Series 1978 Bonds.
(b) The holders of the Series 1978 Bonds shall be
entitled to rely unconditionally on the agreements, cove-
nants, and representations set forth in this Resolution. It
is further understood and agreed that Baytown may prepay all
or any part of each payment of Pledged Revenues, and any
such prepayment and any earnings thereon shall be applied by
the Authority to Baytown's obligation to make succeeding
payments of Pledged Revenues (except such amounts as may be
specified by Baytown to be applied to the purchase or redemp-
tion of any of the Series 1978 Bonds prior to their matur-
ities); provided, however, that the redemption of any
Outstanding Bonds prior to maturity at any time, pursuant to
the provisions of this Section, Section 11(b) of the 1977
Bond Resolution, or any similar section in any resolution
authorizing any Additional Bonds, with funds from any source
(whether from Pledged Revenues or otherwise), shall not
relieve Baytown of its unconditional obligation to pay each
payment of Pledged Revenues, as specified above, when due.
Section 12. Redemption of the Series 1978 Bonds
Before Maturity.
(a) Redemption Dates and Prices.
12.
80914 -1n
(i) The Series 1978 Bonds are noncallable for
redemption prior to November 11 1993.
(ii) On November 1, 1993, or on any interest
payment date thereafter, any Outstanding Series 1978
Bonds are subject to optional redemption prior to their
scheduled maturities, in whole or in part, at the
option of and as directed by Baytown, upon written
notice of the exercise of the option to redeem de-
livered by Baytown to the Authority and the Paying
Agent. On or before the day fixed for such redemption,
Baytown shall deposit, or cause to be deposited, Pledged
Revenues into the Debt Service Fund, in immediately
available funds, a sum which, together with other
moneys available therefor in the Debt Service Fund, is
equal to the aggregate principal amount of the Series
1978 Bonds requested to be redeemed plus accrued interest
to the date of redemption.
(b) Notice of Redemption. The Paying Agent shall
cause a written notice of any redemption to be published at
least once during each week for at least two consecutive
weeks, each publication to be made in a newspaper of general
circulation in Houston, Texas, with the first of, such publications
being at least 30 days prior to the day fixed for redemption.
If, because of temporary or permanent suspension of the
publication or general circulation of any such newspapers,
it is impossible or impracticable to publish such notice in
the manner provided herein, then such publication in lieu
thereof as shall be made with the approval of the Paying
Agent shall constitute a sufficient publication of a notice.
By the date fixed for any such redemption, due provision
shall be made with the Paying Agent for the payment of the
principal amount of the Series 1978 Bonds which are to be
redeemed, plus accrued interest thereon to the date fixed
for redemption. If such written notice of redemption is
published, the Series 1978 Bonds called for redemption shall
become due and payable on the date fixed for redemption,
and, if due provision for such payment is made, all as
provided above, the Series.1978 Bonds which are to be re-
deemed thereby shall automatically be deemed to have been
redeemed prior to their scheduled maturities;. shall not bear
interest after the date fixed for redemption; and shall not
be regarded as being Outstanding Bonds except for the right
of the bearer to receive the funds provided for such payment.
Upon presentation and surrender of such bearer Series 1978
Bonds to the .Paying Agent, together with all coupons apper-
taining thereto maturing after such redemption date, such
Series 1978 Bonds shall be paid.
(c) Redemption Requests. In the event Baytown
exercises its option under Section 12(a)(ii), redemption
shall be made pursuant to such Section at such times and in
such principal amounts as Baytown shall, not later than 45
days prior to the date on which any Series 1978 Bonds are -to
be redeemed pursuant to'Section 12(a)(ii), state in a written
certificate which is signed by a duly authorized repre-
sentative of Baytown and received by the Authority. The
Authority shall give the notice of redemption referred to in
Section 12(b) in respect of such redemption.
Section 13. Additional Bonds. (a) The Authority
reserves the right, upon the request of Baytown, to issue
additional bonds (the "Additional Bonds ") in such amounts as
are required for the purpose of acquiring funds to (i)
complete making, purchasing, constructing, leasing, or
acquiring the Project, (ii) enlarge, expand, or modify the
13.
la
80914 -10
Project, (iii) reconstruct the Project, or (iv) refund any
Bonds. The Additional Bonds, when issued and delivered,
shall be payable from and secured by a first lien on and
pledge of the Pledged Revenues (which shall include addi-
tional payments sufficient to enable the Authority to comply
with all terms and conditions of this Resolution with
respect to the issuance of such Additional Bonds), in the
same manner and to the same extent as any previously Out-
standing Bonds; and all of the Bonds shall in all respects
be on a parity and of equal dignity. The Additional Bonds
may be issued in one or more series, in various principal
amounts, to mature at different times, to bear interest at
different rates, to be payable in such installments, to be
redeemable prior to maturity on whatever terms or prices,
and to contain such other provisions as may be provided in
any resolution or resolutions of the Board whereunder the
Additional Bonds may be issued.
