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Ordinance No. 16,177ORDINANCE NO. 16,177
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS,
APPROVING CHANGE ORDER NO. 1 TO THE PROGRESSIVE DESIGN BUILD
AGREEMENT WITH BAYTOWN WATERWORKS PARTNERS, MCCARTHY
BUILDING COMPANIES, INC., AND CAROLLO ENGINEERS, INC., JOINT -
VENTURE, FOR THE BAYTOWN AREA WATER AUTHORITY EAST SURFACE
WATER TREATMENT PLANT PHASE 2 EXPANSION; MAKING OTHER
PROVISIONS RELATED THERETO; AND PROVIDING FOR THE EFFECTIVE
DATE THEREOF.
*************************************************************************************
WHEREAS, the Baytown Area Water Authority's enabling legislation requires that the City
Council approve certain agreements before the Baytown Area Water Authority ("BAWA") enters into the
same; and
WHEREAS, on June 25, 2025, the Board of Directors of BAWA approved Change Order No. 1 to
the Progressive Design -Build Agreement with Baytown Waterworks Partners, McCarthy Building
Companies, Inc., and Carollo Engineers, Inc., joint -venture, for the Baytown Area Water Authority East
Surface Water Treatment Plant Phase 2 Expansion; and
WHEREAS, the City of Baytown desires to approve such change order; NOW THEREFORE,
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BAYTOWN, TEXAS:
Section l: That the recitals set forth hereinabove are hereby found to be true and correct and
are hereby adopted.
Section 2: That the City Council of the City of Baytown, Texas, hereby approves Change Order
No. 1 to the Progressive Design -Build Agreement with Baytown Waterworks Partners, McCarthy Building
Companies, Inc., and Carollo Engineers, Inc., joint -venture, for the Baytown Area Water Authority East
Surface Water Treatment Plant Phase 2 Expansion, which said Change Order is attached hereto as Exhibit
"A" and incorporated herein for all intents and purposes.
Section 3: This ordinance shall take effect immediately from and after its passage by the City
Council of the City of Baytown.
INTRODUCED, READ and PASSED by the affirmative vote I
the City Counc} of the City of
Baytown this the 26"' day of June, 2025. n J �L
o�O�,yTO�Y�,,®� �, Cl'�IARLES Jf in Mayor
A ES l/
VED AS
SCOTT LEMONI3, City Attorney
R:',Ordinances and ResolutionslOrdinance Drafts\2025-06-26\Approving Change Order No. LBAWA East Surface Water Treatment Plant Phase
2 Expansion. Baytown Waterworks.kh.docx
CITY OF BAYTOWN
PUBLIC WORKS & ENGINEERING
2123 Market St.
' Baytown, Texas 77520
BMTOWN CHANGE ORDER #1
BAWA East Surface Water Treatment Plant Phase 2 Expansion - BAWA2401
)ate of Issuance: 6 182025 Change Order No.: I
Contractor: Baytown Waterworks Partners COB Project No.: BAWA2401
Designer: Baytown Waterworks Partners P.O./Contract No:
2417116/4250124
Explanation:
This change order encompasses the following:
To accommodate the evolving needs of the project, it is proposed to reallocate funds from the upcoming Phase 2
portion of this project and advance the design to 900 o and preconstruction to 700 o as part of Phase 1. (Current
design is at 600o and preconstruction is at 600o in Phase 1.) Texas Commission of Environmental Quality is
requiring an additional 100 days of review that was not anticipated in the original schedule. By moving the
allocated budget from Phase 2, we can extend Phase 1 allowing the project to maintain momentum and recover as
much of the additional 100 days as possible. This reallocation will not affect the overall budget but will optimize
resource distribution to meet the project's current priorities. We believe this change will enhance the efficiency and
effectiveness of the project execution. The Design -Builder's proposal is attached to Change Order No. 1.
Phase 2 of this project is expected to be funded by a low -interest loan from the Texas Water Development Board
(TWDB). The TWDB will require all parties to agree on additional contractual language. This Change Order will
serve as the contractual document between all parties to incorporate the TWDB Supplemental Contract language
(TWDB form-0552). The TWDB language is attached to Change Order No. 1 and shall be considered an
additional other document pursuant to article 2.1.7 of the agreement.