(b) No such installment or series of Additional
Bonds shall be issued unless:
(i) A certificate is executed by the Presi-
dent and Secretary of the Board to the effect that no
default exists in connection with any covenants or
requirements of any Outstanding Bonds and that the Debt
Service Fund contains the amount then required to be on
deposit therein;
(ii) Baytown is not in default with respect to
any series of bonds or other debt issued by it; and
(iii) The principal of and interest on any such
installment or series of Additional Bonds are payable
on the same semiannual interest dates and annual
principal dates as the Outstanding Bonds.
(c) Nothing in this Section shall either require
or preclude that (i) any bonds which may be issued by the
Authority or any other issuer for the purpose of acquiring
funds to (A) make, purchase, construct, lease, or otherwise
acquire the Project; (B) complete such making, purchasing,
constructing, leasing, or acquiring; (C) enlarge, expand, or
modify the Project; (D) reconstruct the Project; or (E)
refund any Bonds; (ii) the Bonds must rank equally and on a
parity with any such bonds not issued as Additional Bonds;
or (iii) that the Bonds must be secured, together with any
bonds not issued as Additional Bonds, by a pledge of the
Pledged Revenues.
Section 14. Amendments and Supplemental Resolu-
tions. (a) The Authority may at any time, subject to the
conditions and restrictions contained in this Resolution and
with the prior written consent of Baytown, but without the
consent of, or notice to, the Bondholders, enter into a
resolution or resolutions supplemental hereto, which there-
after shall form a part hereof, for any one or more of the
following purposes:
(i) To add to the covenants and agreements
of the Authority contained in this Resolution
other covenants and agreements thereafter to be
observed and performed;
i` (ii) To cure any ambiguity or to cure,
correct, or supplement any defect, omission, or
inconsistent provision contained in this Resolution
or in any supplemental resolution;
(iii) To establish the amount, terms, pro-
visions, and conditions of a particular series of
14.
ia
80914 -1p
Additional Bonds and to prescribe the form of such
bonds and the coupons appertaining thereto; or
(iv) To make any other change in this Resolution
or any supplemental resolution which, in the judgment
of the Authority in reliance upon an opinion of counsel
of recognized national standing in the field of municipal
bond law, does not materially adversely affect the
rights of the Bondholders of any series.
The Authority hereby covenants that it will perform all the
requirements of any such supplemental resolutions which may
be in effect from time to time.
(b) (i) If at any time the Authority shall de-
sire to amend this Resolution, the 1977 Bond Resolution, or
the Baytown Contract, and such amendment, in the judgment of
the Authority in reliance upon an opinion of counsel of
recognized national standing in the field of numicipal bond
law, materially adversely affects the rights of the Bond-
holders, the Authority shall cause notice of the proposed
amendment to be published at least once during each week for
at least two consecutive weeks, each publication to be made.
in a newspaper of general circulation in Houston, Texas.
Such notice shall briefly set forth the nature. of the
proposed amendment and shall state that a copy thereof is on
file at the principal office of the Authority for inspection
by all Bondholders.
(ii) From time to time the Bondholders of not
less than two - thirds (2/3) in principal amount of the Out-
standing Bonds materially adversely affected by any waiver,
modification, or alteration of this Resolution, the 1977
Bond Resolution, or the Baytown Contract, may, by an instru-
ment or instruments in writing signed by such Bondholders
and filed with the Authority, assent to and authorize any
such waiver, modification, or alteration of this Resolution,
the 1977 Bond Resolution, or the Baytown Contract that shall
be proposed by the Authority and consented to by-Baytown;
and any action therein authorized to be taken, with the
assent or authority given as aforesaid, shall be binding
upon all Bondholders as fully as though such action were
specifically and expressly authorized by the terms of this
Resolution, the 1977 Bond Resolution, or the Baytown Contract,
as the case may be; provided that, without the consent of
the Bondholders affected thereby, no such waiver, modifica-
tion, or alteration shall permit: (a) the reduction of the
portion of the Bonds the consent of the Bondholders of which
is required for any waiver, modification, or alteration; (b)
the extension of the time or times of payment of the princi-
pal of and interest on the Bonds, or the reduction in the
principal amount thereof or in the rate of interest thereon
or any other modification in the terms of payment of the
principal or interest on the Bonds; (c) the creation by the
Authority of any lien ranking on a parity with (other than
with respect to Additional Bonds); (d) the giving of any
preference of any Bond over any other Bond; or (e) the
extension of any waiver of default to subsequent defaults.