Description A Work
1. Design to 900o and Preconstruction to 700o
2. TWDB-0552 additional contract lanaguage
4
Please attach back-up documentation
Cost & Time Change Summary
Original Contract:
Previous Change Order(s):
Contract prior to this change order:
Net increase (decrease) from this change order
Revised Contract:
Percent increase (decrease) this Change Order 29.300
Percent increase (decrease) all Change Orders 29,300
ACCEPTED*:
By:_2 � Date: 11 June 2025
Design Budder
RECOMMENDED:
BY Date: 11 June 2025
Owners Advisor
Construction I of 2
Cost
Time
$ 1,473,578.00
90 Days
$ -
0 Days
$ -
Days
$ -
Days
$ -
Days
Cost Time
$ 5,023,131.00 365 Days
Days
$ 5,023,131.00 Days
$ 1,473,578.00 90 Days
$ 6,496,709.00 455 Days
RECOMMENDED
By: . v / — . Date: 06/11 /2025
Frank Sunoneaux 1r Direcwr of Public Works & Enguteenng
FINANCE APPROVAL:
By: Date:
Teresa McKer%QTCh1_e_f1rftncia1 Officer
D16 Revised 9 2023
COMM N 'D:
By:REDate:
P.Ject Ma ger
VERI IED:
By: ate:
smess sset Team Member
6-11-2025
6-11-25
APPROVED:
By:
Date:
Jason E Reynolds, City Manager
•Design -Budder agrees to perform change(s) included in this Change Order for the price and tune indicated The prices for changes included all costs
associated with this Change Order
No work is to be done until this change order is executed No payment to the Design -Budder (or Consultant) shall be made for work included in the change
order until the Design -Builders pay estimate is updated
Revise the project plans and specifications as referenced and insofar as the original project drawings and specifications are inconsistent, this Change Ogler
governs Upon execution by all parties, the following changes identified for the contract value and/or contract time shown, are made part of the contract
Construction 2 of 2 D 16 Revised 9 2023
Ica: o/lo°
3600 Buffalo Speedway Ste 250, Houston, TX 77099
p713-963-9790 I f 713-963-9794
May 22, 2025
Enrique Villa
7425 Thompson Road
Baytown, Texas 77521
RE: BAWA East Surface Water Treatment Plant (BAWA East SWTP)
Phase 1 Amendment for Design Advancement to 90% & Preconstruction Advancement to 70%
Dear Mr. Villa,
Baytown Waterworks Partners (BWP) is pleased to provide the Phase 1 Amendment proposal for design
advancement to 90% and preconstruction advancement to 700,E for this project. We can complete this
study for a lump sum fee of $1,473,578.
We have included 3 documents as part of this amendment.
1) Scope of Work Summary
2) Summary of Cost Breakdown
3) Revised Phase I Schedule
Please feel free to call me, if you have any questions.
Sincerely,
Russell Schulze, P.E.
Baytown Waterworks Partners
BWP.=
BWP"
Baytown Area Water Authority
East Surface Water Treatment Plant Phase 2 Expansion
Amendment for Design Advancement to 90% & Preconstruction Advancement to 70%
SCOPE OF WORK
BACKGROUND
In order to make efficient use of the time during required permitting activities, this design amendment
allows BWP to continue advancing the design, increasing the level of detail used for the bid set, improving
overall design quality, reducing construction risk and contingencies, continue to cost trend the project
and also allowing BAWA and BGE additional review time and opportunities for feedback. This amendment
does not add project costs, but instead moves associated design, estimating, and oversight costs from
Phase 2 into Phase 1.
SCOPE OF WORK
General Assumptions
1. Baytown Waterworks Partners (BWP) is the design builder, referred to as "Design -Builder" or "BWP" in
this document.
2. BAWA and its staff are referred to as "BAWA" or "Owner" in this document.
3. BAWA has contracted with BGE, Inc. to support BAWA throughout design and construction of the
Project. This entity is referred to as the "Owner's Advisor" or "OV.
4. General project collaboration and coordination between BAWA and Construction Contractor, outside
workshops and meetings, shall be facilitated through email, phone/Teams (screensharing), and the
project specific Procore portal.
S. Submittals shall be provided in electronic copy (.pdf and .docx) and transmitted via email or secure
file transfer. All deliverables shall be electronic only unless hard -copies are specifically indicated.
6. Meeting minutes and reports will include both a draft version and a final version, unless specifically
indicated otherwise. Final version will incorporate responses to comments on the draft version. If no
comments are provided within a week, the draft version will be considered final.
7. The Phase 1 schedule has been updated to reflect this Phase 1 amendment, included as attachment A,
with a new phase 1 completion date of 10/31/2025.
a. The schedule includes anticipated durations for regulatory review/approvals, funding
review/approvals and BAWA review/approvals that are outside the control of BWP. Any changes
to these dates/durations could affect the cost and schedule associated with phase 1 or phase 2
services.
SUBMITTED / Page 1 of 3
:BfWIP ,
Task 1 Amendment - Project Management
This amendment adds two months of additional project management activities.
Task 5 Amendment - Engineering Design Development
BWP will continue to submit a 60% design package to BAWA and the OA. The contents of the 60% design
package will be as described in the Scope of PDB services for Phase 1. Under this amendment, the
following activities will be added to Task S:
• BWP will receive, review, and incorporate comments from BAWA and the Owner's advisor on the
submitted 60% design package. This includes conducting an in -person 60% design review
meeting.
• BWP will advance the design to a 70% design level, incorporating comments from BAWA and the
OA, and prepare a stamped and signed document package for the Regulatory, Programmatic, and
Bid Design Package (RP&B). This document will be submitted to TCEQ and TWDB for approval
and will also be used to develop the GMP.
• Following the 70% Design, BWP will continue to advance the design to a 90% level. The 90%
design will advance the design towards being construction ready as well as incorporate bid period
feedback, garnered through the GMP process.
• BWP will perform Subsurface Utility Engineering (SUE) & Mapping services to verify as -built
conditions to influence design progression from 60% to 90% design.
• The 90% design will undergo formal internal review by BWP staff before being submitted to
BAWA and the OA for final review.
Development of the final, issued for construction (IFC) drawing set (including receipt of BAWA/OA
comments and a 90% review meeting) will remain part of Phase 2.
Task 5 Amendment Assumptions
1. Design submittals will be delivered in PDF format. No hard copies are assumed.
2. The Predesign report will not be updated at the 90% level.
3. A formal BAWA/BGE review and comment period will not be included as part of the 70% design
package.
Task 5 Amendment Meetings
1. 60% Design Review Meeting
Task 5 Amendment Designer Deliverables
1, 70% Design Package —including stamped drawings, specifications, and predesign report (submitted
to TCEQ/TWDB)
2. Responses to BAWA/BGE comments on the 60% design
3. 90% Design Package (drawings and specifications)
SUBMITTED / Page 2 of 3
Task 6 Amendment - Preconstruction Services
BWP will continue to monitor design trends, provide constructabil.ty feedback, perform cost trending and
update the project schedule from the 60% design package through the 70% design package.
Task 6 Amendment Assumptions
1. Cost trending will be maintained through the online JOIN platform.
2. Critical Path Method CPM Schedule updates will be maintained through Primavera P6 software.
Task 6 Amendment Meetings
1. 60% Design Review Meeting
Task 6 Amendment Deliverables
1. Monthly CPM schedules
SUBMITTED / Page 3 of 3
Added Scope to Phase 1 Services
Key Personnel
Rate ($)
Hours
Total ($}
Construction Manager
$ 185.00
175
$ 32,375
Procurement/Cost Manager
$ 195.00
175
$ 34,125
Engineering Manager
$ 350.00
117
$ 40,950
Design Manager
$ 330.00
96
$ 31,680
QA/QC Manager
$ 330.00
152
$ 50,160
Additional Staff
Rate ($)
Hours
Total ($)
IDDNDC Manager
$140.00
175
$ 24,500
Structural Estimator
$135.00
175
$ 23,625
Mechanical Estimator
$135.00
175
$ 23,625
Electrical Estimator
$150.00
175
$ 26,250
Civil Estimator
$135.00
175
$ 23,625
Estimator
$110.00
70
$ 7,700
Scheduler
$135.00
24
$ 3,240
Engineer IV
$300.00
632
$ 189,600
Engineer lit
$250.00
637
$ 159,250
Engineer II
$220.00
615
$ 135,300
Engineer 1
$155.00
428
$ 66,340
Senior GIS/CADD
$200.00
596
$ 119,200
GIS/CADD
$155.00
587
$ 90,985
Administrator
$135.00
99
$ 13,365
Subconsultants & Expenses
QTY
Unit
Total ($}
Subconsultant - Kalluri
1
LS
$ 276,000
Subconsultant - Aviles
1
LS
$ 30,000
SUE/Mapping: Site Investigation
1
LS
$ 54,000
Cost of Risk
1
LS
$ 17,683
TOTAL $1,473,578
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Texas Water Development Board
Supplemental Contract Conditions
For Construction Services for
Projects Funded through State Program
TWDB-0552
Rev11/18
TWDB-0552
I. INSTRUCTIONS TO BIDDERS
The language and conditions listed in this section shall be included in Section 1.3 of the
Design -Builder Agreement,
1. Contingent Award of Contract
This contract price agreement is contingent upon release of funds from the Texas Water
Development Board. Any contract or contracts awarded under this Invitation for Bids is are
expected to be funded in part by a loan or grant from the Texas Water Development Board.
Neither the state of Texas, nor any of its departments, agencies, or employees are or will be
a party to this Invitation for Bids or any resulting contract.