(c) Upon the adoption of any waiver, modification,
or alteration pursuant to the provisions of this Section,
this Resolution, the 1977 Bond Resolution, or the Baytown
Contract, as the case may be, shall be deemed to be amended
in accordance therewith and the respective rights, duties,
and obligations of the Authority, Baytown, and all the Bond-
holders of the then Outstanding Bonds shall thereafter be
determined, exercised, and endorsed hereunder, subject in
all respects to such amendment.
Section 15. Sale and Delivery of the Series 1978
Bonds; Approval and Registration Thereof. a The sale of
the Series 1978 Bonds to
15.
80914 -1q
(the "Initial Purchaser ") pursuant to the taking of public
bids therefor on the date of this Resolution, at a price of
and accrued interest to the date of delivery, is
hereby confirmed. Delivery of the Series 1978 Bonds to the
Initial Purchaser shall be made as soon as practicable after
the adoption of this Resolution, upon payment therefor, in
accordance with the terms of sale.
.(b) Before the delivery of any Series 1978
Bonds, all necessary records and proceedings pertaining to
such Series 1978 Bonds shall be delivered to the Attorney
General of Texas for investigation, examination, and approval
and to the Comptroller of Public Accounts of the State of
Texas for registration. Upon registration of the Series
1978 Bonds, the Comptroller of Public Accounts (or a deputy
designated in writing to act for such Comptroller) shall
manually sign the Comptroller's Registration Certificate
prescribed herein to be printed and endorsed on each Series
1978 Bond, and the seal of such Comptroller shall be impressed,
printed, or lithographed on each of the Series 1978 Bonds.
Thereafter the Series 1978 Bonds shall be delivered to the
initial purchasers thereof in accordance with the terms of
sale of such Series 1978 Bonds.
Section 16. Damaged, Mutilated, Lost, Stolen, or
Destroyed Bonds and Coupons. (a ) In the event any Bond is
damaged, mutilated, lost, stolen,.or destroyed, the Authority
shall execute a new Bond of the same principal amount and
maturity with coupons corresponding in all respects to those
unpaid coupons, if any, of the damaged, mutilated, lost,
stolen, or destroyed Bond, in exchange and substitution for,
ox in lieu of and substitution for, such Bond and its coupons,
if any, submit such replacement Bond to the Attorney General
of Texas for his approval and otherwise cooperate with the
Bondholder of any such Bond in complying with the provisions
of Article 715a, Vernon's Texas Civil Statutes, as amended,
or any other statute or procedure available for the issuance
of replacement Bonds.
(b) In the event any coupon appertaining to any
Bond is damaged, mutilated, lost, stolen, or destroyed, the
Authority shall execute and deliver a new Bond of the same
principal amount and maturity and having attached coupons
corresponding to the coupons appertaining to the Bond to
which such damaged, mutilated, lost, stolen, or destroyed
coupon appertained, in exchange and substitution for, or in
lieu of and substition for, the Bond and appurtenant coupons
to which such damaged, mutilated, lost, stolen, or destroyed
coupon appertained, submit such replacement Bond to the
Attorney General of Texas for his approval and otherwise
cooperate with the Bondholder of any such Bond in complying
with the provisions of Article 715a, Vernon's Texas Civil
Statutes, as amended, or any other statute or procedure
available for the issuance of replacement Bonds or coupons.
(c) Application for exchange and substitution of
damaged, mutilated, lost, stolen, or destroyed Bonds and
coupons shall be made to the Authority. In every case, the
applicant for a substitute Bond shall furnish to the Author-
ity and Baytown such security or indemnity as may be, respec-
tively, required by them to save each of them and the Paying
Agent harmless. In every case of loss, theft, or destruction
of a Bond or a coupon, the applicant shall also furnish to
the Authority and Baytown evidence to their respective
satisfaction of the loss, theft, or destruction and proof
of ownership. In every case of loss, theft, or destruction
of a coupon or coupons only, the applicant shall surrender
the Bond to which the coupon or coupons so damaged, mutilated,
16.
5W
, 80914 -1r
lost, stolen, or destroyed appertain, with-all coupons
appertaining thereto (including any damaged or mutilated
coupons) not lost, stolen, or destroyed. In every case of
damage or mutilation of a Bond only, or a Bond without
coupons, the applicant shall surrender the Bond so damaged
or mutilated together with all coupons, if any, appertaining
thereto.