2. U.S. Iron and Steel (Does not apply to SWIFT Projects funded prior to May1,
2019)
Any contract(s) awarded under this Invitation for Bids is/are subject to the United States Iron
and Steel requirements of Texas Water Code § 17.183 and/or Texas Government Code,
Chapter 2252, Subchapter F, as amended by SB 1289, 851h Legislative Session. The Design -
Builder must complete the statement of understanding regarding this requirement, found in
the Supplemental Contract Conditions, Item No. 9. Refer to TWDB-1105 — United States
Iron and Steel (US I&S) Guidance.
3. Bid Guarantee
The design builder shall furnish a bid guarantee equivalent to five percent of the proposal for
the Guaranteed Maximum Price (GMP) (Water Code § 17.183). If a bid bond is provided, the
Design -Builder shall utilize a surety company which is authorized to do business in Texas in
accordance with Surety Bonds and Related Instruments, Chapter 3503 of the Insurance Code.
4. Award of Contract to Nonresident Bidder
A governmental entity may not award a governmental contract to a nonresident bidder unless
the nonresident underbids the lowest bid submitted by a responsible resident bidder by an
amount that is not less than the amount by which a resident bidder would be required to
underbid the nonresident bidder to obtain a comparable contract in the state in which the
nonresident's principal place of business is located. A non-resident bidder is a Design -Builder
whose corporate offices or principal place of business is outside of the state of Texas (Source:
Texas Government Code, Chapter 2252, Subchapter A, Nonresident Bidders, §2252.002).
The bidder will complete form TWDB-0459, Vendor Compliance with Reciprocity on Non -
Resident Bidders, which must be submitted with the GMP proposal.
TWDB-0552
Rev11/18
II. SUPPLEMENTAL CONTRACT CONDITIONS (Added to 2.1.7 in
Design -Builder Agreement)
1. Supersession
The Owner and the Design -Builder agree that the TWDB Supplemental Conditions apply to
the work eligible for Texas Water Development Board assistance to be performed under this
contract and these clauses supersede any conflicting provisions of this contract.
2. Privity of Contract
Funding for this project is expected to be provided in part by a loan or grant from the Texas
Water Development Board. Neither the state of Texas, nor any of its departments, agencies
or employees is, or will be, a party to this contract or any lower tier contract. This contract is
subject to applicable provisions in 31 TAC Chapter 363 in effect on the date of the assistance
award for this project.
3. Definitions
(a) The term "Owner" means the local entity contracting for the construction services.
(b) The term "TWDB" means the Executive Administrator of the Texas Water Development
Board, or other person who may be at the time acting in the capacity or authorized to
perform the functions of such Executive Administrator, or the authorized representative
thereof.
(c) The term "Owner's Advisor" means the Owner's authorized consulting engineer for the
project.
4. Laws to be Observed
In the execution of the contract, the Design -Builder must comply with all applicable local,
state and federal laws, including but not limited to laws concerned with labor, safety,
minimum wages, and the environment. The Design -Builder shall be familiar with and at all
times shall observe and comply with all federal, state, and local laws, ordinances and
regulations applicable to Design Builder's Work, and shall indemnify and save harmless the
Owner, Texas Water Development Board, and their representatives against any claim arising
from violation of any such law, ordinance or regulation by the Design -Builder, their
Subcontractor or their employees.
5. Review by Owner and TWDB
(a) The Owner, authorized representatives and agents of the Owner, and the TWDB shall, at
all times have access to and be permitted to observe and review all work, materials,
equipment, payrolls, personnel records, employment conditions, material invoices, and
other relevant data and records pertaining to this contract, provided, however that all
instructions and approval with respect to the work will be given to the Design -Builder
only by the Owner through authorized representatives or agents.
(b) Any such inspection or review by the TWDB shall not subject the state of Texas, or its
representatives, to any action for damages.
TWDB-0552
Rev 11/18
6. Performance and Payment Bonds
Each Design -Builder awarded a construction contract must furnish performance and payment
bonds:
(a) the performance bond shall include without limitation guarantees that work done under
the contract will be completed and performed according to approved plans and
specifications and in accordance with sound construction principles and practices;
(b) the performance and payment bonds shall be in a penal sum of not less than 100 percent
of the contract price and remain in effect for one year beyond the date of approval by the
Owner's Advisor of the political subdivision; and
(c) the Design -Builder shall utilize a surety company that is authorized to do business in Texas
in accordance with Surety Bonds and Related Instruments, Chapter 3503 of the Insurance
Code.
7. Payments Schedule and Cost Breakdown
(a) The Design -Builder shall submit for approval immediately after execution of the
Agreement, a carefully prepared Progress Schedule, showing the proposed dates of
starting and completing each of the various sections of the work, the anticipated monthly
payments to become due to the Design -Builder, and the accumulated percent of progress
each month.
8. Workers' Compensation Insurance Coverage (as applicable, consistent with
Texas Labor Code § 406.096)
(a) The Design -Builder shall certify in writing that they provide workers' compensation
insurance coverage for each employee of the Design -Builder employed on the public
project.
(b) Each Subcontractor on the public project shall provide such a certificate relating to
coverage of the Subcontractor's employees to the Design -Builder, who shall provide the
Subcontractor's certificate to the governmental entity.
(c) A Design -Builder who has a contract that requires workers' compensation insurance
coverage may provide the coverage through a group plan or other method satisfactory to
the governing body of the governmental entity.
(d) The employment of a maintenance employee by an employer who is not engaging in
building or construction as the employer's primary business does not constitute engaging
in building or construction.
(e) In this section:
(1) "Building or construction" includes:
i. erecting or preparing to erect a structure, including a building, bridge,
roadway, public utility facility, or related appurtenance;
ii. remodeling, extending, repairing, or demolishing a structure; or
iii. otherwise improving real property or an appurtenance to real property
through similar activities.
TWDB-0552
Rev 11/18
(2) "Governmental entity" means this state or a political subdivision of this state.
The term includes a municipality.
9. U.S. Iron and. Steel (Does not apply to SWIFT Projects funded prior to May1,
2019)
The following statement must be completed by the Design -Builder and made a part
of the agreement between the Owner and the Design -Builder.
The Design -Builder acknowledges to and for the benefit of the Applicant ("Purchaser')
and the Texas Water Development Board ("TWDB ') that it understands the goods and
services under this Agreement are beingfunded with monies made available by the Water
Development Fund, Rural Water Assistance Fund, Economically Distressed Areas, State
Participation Fund and/or Agricultural Water Conservation Fund. That these funds have
,statutory requirements commonly known as "United States Iron and Steel " that requires all
of the iron and steel products used in the project to be produced in the United States
("United States Iron and Steel Requirement') including iron and steel products provided
by the Contactor pursuant to this Agreement. The Design -Builder hereby represents and
warrants to and for the benefit of the Purchaser and the TWDB that (a) the Design -Builder
has reviewed and understands the United States Iron and Steel Requirement, (b) all of the
iron and .steel products used in the project will be and/or have been produced in the United
States in a manner that complies with the United States Iron and Steel Requirement, unless
a waiver of the requirement is approved, and (c) the Design -Builder will provide any
farther verified information, certification or assurance of compliance with this paragraph,
or information necessar1, to support a waiver of the United States Iron and Steel
Requirement, as may be requested by the Purchaser or the TWDB. Notwithstanding ally
other provision of this Agreement, any failure to comply with this paragraph by the Design -
Builder shall permit the Purchaser to enforce this Agreement and recover as damages
against the Design -Builder any loss, expense, or cost (including without limitation
attorney's fees) incurred by the Purchaser restulting from any such failure (including
without limitation any impairment or loss offu nding, whether in whole or in part, from the
TWDB or any damages owed to the TWDB by the Purchaser). Neither this paragraph (nor
any other provision of this Agreement necessary to give this paragraph force or effect)
shall be amended or waived without the prior- written consent of the TWDB.
In the execution of the Contract, the Design -Builder shall be familiar with and at all times
shall observe and comply with all applicable federal, state, and local laws, ordinances and
regulations concerned with the use of iron and steel made in the United States which in any
manner affect the conduct of the work, and shall indemnify and save harmless the Texas
Water Development Board against any claim arising from violation of any such law,
ordinance or regulation by the Design -Builder or by their subcontractor or their employees.
Additional information on the United States Iron and Steel (US I&S) and its
applicability to this contract can be found in the TWDB-11005 guidance.
It is recommended the Owner receive and maintain files documenting the Design -
Builder's use of US I&S. Compliance with US I&S will be verified by the Owner
through the submittal of the TWDB form TWDB-1105-A.
TW DB-0552
Rev 11/18
10, Prevailing Wage hates
This contract is subject to Government Code Chapter 2258 concerning payment of Prevailing
Wage Rates. The Owner will determine what the general prevailing rates are in accordance
with the statute. The applicable provisions include, but are not limited to the following:
§2258.021. Right to be Paid Prevailing Wage Rates
(a) A worker employed on a public work by or on behalf of the state or a political subdivision
of the state shall be paid:
(1) not less than the general prevailing rate of per diem wages for work of a similar
character in the locality in which the work is performed; and
(2) not less than the general prevailing rate of per diem wages for legal holiday and
overtime work.