(d) Notwithstanding the foregoing provisions of
this Section 16, in the event any such Bond or coupon shall
have matured, and no default has occurred which is then
continuing in the payment of the principal or interest on
the Bonds, the Authority may authorize the payment of the
same (without surrender thereof except in the case of a
damaged or mutilated Bond or coupon) instead of issuing a
substitute Bond and coupons, if any, provided security or
indemnity is furnished as provided above in this Section 16.
(e) Upon the issuance of any substitute Bond, the
Authority and Baytown may charge any such Bondholder with
all expenses in connection therewith. Every substitute Bond
(and any coupon or coupons attached thereto) issued pursuant
to the provisions of this Section 16 by virtue of the fact
that any Bond or any coupon is lost, stolen, or destroyed
shall constitute'a contractual obligation of the Authority,
whether or not the lost, stolen, or destroyed Bond or coupon
shall be found at any time, or be enforceable by anyone, and
shall be entitled to all the benefits of this Resolution
equally and proportionately with any and all other Series
1978 Bonds and coupons duly issued under this Resolution.
(f) This Resolution shall constitute sufficient .
authority for the issuance of any such substitute Bond with-
out the necessity of further action by the Board or any
other body or person, and the issuance of such substituted
Bonds is hereby authorized, notwithstanding any other pro-
visions of this Resolution.
Section 17. No- Arbitrage. The Authority covenants
that it will make no use of the direct or indirect proceeds
of the Series 1978 Bonds which, if such use had been reason-
ably expected on the date of delivery of the Series 1978
Bonds, to and payment for'the Series 1978 Bonds by the
initial purchasers thereof, based on the facts, estimates,
and circumstances in existence on such date would have caused
the Series 1978 Bonds to be arbitrage bonds within the
meaning of Section 103(c) of the Internal Revenue Code
of 1954, as amended, or any regulations or rulings pertain-
ing thereto; and by this covenant the Authority is obligated
to comply with the requirements of the aforesaid Section
103(c) and all applicable and pertinent regulations relating
to arbitrage bonds. The Authority further covenants that
the direct or indirect proceeds of the Series 1973 Bonds
will not otherwise be used directly or indirectly so as to
cause all or any part of the Series 1978 Bonds to be or
become arbitrage bonds within the meaning of the aforesaid
Section 103(c), or any regulations or rulings pertaining
therto.
Section 18. Resignation and Removal of the Paying
Agent and Appointment of Another Paying Agent. The Paying
Agent, may at any time resign and be discharged of the
duties and obligations created by this Resolution by giving
at least 60 days' written notice by registered or certified
mail to the Authority and Baytown. The Paying Agent may be
removed, at any time, with the consent of Baytown, by an
instrument filed with the Paying Agent and signed by the
Authority. Any successor Paying Agent shall be appointed by
the Authority with the approval of Baytown. In the event of
17.
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resignation or removal, the Paying Agent shall pay over,
assign, and deliver any moneys held by it as Paying Agent
and any records maintained by it to its successor, or, if
there be no successor, to the Authority. At any time or
from time to time, with the approval of Baytown, the Authority
may appoint one or more other Paying Agents for the Bonds.
Section 19. CUSIP Numbers. The Board of Directors
of the Authority authorizes t e imprinting of CUSIP (the
American Bankers Association's Committee on Uniform Secur-
ities Identification Procedures) numbers on the Series 1978
Bonds; provided, however, that the failure of such CUSIP
numbers to appear on the Series 1978 Bonds, or the imprinting
of incorrect CUSIP numbers, shall in no way affect the
validity or enforceability of the Series 1978 Bonds or
relieve the purchaser of any obligation to accept delivery
of and make payment for the Series 1978 Bonds.
Section 20. Emergency. It is hereby officially
found and determined that a case of emergency or urgent pub-
lic necessity exists which requires the holding of the meet-
ing at which this Resolution is adopted, such emergency or
urgent public necessity being that the proceeds from the
sale of the Series 1978 Bonds are required as soon as possi-
ble and without delay for necessary and urgently needed
public improvements and further that such meeting was open
to the pubic, and public notice of the time,.place, and
purpose of such meeting was given, all as required by
Article 6252 -17, Vernon's Texas Civil Statutes, as amended.
Section 21. Effective Date. This resolution
shall take effect from and after its passage by the Board of
Directors of the Baytown Area Water Authority.
INTRODUCED, READ, AND PASSED by the affirmative
vote of the Board of Directors of the Baytown Area Water
Authority this day of , 1978.
Robert L. Gillette, President
ATTEST:
?�
Peter R. Buenz, &Fecretary
APPROVED:
Scott Bounds,
Attorney for
The Baytown Area Water Authority
18.