(b) Subsection (a) does not apply to maintenance work.
(c) A worker is employed on a public work for the purposes of this section if the worker is
employed by a Design -Builder or Subcontractor in the execution of a contract for the
public work with the state, a political subdivision of the state, or any officer or public
body of the state or a political subdivision of the state.
§2258.023. Prevailing Wage Rates to be Paid by Design -Builder and Subcontractor; Penalty
(a) The Design -Builder who is awarded a contract by a public body or a Subcontractor of the
Design -Builder shall pay not less than the rates determined under Section 2258.022 to a
worker employed by it in the execution of the contract.
(b) A Design -Builder or Subcontractor who violates this section shall pay to the state or a
political subdivision of the state on whose behalf the contract is made, $60 for each
worker employed for each calendar day or part of the day that the worker is paid less than
the wage rates stipulated in the contract. A public body awarding a contract shall specify
this penalty in the contract.
(c) A Design -Builder or Subcontractor does not violate this section if a public body awarding
a contract does not determine the prevailing wage rates and specify the rates in the contract
as provided by Section 2258.022.
(d) The public body shall use any money collected under this section to offset the costs
incurred in the administration of this chapter.
(e) A municipality is entitled to collect a penalty under this section only if the municipality
has a population of more than 10,000.
§2258.024. Records
(a) A Design -Builder and Subcontractor shall keep a record showing:
(1) the name and occupation of each worker employed by the Design -Builder or
Subcontractor in the construction of the public work; and
(2) the actual per diem wages paid to each worker.
TWDB-OS52
Rev11/18
(b) The record shall be open at all reasonable hours to inspection by the officers and agents
of the public body.
§2258. 025. Payment Greater Than Prevailing Rate Not Prohibited
This chapter does not prohibit the payment to a worker employed on a public work an amount
greater than the general prevailing rate of per diem wages.
11. Payments
(a) Progress Payments:
(1) The Design -Builder shall prepare their requisition for progress payment as of
the last day of the month and submit it, with the required number of copies, to
the Owner and Owner's Advisor for review. Except as provided in paragraph
(3) of this subsection, the amount of the payment due the Design -Builder shall
be determined in accordance with the Contract and deducting: (1) five percent
(50o) minimum of the total amount, as a retainage and (2) the amount of all
previous payments. The total value of work completed to date shall be based on
the actual or estimated quantities of work completed and on the unit prices
contained in the agreement (or cost breakdown approved pursuant to section 7b
relating to lump sum bids) and adjusted by approved change orders. The value of
materials properly stored on the site shall be based upon the estimated quantities
of such materials and the invoice prices. Copies of all invoices shall be available
for inspection by the Owner's Advisor.
(2) The Design -Builder shall be responsible for the care and protection of all
materials and work upon which payments have been made until final acceptance
of such work and materials by the Owner. Such payments shall not constitute a
waiver of the right of the Owner to require the fulfillment of all terms of the
Contract and the delivery of all improvements embraced in this contract
complete and satisfactory to the Owner in all details.
(3) This clause applies to contracts when the Owner is a District or Authority. The
retainage shall be ten percent of the amount otherwise due until at least fifty
percent of the work has been completed. After the project is fifty percent
completed, and if the District or Authority's Board finds that satisfactory
progress is being made, then the District may authorize any of the remaining
progress payments to be made in full. The District is not obligated to pay interest
earned on the first 501 o of work completed (Texas Water Code Sec. 49.276(d)).
(4) The five percent (5"0) retainage of the progress payments due to the Design -
Builder may not be reduced until the building of the project is substantially
complete and a reduction in the retainage has been authorized by the TWDB.
(b) Withholding Payments. The Owner may withhold from any payment otherwise due the
Design -Builder so much as may be necessary to protect the Owner and if so elects may
also withhold any amounts due from the Design -Builder to any Subcontractors or material
dealers, for work performed or material furnished by them. The foregoing provisions
shall be construed solely for the benefit of the Owner and will not require the Owner to
TWDB-0552
Rev 11/18
determine or adjust any claims or disputes between the Design -Builder and their
Subcontractors or Material dealers, or to withhold any monies for their protection unless
the Owner elects to do so. The failure or refusal of the Owner to withhold any monies
from the Design -Builder shall in no way impair the obligations of any surety or sureties
under any bond or bonds furnished under this contract.
(c) Payments Subject to Submission of Certificates. Each payment to the Design -Builder by
the Owner shall be made subject to submission by the Design -Builder of all written
certifications required of the Design -Builder, their Subcontractors and other general and
special conditions elsewhere in thiscontract.
(d) Final Payment.
(1) Upon satisfactory completion of the work performed under this contract, as a
condition before final payment under this contract or as a termination settlement
under this contract the Design -Builder shall execute and deliver to the Owner a
release of all claims against the Owner arising under, or by virtue of, this
contract, except claims which are specifically exempted by the Design -Builder
to be set forth therein. Unless otherwise provided in this contract, by state law
or otherwise expressly agreed to by the parties to this contract, final payment
under this contract or settlement upon termination of this contract shall not
constitute a waiver of the Owner' s claims against the Design -Builder or their
sureties under this contract or applicable performance and payment bonds.
(2) After final inspection and acceptance by the Owner of all work under the
Contract, the Design -Builder shall prepare their requisition for final payment
which shall be based upon the carefully measured or computed quantity of each
item of work at the applicable unit prices stipulated in the Agreement or cost
breakdown (if lump sum), as adjusted by approved change orders. The total
amount of the final payment due to the Design -Builder under this contract shall
be the amount computed as described above less all previous payments.
(3) The retainage and its interest earnings, if any, shall not be paid to the Design -
Builder until the TWDB has authorized a reduction in, or release of, retainage
on the contract work.
(4) Withholding of any amount due to the Owner, under general and/or special
conditions regarding "Liquidated Damages" shall be deducted from the final
payment due the Design -Builder.
12. Archaeological Discoveries and Cultural Resources
No activity which may affect properties listed or properties eligible for listing in the National
Register of Historic Places or eligible for designation as a State Archeological Landmark is
authorized until the Owner has complied with the provisions of the National Historic
Preservation Act and the Antiquities Code of Texas. The Owner has previously coordinated
with the appropriate agencies and impacts to known cultural or archeological deposits have
been avoided or mitigated. However, the Design -Builder may encounter unanticipated
cultural or archeological deposits during construction
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If archeological sites or historic structures which may qualify for designation as a State
Archeological Landmark according to the criteria in 13 TAC Chapter 26, or that may be
eligible for listing on the National Register of Historic Places in accordance with 36 CFR
Part 800, are discovered after construction operations are begun, the Design -Builder shall
immediately cease operations in that particular area and notify the Owner, the TWDB, and
the Texas Historical Commission, 1511 N. Colorado St. , P. O. Box 12276, Capitol Station,
Austin, Texas 78711-2276. The Design -Builder shall take reasonable steps to protect and
preserve the discoveries until they have been inspected by the Owner's representative and the
TWDB. The Owner will promptly coordinate with the State Historic Preservation Officer
and any other appropriate agencies to obtain any necessary approvals or permits to enable
the work to continue. The Design -Builder shall not resume work in the area of the discovery
until authorized to do so by the Owner.
13. Endangered Species
No activity is authorized that is likely to jeopardize the continued existence of a threatened
or endangered species as listed or proposed for listing under the Federal Endangered Species
Act (ESA), and/or the State of Texas Parks and Wildlife Code on Endangered Species, orto
destroy or adversely modify the habitat of such species.
If a threatened or endangered species is encountered during construction, the Design -Builder
shall immediately cease work in the area of the encounter and notify the Owner, who will
immediately implement actions in accordance with the ESA and applicable State statutes.
These actions shall include reporting the encounter to the TWDB, the U.S. Fish and Wildlife
Service, and the Texas Parks and Wildlife Department, obtaining any necessary approvals or
permits to enable the work to continue, or implement other mitigation actions. The Design -
Builder shall not resume construction in the area of the encounter until authorized to do so
by the Owner.
14. Hazardous Materials
Materials utilized in the project shall be free of any hazardous materials, except as may be
specifically provided for in the specifications.
If the Design -Builder encounters existing material on sites owned or controlled by the Owner
or in material sources that are suspected by visual observation or smell to contain hazardous
materials, the Design -Builder shall immediately notify the Owner's Advisor and the Owner.
The Owner will be responsible for the testing and removal or disposal of hazardous materials
on sites owned or controlled by the Owner. The Owner may suspend the work, wholly or in
part during the testing, removal or disposal of hazardous materials on sites owned or
controlled by the Owner.
15. Changes
*Provisions identified with an asterisk below are consistent with Local Government Code
271.60. Counties and Municipalities may modify the identified provisions, when applicable,
to conform to Local Government Code 262.031 (Counties) or 252.048 (Municipalities).
(a) The Owner may at any time, without notice to any surety, by written order designated or
indicated to be a change order, make changes in the work within the general scope of the
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contract, including but not limited to changes:
(1) In the specifications (including drawings and designs);
(2) In the time, method or manner of performance of the work;
(3) To decrease or increase the quantity of work to be performed or materials,
equipment or supplies to be furnished;
(b) The total price of a contract may not be increased by a change order unless provision
has been made for the payment of the added cost by the appropriation of current funds or
bond funds for that purpose, by the authorization of the issuance of certificates, or by a
combination of those procedures.
(c) 'A contract with an original contract price of $1 million or more may not be increased
by more than 25 percent. If a change order for a contract, with an original contract price
of less than $1 million, increases the contract amount to $1 million or more, subsequent
change orders may not increase the revised contract amount by more than 25 percent.
(d) `A governing body may grant authority to an official or employee responsible for
purchasing or for administering a contract to approve a change order that involves an
increase or decrease of $50,000 or less.
(e) Changes that involve an increase in price will be supported by documentation of the cost
components. For projects funded through the EDAP program, or with grant proceeds,
TWDB staff may request this information to be provided in a format equivalent to the
Cost and Pricing Information form (No. WRD-277).
(f) Any change orders involving a change in the project requiring a relocation of project
components, sizing, or process may require additional environmental approval. A map
and description of the proposed changes should be sent to the TWDB Environmental
Reviewer for coordination and approval as soon as possible to avoid any delay.
Ib. Operation and Maintenance Manuals and Training
(a) The Design -Builder shall obtain installation, operation, and maintenance manuals from
manufacturers and suppliers for equipment furnished under the contract. The Design -
Builder shall submit three copies of each complete manual to the Owner's Advisor within
90 days after approval of shop drawings, product data, and samples, and not later than
the date of shipment of each item of equipment to the project site or storage location.
(b) Tile Owner shall require the Owner's Advisor to promptly review each manual submitted,
noting necessary corrections and revisions. If the Owner's Advisor rejects the manual,
the Design -Builder shall correct and resubmit the manual until it is acceptable to the
Owner's Advisor as being in conformance with the design concept of the project and for
compliance with information given in the contract documents. Owner may assess Design -
Builder a charge for reviews of same items in excess of three (3) times. Such procedure
shall not be considered cause for delay.
(c) Acceptance of manuals by Owner's Advisor does not relieve Design -Builder of any
requirements of terms of Contract.
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(d) The Design -Builder shall provide the services of trained, qualified technicians to check
final equipment installation, to assist as required in placing same in operation, and to
instruct operating personnel in the proper manner of performing routine operation and
maintenance of the equipment.
(e) Operations and maintenance manuals specified hereinafter are in addition to any
operation, maintenance, or installation instructions required by the Design -Builder to
install, test, and start-up the equipment.
(fl Each manual is to be bound in a folder and labeled to identify the contents and project to
which it applies. The manual shall contain the following applicable items:
(1) A listing of the manufacturer's identification, including order number, model,
serial number, and location of parts and service centers.
(2) A list of recommended stock of parts, including part number and quantity.
(3) Complete replacement parts list.
(4) Performance data and rating tables.
(5) Specific instructions for installation, operation, adjustment, and maintenance.
(6) Exploded view drawings for major equipment items.
(7) Lubrication requirements.
(8) Complete equipment wiring diagrams and control schematics with terminal
identification.
17. As -built Dimensions and Drawings
(a) Design -Builder shall make appropriate daily measurements of facilities constructed and
keep accurate records of location (horizontal and vertical) of all facilities.
(b) Upon completion of each facility, the Design -Builder shall furnish the Owner with one
setof direct prints, marked with red pencil, to show as -built dimensions and locations of
all work constructed. As a minimum, the final drawings shall include the following:
(1) Horizontal and vertical locations of work.
(2) Changes in equipment and dimensions due to substitutions.
(3) "Nameplate" data on all installed equipment.
(4) Deletions, additions, and changes to scope of work.
(5) Any other changes made.
18. Close -Out Procedures
To close-out the contract and release final retainage, the following steps must be completed:
(a) TWDB Staff must conduct a construction contract final inspection (CCFI).
(b) The following submittals must be received, reviewed, and accepted by TWDB:
(1) The final change order, adjustment of quantities, or a statement that all change
orders have previously been submitted and there will be no more change orders;
(2) The final pay request from the Design -Builder;
(3) An affidavit by the Design -Builder that all bills have been paid;
(4) Certification by the consulting Owner's Advisor that the work has been
completed and was constructed in accordance with the approved plans and
specifications and sound engineering principles and construction practices;
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(5) Acceptance of the project by the Owner in the form of a written resolution or
other formal action;
(6) Notification of the beginning date of the warranty period for the contract; and
(7) Confirmation that the Owner has received as -built drawings from the Design -
Builder.
(8) Certificate of Compliance with U.S. Iron and Steel Requirements (TWDB-
1105A)
(c) TWDB will issue a Certificate of Approval allowing the release ofretainage.